Managing Director, Portfolio Compliance
Confidential
Managing Director, Portfolio Compliance
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company
Founded
1997
Employees
1001-5000
Categories
- Consulting & Professional Services
- Investment Management
- ALTERNATIVE ASSET MANAGER
- ARES
- ARES MANAGEMENT
- ARES MANAGEMENT CORPORATION
- ASSET MANAGER
- Credit
- Investment Services
- LLC
- PRIVATE EQUITY
- REAL ESTATE
- Securities
- Asset Management
- Finance
- Financial Services
Specialties
- private equity
- credit
- real estate
- strategic initiatives
- alternative asset management
- financial services
- investment management
- and direct lending
Business Classifications
- B2B
About the Role
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Hiring Manager Title
Partner, Investment Operations
Functions
- Operations
$250k - $350k
...exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the... ...that support a growing global investment platform. This Managing Director will serve as a key partner to Portfolio Management,...SuggestedFull timeTemporary workWork experience placementFlexible hours- ...Managing Director, Head of Portfolio Compliance About the Company A leading global alternative investment manager offering primary and secondary investment solutions. Industry Financial Services Type Privately Held About the Role The Company is...Suggested
$190k - $335k
BDO USA, LLP is hiring a Tax Managing Director responsible for advising clients on tax strategies and compliance. The ideal candidate will lead engagements, supervise staff, and maintain critical client relationships. With over 10 years of tax experience required and a...Suggested$170k - $210k
...to MUFG’s clients including origination, underwriting, and portfolio management, as well as syndicating and agenting ABL revolvers. The ABF... ...various internal and external examinations and audits and all compliance and operational aspects of the business.Requirements:A...SuggestedFull timeWork at officeLocal areaRemote work- Ares Management is seeking a Head of Portfolio Compliance in the United States to lead and shape the governance framework, operating model, and monitoring capabilities across a growing global investment platform. The MD will partner with senior leaders to ensure investment...Suggested
- ...Executive Director, Regulatory Affairs About the Company Esteemed company... ...across its cell therapy portfolio. The successful candidate will be... ...balances scientific rigor, regulatory compliance, and commercial impact. Hiring Manager Title SVP, Chief Regulatory Officer...
- TELACU Residential Management, Inc. is seeking a President to set strategic direction for the Housing Portfolio, drive operational excellence, and ensure strong financial performance... ...operations, financial performance, compliance, resident services, maintenance, property...
$150k - $260k
...cutting-edge technology. Come be a part of what’s next.The Portfolio Management (PM) Data Analytics team is the analytics engine behind Portfolio... ...They will be a PM strategic partner at all levels: from PM Director to regional PM planners and the Netflix Design team. The...Hourly payFull timeWork at officeImmediate startFlexible hours3 days per week$130k - $160k
...Vice President, Investments & Portfolio Management RFA seeks qualified Vice Presidents for our Investments & Portfolio Management team, based in either Los Angeles, Denver, Washington, D.C., New York City, or San Francisco. Key Job Responsibilities: Underwriting...Work experience placementInternshipWork at officeRemote work3 days per week- ...Job Title: Vice President, Portfolio Management Location: Beverly Hills What you'll do: As Vice President, Portfolio Manager... ...and coordinating the closing of major and complex loans in compliance with the Bank's lending policies and procedures. The...
$185k - $225k
Oaktree is a leader among global investment managers specializing in alternative investments,... ...investment professionals, legal and compliance, accounting and tax, deal operations, and... ...credit data and reporting, as well as portfolio company KPIs. We are seeking an analytical...Full timeTemporary workFor contractorsLocal areaWorldwideFlexible hours- ...years to come. Join us and make an impact today!POSITION PURPOSE:The Investments Group at CIM is comprised of investments and portfolio management professionals working collaboratively to a) source, structure and execute new investments, and b) ensure that investment and...16 hoursFull timeWork at officeLocal area
- ...Vice President, Philanthropic Portfolio Management About the Company A private family foundation managing a philanthropic portfolio through its final chapter. Industry Civic & Social Organization Type Non Profit Founded 2001 Employees 1-10...
$180k - $220k
...operational activities for their real estate portfolio based in Beverly Hills. This full-time... ...overseeing the financial and strategic management of diverse properties across California... ...with key stakeholders, and ensuring compliance and effective project management. The...Full time- RBC is seeking a Senior Director, CRE US & CALA Region to lead regional Corporate Real Estate... ..., oversee the regional real estate portfolio, capital projects, facilities operations... ...aligning portfolio with business strategy, managing premises value, ensuring global...
- # Vice President, Portfolio Analytics and MonitoringOaktree Capital ManagementVPPrivate CreditOn-siteLocationLos Angeles, United StatesDate... ...States" are published.## About This RoleOaktree Capital Management (00B AUM) seeks a Vice President for its Risk, Reporting & Analytics...
- ...heartbeat. Every thriving loan portfolio has a guardian. Every... ...performance, guide regulatory compliance, and partner directly with executive... ...at the table where risk management, profitability, governance,... ...team, and Board of Directors on credit-related matters and...
- A leading financial institution is seeking a Portfolio Banker for the Emerging Middle Market Banking division. The role demands strong relationship management skills, with responsibilities including managing a portfolio of clients and providing tailored financial solutions...
- ...investors on real estate strategies with a focus on disciplined underwriting and rigorous financial modeling. The Investments & Portfolio Management team, based in multiple US cities, develops strategies that maximize value across real estate cycles. Candidates should...
$195k - $248k
A community-focused non-profit organization in Los Angeles seeks a Vice President of Portfolio Management to oversee and enhance its extensive real estate portfolio. The ideal candidate will have over 15 years of experience in affordable housing development, exceptional...- Western Alliance Bank seeks a Vice President, Portfolio Manager - Commercial in Beverly Hills to lead analysis, structuring, underwriting, and closing of major loans in line with lending policies. You will collaborate with the VP Commercial Banker to monitor credit risks...
$195k - $248k
...Plan adopted by the Board of Directors in January 2024, CCF aspires... ...programs, the CCF executive management team is tasked with... ...significant leap forward. PORTFOLIO SUMMARY Over the last 30 years... ...properties, resolve complicated compliance matters, ensure the provision...Work at officeFlexible hours- ...institutional real estate investment advisory firm, is hiring a Portfolio Controller (VP level) based in Los Angeles, CA. This newly... ...ventures, serving as the primary finance partner to the Portfolio Management team — including taking the lead on a live property accounting...Remote job
- ...the Role The Company is in search of a Chief Credit Officer to join its Executive Management team. The CCO will be the key figure in maintaining the quality of the credit portfolio, ensuring it aligns with established policies and regulatory standards. This pivotal...
- ...Credit Officer (CCO) to join its team. The CCO will be a key strategic leader, responsible for overseeing all credit and portfolio risk management functions. This includes maintaining a high-quality loan portfolio, minimizing credit losses, and ensuring sound credit risk...
- ...Oaktree Capital Management in Los Angeles seeks a Vice President for its Risk, Reporting & Analytics team to lead private credit portfolio analytics and monitoring. You will collect and manage data on investments, build tools to monitor risk, and support portfolio decisions...
$171.6k - $338.3k
...clients and new Consulting opportunities in the Emerging Client Portfolio (ECP)Market. Life Science is broadly defined as Pharma,... ...opportunities. Working hand-in-hand with Partners, Principals and Managing Directors, these sales executives focus their highly skilled efforts...For contractorsLocal area- Valsoft Corp is seeking a Managing Director for Manos Software Group in Los Angeles, CA. The role requires overseeing business growth and operational efficiency, driving revenue through customer satisfaction, and building high-performing teams. Candidates should have 4+...
- A leading recruitment firm is seeking a Portfolio Manager at the Vice President or Senior Vice President level in Los Angeles. The ideal candidate will have over 10 years of experience managing portfolios for ultra-high-net-worth families. This role requires strong expertise...
- RCLCO is seeking a Portfolio Controller based in Denver, CO or Los Angeles, CA. The role leads portfolio accounting, fund administration... ...and programmatic joint ventures, partnering with Portfolio Management to ensure accuracy and integrity of reports. The position requires...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Managing Director, Portfolio Compliance. Be the first to apply!
- managing director of operations Los Angeles, CA
- executive underwriter Los Angeles, CA
- associate chief medical officer Los Angeles, CA
- nonprofit board member Los Angeles, CA
- survey crew chief Los Angeles, CA
- technology executive Los Angeles, CA
- process executive Los Angeles, CA
- executive consultant Los Angeles, CA
- chief medical officer Los Angeles, CA
- executive functioning Los Angeles, CA


