Managing Director, Portfolio Compliance
Confidential
Managing Director, Portfolio Compliance
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company
Founded
1997
Employees
1001-5000
Categories
- Consulting & Professional Services
- Investment Management
- ALTERNATIVE ASSET MANAGER
- ARES
- ARES MANAGEMENT
- ARES MANAGEMENT CORPORATION
- ASSET MANAGER
- Credit
- Investment Services
- LLC
- PRIVATE EQUITY
- REAL ESTATE
- Securities
- Asset Management
- Finance
- Financial Services
Specialties
- private equity
- credit
- real estate
- strategic initiatives
- alternative asset management
- financial services
- investment management
- and direct lending
Business Classifications
- B2B
About the Role
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Hiring Manager Title
Partner, Investment Operations
Functions
- Operations
$250k - $350k
...exciting and growing industry.Job DescriptionSUMMARYThe Head of Portfolio Compliance will be responsible for establishing and leading the... ...that support a growing global investment platform. This Managing Director will serve as a key partner to Portfolio Management,...SuggestedFull timeTemporary workWork experience placementFlexible hours- ...Managing Director, Head of Portfolio Compliance About the Company A leading global alternative investment manager offering primary and secondary investment solutions. Industry Financial Services Type Privately Held About the Role The Company is...Suggested
$170k - $210k
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- ...heartbeat. Every thriving loan portfolio has a guardian. Every... ...performance, guide regulatory compliance, and partner directly with executive... ...at the table where risk management, profitability, governance,... ...team, and Board of Directors on credit-related matters and...
$180k - $220k
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- Job Title: Vice President, Portfolio Management Location: Beverly Hills What you'll do: As Vice President, Portfolio Manager - Commercial... ...and coordinating the closing of major and complex loans in compliance with the Bank's lending policies and procedures. The...
$130k - $160k
...implementation of their real estate strategy through the allocation and management of real estate capital across all real estate strategies and... ...monitoring systems that identify and manage risk in existing portfolios on a timely basis to maximize value; and Providing strategic...Work experience placementInternshipWork at officeRemote work3 days per week- A leading financial institution is seeking a Portfolio Banker for the Emerging Middle Market Banking division. The role demands strong relationship management skills, with responsibilities including managing a portfolio of clients and providing tailored financial solutions...
$195k - $248k
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$195k - $248k
A community-focused non-profit organization in Los Angeles seeks a Vice President of Portfolio Management to oversee and enhance its extensive real estate portfolio. The ideal candidate will have over 15 years of experience in affordable housing development, exceptional...- Banc of California is seeking a VP, Consumer Loan Portfolio Manager to oversee all Mortgage subservicers. Your role involves managing relationships, ensuring compliance with agency mandates, and performing various oversight activities. You will be responsible for onboarding...
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A leading investment consulting firm is seeking a Vice President for its Investments & Portfolio Management team based in Los Angeles. The role involves underwriting investments, analyzing opportunities, and preparing reports for clients. The ideal candidate should have...- ...investors on real estate strategies with a focus on disciplined underwriting and rigorous financial modeling. The Investments & Portfolio Management team, based in multiple US cities, develops strategies that maximize value across real estate cycles. Candidates should...
$171.6k - $338.3k
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- ...relationships and providing financial advice to your clients. A role as a Portfolio Banker is for you. As a Portfolio Banker within the... ...and market knowledge. Job Responsibilities ~ Manage, retain and deepen a portfolio of Commercial Banking business clients...Local areaFlexible hours
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