Compliance Manager
SDL Search Partners
Compliance Manager
Boston, Massachusetts, United States
About the Job
A Top Asset Management firm is looking for a Compliance Manager as a new addition to the team. This is a great role for an individual with 5+ years of related experience looking for opportunity to take ownership of the Compliance function, within an established company that continues to grow organically.
Compensation & Benefits
Strong base pay, bonus, profit sharing, opportunities for growth & professional development, health / dental / vision / 401k, fantastic company culture, hybrid work model
Responsibilities
- Establish and maintain compliance rules in the core compliance engine
- Maintain up to date understanding of new and proposed regulations to determine applicability to the firm based on a thorough understanding of the current business model
- Preparation of monthly and quarterly reports
- Support daily monitoring of pre and post trade activities for specific equity, fixed income and alternative funds and accounts, including complex investment strategies
- Reporting of beneficial ownership in an accurate and timely manner
- Work with Compliance leadership to ensure relevant regulatory filings including form ADV
- Review and updating compliance policies and procedures
- Assisting with investment compliance
- Review and approving of marketing materials
- Identify and resolve potential material non-public information and information barrier matters
- Provide management with information on current trends and issues recognized during assignments and recommend plans for improvement
- Participate in and leading strategic initiatives within the team and in partnership with various business partners
Requirements
- 5-10 years of relevant experience
- Bachelor's degree in Finance, Accounting, Economics, or related field preferred
- Experience in the financial services industry, compliance and/or operations
- Regulatory and policy experience a plus
- Ability to business partner across departments & levels, as well as with the leadership team, and external parties
- Interest in growth & promotion with the firm
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Compliance Manager in Boston, MA vacancy
$78.7k - $138.2k
...services leader with more than $1.5 trillion in assets under management, administration and advisement as of year-end 2024. Our team of... ...institutions and communities around the world.Job DescriptionThe Compliance Manager will support the day-to-day compliance needs for...SuggestedFull timeWork experience placementH1bWork at officeWork from homeVisa sponsorship1 day per week$110k - $160k
Compliance Manager Position, $110,000 - $160,000, discretionary annual bonusSenior professionals with 10+ years may command higher compensation Boston, MA Downtown Financial District, Partial HybridPrincipals ONLY, No Visa Sponsorship availablePosition SummaryWe are seeking...SuggestedWork at officeLocal areaVisa sponsorship$112.88k - $165.53k
...Piper is a place you can engage in meaningful work and grow your career. Let’s see what we can achieve. Together.Summary The HR Compliance Manager leads the firm’s employment compliance function, ensuring alignment with federal, state, and local employment laws,...SuggestedFull timeWork at officeLocal areaRemote workRelocationVisa sponsorshipRelocation package- Boston, MAOpen to RemoteFull Time$150k - $170kJob Description An established organization is seeking a Senior Compliance Manager to support and drive compliance initiatives across regulated environments. This role focuses on ensuring processes, systems, and operations...SuggestedFlexible hours
$134.5k - $265.1k
Position Summary Manager - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect...SuggestedLocal areaVisa sponsorship- ...pharma's digital transformation is adherence to industry-accepted standards like GxP, ISO 9001, and 21 CFR Part 11. As Senior Compliance Manager, US, you will operate as an independent senior IC — accountable for ensuring TetraScience's products and platform meet the...Immediate startFlexible hours
TetraScience
Cambridge, MA2 days ago $104.4k
Posting Description LICENSEE RELATIONS AND COMPLIANCE MANAGER, Technology Licensing Office, ensures that licensees and joint owners are compliant with their IP related agreements with MIT, including timely and accurate reporting with regard to product development and commercialization...Full timeWork at officeVisa sponsorship$168k - $252k
...for key product development or registration documentsEnsures compliance of regulatory submissions with current regulations and guidanceReviews... ...regulatory strategyAdvises cross-functional teams and senior management on regulatory risks, considerations, and strategies for...Full timeSummer workRemote workFlexible hours2 days per week$154.4k - $242.55k
...efficient development and maintenance of programs, while ensuring compliance with applicable regulatory requirements.Is a leader both in... ...to regulatory strategy.Ensures project team colleagues, line management, and key stakeholders are apprised of developments that may impact...Minimum wageTemporary workLocal areaRemote work$154.4k - $242.55k
...projects to enhance probability of regulatory success and regulatory compliance. Ability to draw from prior experience, precedents and other... ...:With minimal supervision, develops, plans, executes and manages regulatory submissions per the GRA CMC Product Team technical...Minimum wageTemporary workLocal areaRemote workWorldwide$170.9k - $231.3k
...broad scientific foundation in biologics and/or complex modalities, along with strong communication, collaboration, and project management skills. This individual will play an important role in evaluating the regulatory implications of novel technologies and guiding development...Full timeTemporary workWork at officeLocal areaFlexible hours- ...and University Title IX Coordinator, the Associate Director for Compliance and Title VI Coordinator is responsible for oversight of the University’s compliance with Title VI, as well as overall case management of Title IX Hearings, Appellate Panels, NDAB Determination...Work at officeLocal area
$170.9k - $231.3k
...pipeline.Work with the Global Regulatory Lead and Regulatory Affairs management to lead and define regulatory strategy and to compile and... ...to documentation or processes, including SOPs for regulatory compliance.Provide US specific regulatory intelligence to internal...Full timeTemporary workLocal areaWorldwideFlexible hours2 days per week$268.2k - $402.2k
...global regulatory strategies for product development and commercialization of programs within the T1D portfolio. This position will manage a group of global/regional regulatory professionals with program leadership responsibilities. This role will play a major role in...Full timeSummer workLocal areaRemote workFlexible hours2 days per week$90k - $200k
...Senior Manager, Financial InvestigationsKroll's North American Investigations, Diligence and Compliance practice is seeking a Senior Manager based in the U.S. This is a wide-ranging role in the Financial Investigations team. The Senior Manager will develop and manage...Temporary workKroll
Boston, MA2 days ago$150k - $215k
TITLE: Compliance Officer - Private CreditDEPARTMENT: Compliance and LegalLOCATION: Boston, MABain Capital OverviewWith approximately $225 billion of assets under management, Bain Capital is one of the world's leading private investment firms. We create lasting impact...Full time$99k - $266k
...on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex... ...for coaching, leveraging team member’s unique strengths, and managing performance to deliver on client expectations. With your...Full timeH1b$238k - $374k
...g., modeling/simulation, predictive tools, data and knowledge management, and digital CMC dossiers) to strengthen scientific justifications... ...).Accountable for ensuring global CMC content quality and compliance for early development submissions and lifecycle changes through...Minimum wageTemporary workLocal areaRemote work$238k - $374k
...) to align evidence generation, usability/human factors, risk management, and value messaging to regulatory and access requirements for... ...applicable.Accountable for ensuring global submissions and lifecycle compliance for devices and combination products (e.g., IDE, 510(k), De...Minimum wageTemporary workWork at officeLocal areaRemote workWorldwide$190.4k - $285.6k
...content and digital regulatory capabilities.Champions AI-enabled technologies for authoring, review, data traceability, and knowledge management.Ensures programs are appropriately resourced and accountable for regulatory milestones.Stays abreast of and adopts emerging...Full timeSummer workRemote workFlexible hours2 days per week$215k - $235k
...cross functional data narratives to support designation requests.Manage submission, agency correspondence, and follow up related to... ...CROs and external vendors to ensure quality, consistency, and compliance.Cross Functional & External CollaborationProvide regulatory guidance...- ...and development decisions. Provide regulatory guidance on protocols, development plans, CMC changes, and clinical trial expansion. Manage external regulatory consultants and vendors as needed. Establish practical regulatory processes and infrastructure appropriate for...2 days per week3 days per week
$231.9k - $365k
...protocols, and labeling, to ensure accuracy and consistency.Lead, manage, and review the performance of direct reports, including... ...Resource Allocation, Project Tasks, R&D Strategy, Regulatory Affairs Compliance, Regulatory Affairs Management, Regulatory Compliance,...Full timeFor contractorsLocal areaWorldwideFlexible hours$120k - $140k
...preparation of document packages for regulatory submissions ensuring compliance with the Food and Drug Administration (FDA) and international... ...FDA submissions is required with the ability to successfully manage projects to deadlines. A working knowledge of electronic...Work at office- ...modified medical devices and other (regulated) products This role manages and submits 510ks for the products and manages communications... ...for registrations in their respective countries to ensure compliance globally and acts as an internal champion for initiatives aimed...Work at office
$180k - $245k
...programs from early development through approval and lifecycle management.Ensure regulatory strategies align with corporate goals and... ...authorities, including FDA, EMA, and other major agencies.Ensure compliance with global regulatory requirements and guidelines, including...- Elliot Health System - Compliance & Privacy Program Sr. Manager - Full Time Position Summary - 40 hr/wk. Days, hours can be flexible. Required on site presence. Key Responsibilities Manages the implementation of Elliot Health System entities' compliance activities, programs...Full timeTemporary workPart timeWork at officeLocal areaFlexible hours
- ...The Trade Compliance Manager is responsible for leading the trade compliance matters, ensuring adherence to the import and export regulations. This role will be focused on managing the trade compliance operations and implementing and optimizing a trade compliance program...
Gateway Recruiting
Boston, MA2 days ago - ...labeling business processes.Key Duties and Responsibilities:Ensures compliance with labeling governance requirements and associated business... ...be responsible for the strategic development and lifecycle management of labeling for that/those area(s), including TLPs.Knowledge...Full timeSummer workWork at officeLocal areaRemote workFlexible hours2 days per week
$218.06k - $327.09k
...to enable decisive, data-driven choices.Delivery and Milestone Management: Oversee all regulatory deliverables and milestones, including... ...: Maintain accountability for product maintenance and compliance activities associated with marketed brands, ensuring continued...Hourly payFull timeTemporary workStart working todayWork at officeFlexible hours3 days per week
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Compliance Manager. Be the first to apply!
Related searches
- regulatory & compliance manager Boston, MA
- director global regulatory affairs Boston, MA
- head compliance Boston, MA
- senior director regulatory affairs Boston, MA
- associate director compliance Boston, MA
- compliance manager Boston, MA
- regulatory affairs director Boston, MA
- regulatory cmc manager Boston, MA
- regulatory affairs manager pharmaceutical Boston, MA
- compliance director Boston, MA