Control Room Manager

Responsibilities Draft and maintain appropriate policies and procedures for our real time and near real time compliance monitoring program Ensure all trading related issues are appropriately escalated, documented, and dispositioned Develop key performance indicators and regular reporting on the control room function to the Global CCO and other senior executives Lead cross-functional projects and drive execution across multiple departments Manage and develop a high-performing team, overseeing hiring, training, workload allocation, and day-to-day leadership Build out a suite of monitoring reports that actively reviews algorithmic trading for anomalies and suspected breach of SEC, FINRA and CFTC rules Develop a case management protocol for follow up on suspected anomalies and potential rule violations Supervise the work of junior compliance analysts who prepare trading related regulatory filings Work with the Global Chief Compliance Officer to manage interactions with US and overseas regulators Document trade errors and work with trading and operations teams to ensure that repeat errors with the same criteria do not occur Qualifications 8-12+ years in a trading, operations, or compliance role at a large financial industry firm (e.g., hedge fund, investment adviser, broker-dealer) 2+ years in a management position, overseeing multiple direct reports of varying seniority Experience communicating effectively across compliance, finance, legal, operations, and senior leadership Deep understanding of trading mechanics in multiple asset classes (e.g., equities, options, futures, FX) Familiarity with financial industry rules, like trade reporting and the anti-fraud provisions of various federal rules (e.g., Investment Advisers Act of 1940, Securities Exchange Act of 1934, Commodity Exchange Act) Bachelor’s degree required The Voleon Group is an Equal Opportunity employer. Applicants are considered without regard to race, color, religion, creed, national origin, age, sex, gender, marital status, sexual orientation and identity, genetic information, veteran status, citizenship, or any other factors prohibited by local, state, or federal law. #J-18808-Ljbffr The-Voleon-Group