Senior Compliance Architect Investment Adviser
WEBULL
Webull is seeking a Compliance Professional in Saint Petersburg, Florida. This leadership role entails managing compliance operations, developing policies, interpreting regulations, and guiding the compliance culture within the organization. Candidates should have extensive experience in compliance management and a strong knowledge of the Investment Advisors Act. The position offers a competitive salary, comprehensive health benefits, and opportunities for professional growth. #J-18808-Ljbffr
- ...Kimley-Horn in Saint Petersburg, Florida, is seeking a motivated Senior Project Manager to expand their Surface Water practice. The successful candidate will lead business development efforts, manage client relationships, and oversee project tasks while mentoring junior...Senior
- ...Duke Energy is seeking a Senior Electrical Engineer for project management in Florida to lead phases of major engineering projects. You will support project development and ensure compliance with industry standards across renewable energy efforts. Qualifications include...Senior
- ...X. You Are: A hands on technical architect who has spent real time on plant floors... ...grounded in technical feasibility, sequencing investments against operational constraints like... ...presenting transformation recommendations to senior client leadership Experience...SeniorFull timeLive inWork at officeLocal area
$85k - $100k
...A leading financial services firm is looking for a Senior Regulatory Data Analyst based in Saint Petersburg, Florida. The role involves producing data and reports for the Regulatory Relations team, requiring solid experience in data analysis and familiarity with regulatory...Senior- Amerilife Group, LLC is seeking a Lead Integration Developer in Clearwater, Florida. The ideal candidate has over 10 years of experience in enterprise integration, with specialized knowledge of the MuleSoft platform and proven capabilities in API design and integration...Senior
- Vault Insurance Position At Vault we specialize in providing personal insurance for highly successful individuals and their families. As a fast-growing disrupter Vault is fueled by a team inspired to protect our customers' most prized possessions. When others say it...Work at officeImmediate startFlexible hours
- 485 Raymond James Affordable Housing Investments, Inc. is seeking a Portfolio Manager for Preservation Asset Management to oversee operations and performance for an institutional investor in multifamily real estate partnerships. This role includes evaluating fund performance...
- ...Plasticos Castella SA is seeking a skilled Corporate Paralegal in Tampa, Florida, to support senior legal leadership on securities compliance and corporate governance matters. The role involves preparing SEC reports, assisting with board meetings, and managing corporate...Senior
- ...Job Description Job Description GENERAL DESCRIPTION Senior Associates are primarily responsible for hands-on execution of client... ...and Directors to deliver high-quality cybersecurity and compliance assessments and advisory services. As a Senior Associate – Cybersecurity...SeniorFor contractorsWork at office
- ...A cybersecurity consulting firm in Florida is looking for a Senior Associate to execute client engagements related to cybersecurity and compliance assessments. This role involves working across frameworks like CMMC and FedRAMP, conducting assessments, and communicating...Senior
- ...Overview BayCare is seeking an experienced Programmer Analyst Senior to serve as a technical leader within our digital experience ecosystem... ...Cloud, Contentstack, or similar). You will play a key role in architecting headless solutions, building reusable enterprise components,...SeniorFull timeWork at officeRelocation
- ...license in Florida and a minimum of three years' long-term care experience. The role includes managing nursing functions, ensuring compliance with regulations, and collaborating with the team to provide high-quality care. Competitive compensation and benefits, including...Senior
$127k - $160.55k
...Senior Manager Investment & Capacity Planning The Senior Manager Investment & Capacity Planning is responsible for leading revenue forecasting, capacity planning, cost modeling, and margin optimization for the Price Optimization business. This role integrates client...SeniorFull timeWork at officeLocal areaRemote workVisa sponsorshipFlexible hours- ...has at least an Associate's Degree with 7-8 years of experience and is proficient in Microsoft Office. This role involves ensuring compliance with financial regulations, providing guidance for financial reporting, and managing budgets effectively. The position also...SeniorWork at office
- ...evolving industry.**Job Summary**We are seeking an Integration Architect with 15+ years of experience designing and delivering... ...with Disabilities Act (ADA) Statement**We are committed to full compliance with the Americans with Disabilities Act (ADA) and all applicable...Local area
- ...existing processes, procedures and systems and advise on improvements. Job Description... ...Establishes strong relationships with senior leaders and related control groups. Uses... ...' products and services. ~ Advanced investment concepts, practices and procedures used...Work experience placement
$132.5k - $338.3k
...world’s most complex client challenges. You Are: An AI/ML Sr Architect delivering full-stack AI architecture on public, private, or... ...problems at scale. The Work: You embed with clients as a senior architect to shape their AI agent foundation. You design...SeniorWork experience placementLive inWork at officeLocal area- ...Plasticos Castella SA in Tampa, Florida is seeking a Senior IT Auditor who will assist in developing and executing audit plans, lead audit projects, and ensure compliance with internal audit standards. The ideal candidate should possess a Bachelor's Degree in Information...SeniorWork at office
- ...Monitors risk metrics and assists in assessing whether risks fall within established risk appetite. Identifies instances of non-compliance with internal policies, procedures, and regulatory requirements and escalates issues as appropriate. Prepares moderately...Work experience placement
- ...lead complex risk engagements, and the capability to influence senior stakeholders. The manager will lead or oversee reviews, develop... ...committees. Participate in major business initiatives and proactively advise stakeholders on technology risk implications related to business...Work experience placementShift work
- Connecting with Customers Enabling the Business. — We are seeking a Strategic Account Manager (SAM) in in St. Petersburg, Florida to work with a portfolio of key customer accounts to facilitate sustainable, long-term business. This role will focus on cultivating and maintaining...SeniorImmediate start
- ...management (ERM) program, and manages environmental health and safety compliance to protect the College’s people, property, mission, and... ...periodic reports for executive leadership and Board committees. Advise departments on risk implications related to proposed new...Temporary workCurrently hiringLocal area
$110k - $145k
...insurance solutions with business objectives while ensuring regulatory compliance, cost efficiency, and effective claims management. Key... ...optimal results. ~ Alternative Risk Solutions: Advise on risk financing strategies such as captives, self‑insurance,...Work at officeRemote work$80k - $85k
...Contractors Apply Here Osaic Careers REMOTE Compliance Risk Opportunity in Financial Services Senior Branch Office Examiner Location(s): Open... ...business, fee based advisory business and common investment products including mutual funds, variable...SeniorFull timeFor contractorsWork at officeRemote work$40k - $90k
...team members to coordinate outreach strategies. Track activity and report progress toward established objectives. Maintain compliance with office and regulatory procedures. Qualifications Strong communication and relationship-building skills. Detail-oriented...For contractorsWork at office- ...Technology and Business consulting services. We are in search of a highly motivated candidate to join our talented Team. Job Title: Senior Compliance Analyst. Location: St. Petersburg, FL. Description: Tracks, reviews and communications pending and passed US federal...SeniorWork experience placementLocal area
- ...Compulink Cable Assemblies is searching for a Senior Accountant who will work closely with the Site Controller in providing accounting... ...Maintain and review the general ledger for accuracy and compliance Perform reporting activities throughout the month on margins...SeniorWork at officeRelocation
$66.46k - $129.59k
...their trust and respect. - Draw actionable conclusions, and make decisions as needed while collaborating with other teams. - Ensure compliance with all regulatory audit guidelines by adhering to roadmap of deliverables and timelines and implementing solutions to maximize...Work experience placementWork at officeRemote work- ...Senior Specialist, Quality Program Management and Performance The Senior Specialist, Quality Program Management and Performance implements... ...existing healthcare quality improvement activities to maintain compliance with quality program requirements and reporting and monitoring...SeniorWork experience placementWork at officeRemote workNight shift
- ...activities; and provides direction and implementation of NCQA accreditation surveys and federal/state QI compliance activities. Knowledge/Skills/Abilities The Senior Analyst, Quality Improvement (QI) Interventions/Compliance contributes to either or both critical...SeniorWork experience placementRemote work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Architect Investment Adviser. Be the first to apply!
- consultant senior consultant Saint Petersburg, FL
- senior strategic account manager Saint Petersburg, FL
- senior account executive Saint Petersburg, FL
- senior director continuous improvement Saint Petersburg, FL
- senior performance engineer Saint Petersburg, FL
- senior customer service manager Saint Petersburg, FL
- senior manager diversity & inclusion Saint Petersburg, FL
- senior robotics software engineer Saint Petersburg, FL
- senior customer service Saint Petersburg, FL
- senior mainframe developer Saint Petersburg, FL


