Senior Compliance Officer, Investments Compliance
$163k - $204kAmerican International Group (AIG)
Position Summary: AIG’s Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers. The Investments Compliance team provides compliance and regulatory support to AIG’s Investments group, along with assisting in the oversight of external managers. The ideal candidate will have extensive regulatory asset management experience with a focus on U.S. domiciled insurance companies and will work closely with the Chief Compliance Officer in the day-to-day execution of the compliance program.Review and capture investment restrictions from investment guidelines, state insurance investment regulations and reinsurance/trust agreements. Code, test and implement investment restrictions in BlackRock Aladdin and Bloomberg.Review exceptions out of the compliance module and perform manual controls testing.Perform ad-hoc/quarterly controls review specifically for the General Account and reinsurance mandates.Interact/partner with CIO, investment managers, and Legal to ensure compliance with investment restrictions, including coordinating on interpretive issues.Serve as a strategic partner with other control function teams throughout the firm (Legal, SOX/Audit, Investment Accounting, Technology, Operations, and Risk) to advance the control framework.Review and update compliance policies and procedures.Provide training on compliance policies and procedures.Collaborate within Legal on regulatory filings (13F, 13G/D, 13H, etc.).Perform compliance due diligence of external managers compliance programs.Implement solutions to challenges and issues that are raised by stakeholders.Scope and lead special projects and ad hoc assignments.Position Requirements:Minimum of 3 years of experience in guideline monitoring using BlackRock Aladdin, Charles River, Sentinel, Bloomberg AIM, or a similar system.Technical understanding of investment products and financial instruments, and the aggregation of exposures to perform compliance testing.Fixed income compliance experience is required, and exposure to private credit, mortgage loans, private equity, real estate and derivatives is a plus.Working knowledge of NY, DE and PA U.S. State insurance investment regulation, along with NAIC Model Laws – Investments of Insurers Model Act; background understanding of the Investment Advisers Act of 1940 and the Investment Company Act of 1940 is a plus.Familiarity with manager-of-manager structures.Strong work ethic with great attention to detail and ability to communicate effectively.Bachelor’s degree required.The base salary range for this position in New York, NY is $163,000-204,000, in New Jersey and Boston MA is $160,000-$200,000, and $159,000-$199,000 in Chicago, the position is eligible for a bonus in accordance with the terms of the applicable incentive plan. Your actual compensation will be dependent on your skills, experience, and qualifications. If your compensation expectations are above the posted range, we still encourage you to apply—your unique background matters to us. In addition, we’re proud to offer a range of competitive benefits, a summary of which can be viewed here: US Benefits Overview.At AIG, we value in-person collaboration as a vital part of our culture, which is why we ask our team members to be primarily in the office. This approach helps us work together effectively and create a supportive, connected environment for our team and clients alike.Enjoy benefits that take care of what mattersAt AIG, our people are our greatest asset. We know how important it is to protect and invest in what’s most important to you. That is why we created our Total Rewards Program, a comprehensive benefits package that extends beyond time spent at work to offer benefits focused on your health, wellbeing and financial security—as well as your professional development—to bring peace of mind to you and your family.Reimagining insurance to make a bigger difference to the worldAmerican International Group, Inc. (AIG) is a global leader in commercial and personal insurance solutions; we are one of the world’s most far-reaching property casualty networks. It is an exciting time to join us — across our operations, we are thinking in new and innovative ways to deliver ever-better solutions to our customers. At AIG, you can go further to support individuals, businesses, and communities, helping them to manage risk, respond to times of uncertainty and discover new potential. We invest in our largest asset, our people, through continuous learning and development, in a culture that celebrates everyone for who they are and what they want to become.Welcome to a culture of inclusionWe’re committed to creating a culture that truly respects and celebrates each other’s talents, backgrounds, cultures, opinions and goals. We foster a culture of inclusion and belonging through learning, cultural awareness activities and Employee Resource Groups (ERGs). With global chapters, ERGs are a cornerstone for our culture of inclusion. The talent of our people is one of AIG’s greatest assets, and we are honored that our drive for positive change has been recognized by numerous recent awards and accreditations.AIG provides equal opportunity to all qualified individuals regardless of race, color, religion, age, gender, gender expression, national origin, veteran status, disability or any other legally protected categories.AIG is committed to working with and providing reasonable accommodations to job applicants and employees with disabilities. If you believe you need a reasonable accommodation, please send an email to View email address on click.appcast.io. Functional Area:CP - ComplianceAIG Employee Services, Inc.SummaryLocation: NJ-Parsippany; GA-Atlanta; MA-Boston; NY-New York; PA-Philadelphia; IL-ChicagoType: Full time
- ...highly organized and collaborative Regulatory Affairs Generalist / Senior Associate to support a strategic pharmaceutical partnership and... ..., documentation management, submission execution, and ongoing compliance with global regulatory requirements. The ideal candidate...SeniorLocal areaRemote work
- ...headquartered in Atlanta, Georgia, and serves customers in more than 35 countries worldwide. Position Summary The Senior Trade Compliance Analyst supports NCR Voyix's global trade compliance program by ensuring adherence to U.S. import and export laws and regulatory...SeniorWorldwideFlexible hours
$138k - $173k
...an opening with your name on itFanDuel is seeking a Senior Technology Governance, Risk & Compliance (GRC) Analyst to join its Technology GRC team as a strategic... ...stakeholdersProficient working with Microsoft Office, GRC and project management tools (e.g., Optro, Anecdotes...SeniorTemporary workWork at officeLocal areaWorldwideShift work- ...efficiently. Position Summary This position provides support to the Compliance Manager and performs related activities. Assists in the... ...policies and procedures. This position interfaces with the Investments staff with respect to new and existing investment activity (e...SeniorContract workWork experience placement
$260k - $365k
...Job Description Job Description Senior Financial Regulatory & Compliance Associate Direct Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial...SeniorFull time$137.28k
...JCW is working with a globally recognized investment management firm that is looking to hire a Senior Internal Auditor to join their expanding U.... ...to a broad range of audits, including front office trading, regulatory compliance, operational controls, and the rapidly evolving...SeniorFull timeRelocation package$81.13k - $164.57k
...believe nothing is more important than investing in our culture because it's an investment... ...firm KPMG is currently seeking a Tax Senior Associate to join our Business Tax Services... .... Responsibilities: Provide tax compliance and advisory services to pass-through...SeniorFull timeLocal area- ...believe nothing is more important than investing in our culture because it is an investment... ...is currently seeking a Tax Manager or Senior Manager to join our Business Tax Services... .... Responsibilities: Provide tax compliance and advisory services to pass-through entities...SeniorFull timeLocal area
- ...looking for a Sr. GRC Analyst focusing on Third-Party & Human Risk Management in Atlanta, Georgia. This role involves risk analysis, compliance assessments, vendor management, and developing security awareness training. The ideal candidate has 6-8 years of experience and...Senior
- ...After Five Years of ServiceThe Property Tax Senior Manager ("Senior Manager") oversees Managers/Staff to provide property tax compliance, consulting, and appeal services for... ...Institute (CMI), and Certified Commercial Investment Member (CCIM), or equivalent, and keep active...SeniorFull timeContract workLocal area
- ...Description Reporting to the Senior Vice President and Enterprise... ...EHC finance, University's Office of Information Technology, ERP... ...transformation initiatives, investment office coordination, and the... ...implementation, stakeholder engagement, compliance monitoring, and continuous...SeniorWork at office
- ...clear communication, and genuine investment in each client’s success. Scope of Work The Senior Tax Accountant & Small Business... ...with source documents, and compliance with applicable federal, state,... ...from Moon Advisory’s Buckhead office approximately two to three days...SeniorFull timeWork at officeLocal areaRemote workShift work2 days per week3 days per week
- Sr. Privacy Compliance SpecialistEdible Brands® was launched in 2022 to bring together powerful, purpose-led brands under one unified purpose... ....Location: This position will work onsite out of our Corporate Office in Sandy Springs, GA Monday - Friday.What this looks like day...SeniorContract workCasual workWork at officeWorldwideMonday to Friday
$85k - $105k
...Compliance Risk Testing Position Compliance Risk Testing is responsible for conducting compliance risk oversight of assigned business units and/or functions. Executes compliance risk management activities to reasonably ensure compliance with regulatory requirement...Full timePart timeWork experience placement$21.39 - $34.44 per hour
...Title Salary Grade: 13, $21.39 - $34.44 FLSA Nonexempt Job Description The purpose of this classification is to ensure compliance with County regulations including zoning, signs, property maintenance, building codes, business licenses, noise complaints, and historical...Full timeLocal area$150k - $205k
...Senior Manager, Financial Planning & Analysis A global fintech leader, Acrisure empowers millions of ambitious businesses and individuals... ...support for strategic initiatives, including ROI analyses, investment decisions, business case development, and other high-priority...SeniorImmediate startFlexible hours- ...This role will assume ownership of the Third-Party Risk Management (TPRM) process to gather details on the security practices and compliance levels for each third‑party being considered or contracted for a solution or services to assess the potential for compromise due...SeniorImmediate startFlexible hours
$131k - $185k
...&A integration timelines and investment priorities* Identify and communicate... ..., our agile teams across 52 offices in 12 countries collaborate... ...base salary pay range for Senior Consultant in Silicon Valley... ...to pay transparency and compliance with applicable laws. If you...SeniorTemporary workLocal area- Cushman & Wakefield is seeking a General Manager (CRE) to lead portfolio management across national or local accounts. You will guide market strategies, drive client communications, and ensure sound financial operations including budgeting and reporting. The role requires...SeniorLocal area
- ...Position Summary The position of Senior Regulatory Affairs Specialist is responsible... ...responsibilities include assisting with compliance activities related to ISO, GMP and... ...departments. · Computer proficiency in MS Office (i.e., Word, Excel, PowerPoint) · Excellent...SeniorFor subcontractorRemote workFlexible hours
$17.98 per hour
...issues encountered. Prepare and maintain spreadsheets tracking the status of new applicant, contractor, and federal employee files. Compliance and Training Stay up to date with relevant policies, regulations, and procedures related to PIV card enrollment. Participate in...Full timeFor contractorsLocal areaFlexible hours- ...surgery centers -and we're growing. We invest in our practices with capital, operational... ...ensure timely renewals and regulatory compliance. Ensures practice addresses are current... ...computer skills including Microsoft Office; especially Word, Excel, and PowerPoint...Contract workTemporary workWork at office
- ...inventory management, and customer support activities while ensuring compliance with established credentialing policies and security procedures... ...and attention to detail. Proficiency with Microsoft Office Suite. Preferred Qualifications Experience supporting HSPD...Permanent employmentFor contractorsWork experience placementWork at office
- ...Credentialing Specialist III This is an in-office position. TeleSpecialists is... ...credentialing for our providers. This is a senior level position on the credentialing team... ...team including quality assurance reviews, compliance with policies and procedures and...Work at office
- ...expirations for all practitioners to ensure timely renewals. Follow-up with practitioners regarding expiring documents to ensure compliance. Performs other duties as assigned. Education and Experience: ~ High school diploma; Bachelor's degree preferred. ~2-...Temporary work
- ...and PAC Cards; return terminated credentials to the Security Officer for destruction Credentialing Specialists shall keep a log... ...complete required online credentialing training and maintain compliance with PIV-II SmartID credential requirements. Knowledge of ICAM...Full timeContract workTemporary workFor contractorsLocal areaRelocationShift workNight shiftWeekend work
- ...Thrasher is looking for an international tax senior associate. In this role, you'll work... ...team members in various areas of tax compliance and across consulting engagements in an... ...~ Knowledge of outbound and inbound investment reporting ~ Prior tax planning, restructuring...SeniorFixed term contractLocal areaRemote work
$35k - $48k
...Public Trust Education Required: BA/BS US Citizenship: Required Summary The MIL Corporation seeks a Junior Compliance Officer (Operations, Jr. Analyst) to support a federal law enforcement client with I9 audit support services and worksite enforcement...Full timeContract workFor contractorsWork at officeRemote workWeekend work- ...Open On Sunday is a music royalty investment firm that acquires and finances interests in compositions, master recordings, and other music... ...financial performance of its investments. Position Summary The Senior Fund Accountant will report to the CEO and Fractional CFO and...SeniorTemporary work
- ...National Platform for Retail Institutional Investment Sales . We are currently hiring... ...Commercial Real Estate ! We're looking for Senior Investment Brokers with: ~5+ years of... ...industry standard Northmarq's Southeast offices: Atlanta; the Carolinas – Charlotte and...SeniorCurrently hiring
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Senior Compliance Officer, Investments Compliance. Be the first to apply!
- regulatory analyst Atlanta, GA
- risk and compliance analyst Atlanta, GA
- senior compliance officer Atlanta, GA
- regulatory affairs specialist Atlanta, GA
- compliance analyst Atlanta, GA
- aml compliance analyst Atlanta, GA
- medicare compliance specialist Atlanta, GA
- information security compliance analyst Atlanta, GA
- cybersecurity policy and compliance analyst Atlanta, GA
- regulatory officer Atlanta, GA



