Managing Director, Portfolio Compliance
Confidential
Managing Director, Portfolio Compliance
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company
Founded
1997
Employees
1001-5000
Categories
- Consulting & Professional Services
- Investment Management
- ALTERNATIVE ASSET MANAGER
- ARES
- ARES MANAGEMENT
- ARES MANAGEMENT CORPORATION
- ASSET MANAGER
- Credit
- Investment Services
- LLC
- PRIVATE EQUITY
- REAL ESTATE
- Securities
- Asset Management
- Finance
- Financial Services
Specialties
- private equity
- credit
- real estate
- strategic initiatives
- alternative asset management
- financial services
- investment management
- and direct lending
Business Classifications
- B2B
About the Role
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Hiring Manager Title
Partner, Investment Operations
Functions
- Operations
$250k - $350k
...exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the... ...that support a growing global investment platform. This Managing Director will serve as a key partner to Portfolio Management,...SuggestedTemporary workWork experience placementFlexible hours- ...Managing Director, Head of Portfolio Implementation About the Company Premier investment management firm Industry Financial Services Type Privately Held, VC-backed Founded 2004 Employees 501-1000 Categories Asset Management Financial...Suggested
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...banking loans and credit solutions in an assigned portfolio of clients. Makes credit decisions and recommendations in compliance with bank policies and procedures while... ...performance in collaboration with Relationship Manager and business partners.Structures and supports...SuggestedFull timeContract workPart timeWork experience placementWork at officeLocal area$170k - $190k
...our growing corporate Power & Utilities Portfolio Management team. You will focus on underwriting... ...little support from managementPolicy Compliance:Ensure compliance with external regulatory... ...on OJT basis as assigned by MD or Director/Team LeaderGuide junior analysts in completing...Full timeWork experience placementWork at officeLocal areaRemote workOverseas- ...Vice President, Philanthropic Portfolio Management About the Company A private family foundation managing a philanthropic portfolio through its final chapter. Industry Civic & Social Organization Type Non Profit Founded 2001 Employees 1-10...
$118.2k - $160k
The Portfolio Strategy & Planning team determines how Amazon invests its fixed marketing portfolio... ...memorandums for senior leadership (Directors upwards), so the ability to make data... ...course corrections with quantified impact.- Manage spend tracking across budget owners (...Temporary workInternshipLocal areaFlexible hours$130k - $160k
...implementation of their real estate strategy through the allocation and management of real estate capital across all real estate strategies and... ...monitoring systems that identify and manage risk in existing portfolios on a timely basis to maximize value; and Providing strategic...Work experience placementInternshipWork at officeRemote work3 days per week- ...investors on real estate strategies with a focus on disciplined underwriting and rigorous financial modeling. The Investments & Portfolio Management team, based in multiple US cities, develops strategies that maximize value across real estate cycles. Candidates should...
- ...Managing Director, AI Strategy & Readiness About the Company Provider of specialized finance solutions for businesses & individuals... ...Experience in C-suite workshop design, private equity deal-team or portfolio company exposure, and a history of building a practice or...Interim roleWork at office
- ...years to come. Join us and make an impact today!POSITION PURPOSE:The Investments Group at CIM is comprised of investments and portfolio management professionals working collaboratively to a) source, structure and execute new investments, and b) ensure that investment and...16 hoursFull timeWork at officeLocal area
- ...Credit Officer (CCO) to join its team. The CCO will be a key strategic leader, responsible for overseeing all credit and portfolio risk management functions. This includes maintaining a high-quality loan portfolio, minimizing credit losses, and ensuring sound credit risk...
- Job-ID: 21015312Category: Compliance & Regulatory ConsultingLocation: Los Angeles, CA, United... ...Act) a plus. The ideal candidate owns a portfolio of client relationships, provides... ...and regulationsExperience registering and managing compliance programsFamiliarity with SEC...
$240k
...Managing Director, New Ventures Redesign Health + Cedars-Sinai Digital Innovation Platform About the Company: Redesign Health... ...workflows with AI. Since inception in 2018, Redesign and our portfolio companies have touched the lives of more than 15 million...Work at officeLocal area3 days per week- ...Managing Director Highgate is a leading real estate investment and hospitality management company... ...assets under management and a global portfolio of more than 400 hotels spanning North... ...required departmental, service, compliance, and Highgate training. Maintain a strong...Full timeTemporary workTraineeshipWorldwide
- ...heartbeat. Every thriving loan portfolio has a guardian. Every... ...performance, guide regulatory compliance, and partner directly with executive... ...at the table where risk management, profitability, governance,... ...team, and Board of Directors on credit-related matters and...
$175k - $210k
...professional with at least 5 years of project finance experience in portfolio management. MUFG’s market leading project finance practice covers... .../credit lines and coordinate appropriate renewal.Ensure compliance with external regulatory/internal policy and procedural...Full timeWork experience placementWork at officeLocal areaRemote work- # Managing Director## OverviewPosition TypeFull Time## Description***Who We Are***Boombox is Bovitz’s marketing services division, built to... ...concentration risk by broadening and strengthening the client portfolio**Strategic & Creative Leadership*** Remain actively involved...Summer workWork at officeLocal areaRemote workHome office3 days per week
- ...Managing Director, AI Solutions Architecture About the Company Provider of specialized finance solutions for businesses & individuals... .... Experience in regulated industries or private equity portfolio environments is a plus, and the company values candidates with...Interim role
- ...Managing Director About the Company Ambitious private equity firm specializing in vertical software business acquisitions Industry... ...and driving sustained, profitable growth across the product portfolio. This hands-on role requires an entrepreneurial and...
- ...Managing Director, Principal Giving About the Company Global non-profit organization working to improve the lives of children Industry... ...a collaborative culture of philanthropy. The role manages a portfolio of approximately 40–50 high-capacity individual and family...
- ...Managing Director, Utility-Scale Solar & Storage Development About the Company Develops community- and utility-scale solar and battery... ...candidate will be responsible for expanding the company's portfolio in this sector, entering new markets, and overseeing the entire...
$125k - $155k
...contributions. The Opportunity Resetting the Table (RTT) is seeking a Managing Director, Entertainment to lead the ongoing translation of our... ...design and delivery, follow‑on action items, and the team’s portfolio of relationships Steward the production and delivery of RTT...Full timeTemporary workWork at officeLocal areaRemote workHome officeWeekend workAfternoon shift$237.61k - $293.51k
Job Title:Managing Director- Commercial BankingLocation:Los AngelesWhat you'll do:As a Managing... ...complex corporate banking loans in compliance with the Bank’s lending policies and procedures... ...within the Relationship Manager’s portfolio.Maintain a superior knowledge of...Full time$154.4k - $337.7k
...s why there’s nowhere like RSM.RSM is looking for a dynamic Managing Director to join our assurance team. You will have the opportunity to... ...professional judgment, assess audit risk, and ensure audit quality, compliance, and independence.Experience supervising, mentoring,...Full timeWork experience placementInternshipLocal area- ...Job DescriptionJob DescriptionTitle: Managing Director of Global Corporate ServicesLocation:Los Angeles, CA Responsibilities: Individual... ...function to one oftheirglobal specialists, whose market leading technology can analyze, and scenario plan all aspects of a portfolio....
$119k - $170k
...supervisory practices, promoting regulatory compliance, and supporting operational excellence... ...of approximately 5-7 Field Supervision Managers (FSMs), driving consistent execution of... ...drive lasting impact. Our diverse business portfolio creates opportunities to make a...Work at officeLocal areaHome office$380k
...own future.KPMG is currently seeking a Managing Director to lead our U.S. Pricing & Commercial... ...commercialization models for KPMG's evolving portfolio, including professional services,... ...further information regarding KPMG's compliance with federal, state and local...Local areaImmediate startShift work$208.73k - $260.92k
...forward every day.Job OverviewThe SVP, Chief Compliance and Privacy Officer leads all of AHN/... ...privacy program; Medicare, Medicaid, managed care, and healthcare compliance; and regulatory... ...direct access to AHN/AHNSSP’s Board of Directors.Together with AHN/AHNSSP’s CEO and...Full timeFlexible hours
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