Managing Director, Portfolio Compliance
Confidential
Managing Director, Portfolio Compliance
About the Company
Leading international alternative asset organization offering comprehensive investment solutions
Industry
Investment Management
Type
Public Company
Founded
1997
Employees
1001-5000
Categories
- Consulting & Professional Services
- Investment Management
- ALTERNATIVE ASSET MANAGER
- ARES
- ARES MANAGEMENT
- ARES MANAGEMENT CORPORATION
- ASSET MANAGER
- Credit
- Investment Services
- LLC
- PRIVATE EQUITY
- REAL ESTATE
- Securities
- Asset Management
- Finance
- Financial Services
Specialties
- private equity
- credit
- real estate
- strategic initiatives
- alternative asset management
- financial services
- investment management
- and direct lending
Business Classifications
- B2B
About the Role
The Company is seeking a Managing Director for Portfolio Compliance, a pivotal role that involves establishing and leading the compliance function within investment operations. The successful candidate will be responsible for strategic oversight of the governance framework, operating model, and compliance monitoring capabilities to support a global investment platform. This role demands a leader who can ensure the effective and consistent implementation of investment guidelines, regulatory requirements, and operational controls. The Managing Director will also be instrumental in driving transformational initiatives, particularly those related to technology, automation, and process improvement, and will be a key partner to senior business leaders across various functions. Applicants for this role at the company should be prepared to take on a challenging and dynamic position that requires a combination of functional leadership, risk management, and organizational change management. The ideal candidate will have a proven track record in portfolio compliance, with the ability to shape strategic direction and partner with senior leaders to drive compliance and operational effectiveness. Cross-functional collaboration, senior stakeholder management, and a strong focus on risk management are essential. The role also involves team leadership, including talent strategy, succession planning, and fostering a culture of collaboration and continuous improvement. The Managing Director will be expected to maintain a strategic approach to risk management and to promote a culture of accountability and transparency within the team.
Hiring Manager Title
Partner, Investment Operations
Functions
- Operations
$250k - $350k
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$150k - $260k
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$265k - $295k
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$225k
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$205k - $250k
...Job Description Job Description ABOUT: Our platform combines development and management expertise to operate seamlessly across the full real estate lifecycle, from initial investment through ongoing operations. This end-to-end approach allows us to generate sustained...$120k - $130k
...Associate Managing Director Greater Los Angeles, CA (Hybrid) Sterling Search, Inc. (SSI) is a nationally recognized retained executive... ...for acquiring new clients and expanding SSI's existing portfolio, ensuring the firm remains the partner of choice for both current...- ...that cause them. Using a broad portfolio of RNA chemistries and... ...regulatory projects, ensuring compliance with all relevant regulatory... ...position will report to the Director, Regulatory Affairs and collaborate... ...guidance. Proven ability to manage complex projects, priorities,...
$150k - $200k
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