Managing Director, Portfolio Compliance
Confidential
Managing Director, Portfolio Compliance
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company
Founded
1997
Employees
1001-5000
Categories
- Consulting & Professional Services
- Investment Management
- ALTERNATIVE ASSET MANAGER
- ARES
- ARES MANAGEMENT
- ARES MANAGEMENT CORPORATION
- ASSET MANAGER
- Credit
- Investment Services
- LLC
- PRIVATE EQUITY
- REAL ESTATE
- Securities
- Asset Management
- Finance
- Financial Services
Specialties
- private equity
- credit
- real estate
- strategic initiatives
- alternative asset management
- financial services
- investment management
- and direct lending
Business Classifications
- B2B
About the Role
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Hiring Manager Title
Partner, Investment Operations
Functions
- Operations
$250k - $350k
...exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the... ...that support a growing global investment platform. This Managing Director will serve as a key partner to Portfolio Management,...SuggestedTemporary workWork experience placementFlexible hours- ...Managing Director, Head of Portfolio Implementation About the Company Premier investment management firm Industry Financial Services Type Privately Held, VC-backed Founded 2004 Employees 501-1000 Categories Asset Management Financial...Suggested
- ...Executive Director, Medical Affairs Cardiovascular Portfolio Lead About the Company Pioneering developer & manufacturer of innovative therapeutic medicines... ...Therapeutics Clinical Care Patient Management Healthcare Life Sciences Personalized Medicine...Suggested
$170k - $190k
...our growing corporate Power & Utilities Portfolio Management team. You will focus on underwriting... ...little support from managementPolicy Compliance:Ensure compliance with external regulatory... ...on OJT basis as assigned by MD or Director/Team LeaderGuide junior analysts in completing...SuggestedFull timeWork experience placementWork at officeLocal areaRemote workOverseas$170k - $200k
Los Angeles, California • Job Type: Direct Hire • Posted: 1 week ago VP, Technology Portfolio & Tooling Our client is seeking a VP, Tool Management to lead the strategy, governance, and lifecycle management of a large enterprise technology tooling portfolio. This newly...SuggestedContract workVisa sponsorship$90k - $180k
...banking loans and credit solutions in an assigned portfolio of clients. Makes credit decisions and recommendations in compliance with bank policies and procedures while... ...performance in collaboration with Relationship Manager and business partners.Structures and supports...Full timeContract workPart timeWork experience placementWork at officeLocal area- ...Vice President, Philanthropic Portfolio Management About the Company A private family foundation managing a philanthropic portfolio through its final chapter. Industry Civic & Social Organization Type Non Profit Founded 2001 Employees 1-10...
$225k - $250k
...Vice President, Portfolio Technology Operations Full-time Compensation: USD 225,000 - USD 250,000 - yearly TIVERTON is an investment... ...with a problem-solving mindset who excels at stakeholder management and outcomes-driven prioritization. PRIMARY...Full time- ...Proper Hospitality is seeking a proven executive to serve as Vice President, Portfolio Operations & Transformation, reporting to the Chief Operating Officer. This hybrid, full-time role centers on leading The Collective hotel operations and transforming the way the portfolio...Full time
$250k - $275k
...Vice President, Portfolio Operations & Transformation Job Category : CORPORATE Requisition Number : VICEP001837 Posted : October... ...organization runs. The VP works closely with our Corporate Director, Enterprise Operations, who oversees operating standards,...Full timeShift work$130k - $160k
...implementation of their real estate strategy through the allocation and management of real estate capital across all real estate strategies and... ...monitoring systems that identify and manage risk in existing portfolios on a timely basis to maximize value; and Providing strategic...Work experience placementInternshipWork at officeRemote work3 days per week- ...global investment banking advisor to private equity firms and their portfolio companies. With more than 1,400 professionals across 25+... ...pricing models applicable to illiquid securities. The VP will manage junior analysts and associates, contribute to business development...Work at officeMonday to Thursday
- Lincoln International in Los Angeles is seeking a Vice President of Portfolio Valuations to deliver rigorous, defensible valuations of portfolio investments for private equity clients on a quarterly and annual basis. You will build complex financial models, conduct market...
$118.2k - $160k
The Portfolio Strategy & Planning team determines how Amazon invests its fixed marketing portfolio... ...memorandums for senior leadership (Directors upwards), so the ability to make data... ...course corrections with quantified impact.- Manage spend tracking across budget owners (...Temporary workInternshipLocal areaFlexible hours- ...Managing Director, AI Strategy & Readiness About the Company Provider of specialized finance solutions for businesses & individuals... ...Experience in C-suite workshop design, private equity deal-team or portfolio company exposure, and a history of building a practice or...Interim roleWork at office
- ...years to come. Join us and make an impact today!POSITION PURPOSE:The Investments Group at CIM is comprised of investments and portfolio management professionals working collaboratively to a) source, structure and execute new investments, and b) ensure that investment and...16 hoursFull timeWork at officeLocal area
- ...Credit Officer (CCO) to join its team. The CCO will be a key strategic leader, responsible for overseeing all credit and portfolio risk management functions. This includes maintaining a high-quality loan portfolio, minimizing credit losses, and ensuring sound credit risk...
- Job-ID: 21015312Category: Compliance & Regulatory ConsultingLocation: Los Angeles, CA, United... ...Act) a plus. The ideal candidate owns a portfolio of client relationships, provides... ...and regulationsExperience registering and managing compliance programsFamiliarity with SEC...
- ...investment and hospitality management company with over $15 billion... ...under management and a global portfolio of more than 400 hotels... ...Overview The Managing Director is responsible for driving profitability... ...departmental, service, compliance, and Highgate training....Full timeTemporary workPart timeTraineeshipWorldwide
$240k
...Managing Director, New Ventures Redesign Health + Cedars-Sinai Digital Innovation Platform About the Company: Redesign Health... ...workflows with AI. Since inception in 2018, Redesign and our portfolio companies have touched the lives of more than 15 million...Work at officeLocal area3 days per week- ...heartbeat. Every thriving loan portfolio has a guardian. Every... ...performance, guide regulatory compliance, and partner directly with executive... ...at the table where risk management, profitability, governance,... ...team, and Board of Directors on credit-related matters and...
- Perform Properties, a Blackstone Real Estate portfolio company, seeks a VP of Asset Management in Santa Monica to lead evaluation, optimization, and disposition strategies across a diverse property portfolio. You will mentor a team, drive cross-functional initiatives, and...Work at office
$175k - $210k
...professional with at least 5 years of project finance experience in portfolio management. MUFG’s market leading project finance practice covers... .../credit lines and coordinate appropriate renewal.Ensure compliance with external regulatory/internal policy and procedural...Full timeWork experience placementWork at officeLocal areaRemote work- # Managing Director## OverviewPosition TypeFull Time## Description***Who We Are***Boombox is Bovitz’s marketing services division, built to... ...concentration risk by broadening and strengthening the client portfolio**Strategic & Creative Leadership*** Remain actively involved...Summer workWork at officeLocal areaRemote workHome office3 days per week
- ...Tiverton is seeking a proactive and resourceful Vice President, Portfolio Operations, to lead and own budgeting, forecasting, and... ...review, actuals-to-forecast variance analyses, and write the management discussion and analysis for board and lender reporting Design...
- ...Managing Director, Utility-Scale Solar & Storage Development About the Company Develops community- and utility-scale solar and battery... ...candidate will be responsible for expanding the company's portfolio in this sector, entering new markets, and overseeing the entire...
- ...Managing Director About the Company Ambitious private equity firm specializing in vertical software business acquisitions Industry... ...and driving sustained, profitable growth across the product portfolio. This hands-on role requires an entrepreneurial and...
- ...Managing Director, AI Solutions Architecture About the Company Provider of specialized finance solutions for businesses & individuals... .... Experience in regulated industries or private equity portfolio environments is a plus, and the company values candidates with...Interim role
- ...Managing Director, Principal Giving About the Company Global non-profit organization working to improve the lives of children Industry... ...a collaborative culture of philanthropy. The role manages a portfolio of approximately 40–50 high-capacity individual and family...
- ...relationships and providing financial advice to your clients. A role as a Portfolio Banker is for you. As a Portfolio Banker within the Commercial... ...local connections and market knowledge. Job Responsibilities Manage, retain and deepen a portfolio of Commercial Banking business...Local areaFlexible hours
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Managing Director, Portfolio Compliance. Be the first to apply!
- senior executive director Los Angeles, CA
- assistant to the executive director Los Angeles, CA
- chief executive officer ceo Los Angeles, CA
- executive assistant to president Los Angeles, CA
- executive sales director Los Angeles, CA
- chairman Los Angeles, CA
- bank executive Los Angeles, CA
- executive search company Los Angeles, CA
- nonprofit board member Los Angeles, CA
- senior manager executive compensation Los Angeles, CA



