Regulatory Risk & Oversight Specialist
Northern Trust
Northern Trust, a leading global financial services firm, seeks a Regulatory Risk Management professional to monitor and govern regulatory frameworks, coordinate governance, and oversee remediation efforts across North America. You will collaborate with multiple lines of defense and regional teams to ensure adherence to evolving requirements and sustain compliance across the business. The role emphasizes strong analytical capabilities, clear communication with senior leaders, and the ability to #J-18808-Ljbffr Northern Trust
- ...leading technology and exceptional service. Role/ Department The Regulatory Risk Management team is responsible for the governing frameworks... .... The team focuses on the development, adoption and oversight of activities, framework and accountability models related to...RegulatoryH1bWork at officeWorldwideFlexible hours
$70.49k - $119.89k
...Consultant is responsible for the day‑to‑day oversight, investigation, and optimization of... ...line partners, and partnering closely with Risk, Fraud, IT, Privacy, and Model Risk... ...Partner annually with Privacy to assess regulatory or legislative changes impacting Voice ID...RegulatoryImmediate start$108.97k - $185.16k
...technology and exceptional service. The Risk Treatment Specialist is a key position within Northern... ...The core responsibilities encompass oversight of governance, program adherence, system... ...challenge, and respond to audit and regulatory requirements The Successful Candidate...RegulatoryH1bWork at officeFlexible hours$105.4k - $124k
...DescriptionThe Fair and Responsible Banking Risk Consultant will support the Fair and... ...contributes to the effective governance and oversight of fair lending and UDAP/UDAAP risks.... ...engagement.Ability to interpret regulatory expectations and internal policies, translating...RegulatoryFull timeWork experience placementWork at officeLocal area3 days per week$111.61k - $131.3k
...DescriptionThe Lead Fair and Responsible Banking Risk Consultant will support the Fair and... ...FaRB Program by providing independent oversight, credible challenge, and advisory... ...teams, and other stakeholders to translate regulatory expectations into practical, risk-based...RegulatoryFull timeWork experience placementWork at officeLocal area3 days per week- U.S. Bank is seeking a Business Risk Specialist in Tempe, AZ, working a schedule that supports the enterprise risk framework. The role involves... ...aiding in the implementation of internal policies to ensure regulatory compliance. The position requires a Bachelor's degree or...Regulatory
$98.18k - $115.5k
...Description The Fair and Responsible Banking Risk Consultant will support the Fair and... ...to the effective governance and oversight of fair lending and UDAP/UDAAP risks. The... ...stakeholder engagement. Ability to interpret regulatory expectations and internal policies, translating...RegulatoryTemporary workWork experience placementWork at officeLocal area3 days per week$22.5 - $30 per hour
...One. Job Description The organization's risk management structure is designed to... ...general supervision, the Business Risk Specialist monitors systems, databases, information... ...laws, regulations, financial services, and regulatory trends Well-developed analytical skills...RegulatoryTemporary workWork experience placementLocal area- Opportunity OverviewWhat You'll Do:The Data Governance & Risk Analyst III strengthens the firm’s ability to proactively identify, assess... ...-matter expert in data risk management, audit readiness, regulatory expectations, and governance assurance practices. The role requires...RegulatoryTemporary workWork at officeHome officeFlexible hours
$124.36k - $146.3k
...excel at—all from Day One.Job DescriptionEnvironmental and Seismic Risk Officer position within the U.S. Bank Real Estate Technical... ...environmental regulations, seismic assessment, financial services, and regulatory trends.Experience with Phase I and II environmental...RegulatoryFull timeWork at officeLocal areaFlexible hours3 days per week- U.S. Bank is seeking a FaRB Risk Consultant to support the Fair and Responsible Banking (FaRB) Program within Corporate Compliance.... ...across the organization. The role requires analytical skills, regulatory understanding, and collaboration with multiple teams to promote...Regulatory
- ...all while reducing cost. The Claims Oversight and Compliance Manager ensures that claims... ...coding to identify compliance gaps and risks Oversight of audit functions of offshore... ...as CMS CCI Edits Familiar with all regulatory requirements including CMS Strong...RegulatoryContract workWork experience placementWork at office
$102.24k - $134.19k
...other Analytic support functions for consultation of regional specific pricing, network and product strategy. They also support the regulatory submission process, support plan design compliance, and will ensure pricing is actuarially sound. You will report into the...RegulatoryFull timeWork at officeFlexible hours$105.4k - $124k
...eligible for current or future visa sponsorship. The Fraud Risk Analyst develops data-driven insights and strategies that strengthen... ...fraud risk reduction and business value while adhering to regulatory and internal control requirements. • Develop recurring...RegulatoryTemporary workWork experience placementWork at officeLocal area3 days per week$40 - $59 per hour
...based on this research to determine the risk to the organization and take appropriate... ...domains including Security Governance and Oversight, Security Risk Management, Network... ...requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures...RegulatoryFull timeWork at officeLocal areaRemote work3 days per week- ...Vice President Portfolio Risk Manager Bring your expertise to JPMorgan Chase. As part of Risk Management... ...and specific market loan portfolio. Drive oversight of the division's loan portfolio by managing to regulatory Key Risk Indicators and Key Performance Indicators...RegulatoryWork experience placement
- Northern Trust, a global leader in wealth management and banking services, seeks a Regulatory Risk professional for the Tempe office to govern frameworks and accountability models across the business. You will partner with stakeholders, identify risk, and help implement...RegulatoryWork at office
- ...function, including federal, state, and local regulatory reporting, tax accounting, audit defense... ...solutions. Provide leadership and oversight to onshore and offshore fuel tax team members... ...business initiatives, minimize tax risk, maintain a strong control environment,...RegulatoryLocal area
$126k - $161k
...while maintaining an acceptable level of risk and sustaining value-based... ...managing onsite and offsite staffProvide oversight, coaching and mentoring to other sourcing... ...requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures...RegulatoryFull timeContract workWork experience placementWork at officeLocal areaRemote work- ...on managing trading controls, exception oversight, and operational integrity for the UMA Program... ...ensuring compliance with firm policies, regulatory requirements, and client expectations.... ..., analyze complex data, identify risks, and drive process improvements. #J-188...Regulatory
- ...challenges, building alignment across stakeholders, and transforming regulatory risk management into a strategic advantage? The Team Leader is... ...areas of responsibility include the assessment and ongoing oversight of firm Conflicts of Interest and leadership of the...RegulatoryTemporary workWork at officeHome officeFlexible hours
- ...Compliance Specialist This position requires a professional to support compliance functions within a financial services environment. The role involves reviewing regulatory disclosure items, ensuring adherence to standards, and maintaining meticulous records. The specialist...Regulatory
- loanDepot is hiring for an Enterprise Risk Management position located in Southfield, Michigan. This role is essential for executing... ...of experience in fair lending compliance and possesses strong regulatory knowledge. The position offers a competitive compensation package...Regulatory
$119k - $206k
...'s second line of defense and Independent Risk Management team, covers jobs responsible for... ...with federal, state, agency, legal, and regulatory and/or Corporate Policy requirements. In This Role, You Will Provide oversight and monitoring of business group risk based...RegulatoryFull timeWork experience placement- ...professionals at all levels to solve legal and regulatory related inquiries and requests. This... ...data is required. Help drive the oversight and ongoing enhancement of our record retention... .... Monitor and report on data trends, risks, and opportunities across the legal data...RegulatoryFull timeTemporary workWork experience placementLocal areaFlexible hours
- ...professionals at all levels to solve legal and regulatory related inquiries and requests. This... ...data is required. Help drive the oversight and ongoing enhancement of our record retention... .... Monitor and report on data trends, risks, and opportunities across the legal data...RegulatoryHourly payFull timeTemporary workWork experience placementInternshipLocal areaFlexible hoursShift work
- ...Compliance Manager leads the company’s U.S. regulatory compliance programs, ensuring adherence... ..., and FAR. The role blends strategic oversight with hands‑on execution, embedding compliance... ..., assess, and report on compliance risks; implement corrective actions as needed...RegulatoryPermanent employmentFull timeWork at officeShift work
- ...Governance / GRC Analyst for a 12‑month contract to lead governance, risk and compliance activities. The role focuses on IT risk... ...will work with AIT SMEs, support ServiceNow workflows, and ensure regulatory compliance across IT operations and risk controls. Strong communication...RegulatoryContract work
$90k - $120k
...provide technical expertise, guidance, and oversight for the implementation, configuration,... ...optimization while mitigating technical risk; Recommend and implement improvements,... ...applications comply with company policies, regulatory requirements, and security protocols;...RegulatoryFull timeWork at officeRemote work3 days per week- ...related cases. Together, these functions ensure accurate execution, regulatory compliance, and exceptional operational support in a highly... ...-functional initiatives while maintaining a strong focus on risk management, controls, and compliance.What You’ll Do Serve as a...RegulatoryTemporary workWork at officeHome officeFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Regulatory Risk & Oversight Specialist. Be the first to apply!
- compliance coordinator Tempe, AZ
- regulatory specialist Tempe, AZ
- compliance associate Tempe, AZ
- risk and compliance analyst Tempe, AZ
- regulatory officer Tempe, AZ
- compliance specialist Tempe, AZ
- compliance officer Tempe, AZ
- regulatory affairs specialist Tempe, AZ
- cybersecurity policy and compliance analyst Tempe, AZ
- coding compliance specialist Tempe, AZ


