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Trade Operations Associate Director - NYC/Hybrid

$129k - $160k

Dawn Taylor Associates, Inc.

Our client, a NYC international Financial Services firm, seeks a Trade Operations Associate Director. This role provides comprehensive support to clients, resolves issues, and mentors staff. Outstanding opportunity offers a hybrid schedule and reports to the Director, Head of Operations. Responsibilities: Oversee timely and accurate processing of trades internationally and domestically Manage client onboarding of new accounts, sub-accounts and managed funds Lead operational projects, including cross-functional initiatives and system upgrades Process trade confirmations for fixed income, equities and treasuries Perform daily position reconciliations ensuring trade capture and processing Serve as primary contact for internal and external audits providing remediation updates Manage full trade life cycle from booking through settlement Complete TRACE reporting, create JIRA tickets and support UAT Identify initiatives to streamline processes and improve controls Resolve settlement breaks and discrepancies working with clients and counterparties Maintain adherence to operational procedures ensuring compliance with regulatory standards and internal governance Train staff Requirements: Bachelor’s or Master’s Degree in Finance or associated major 7-10+ years of experience in Operations, Middle Office, Back Office or Trade Support Series 7 or SIE AND Series 99 required Proficiency with FINRA, TRAQS, DTCC Alert and CTM preferred Proven track-record in global markets settlement Outstanding project management and trade support knowledge Ability to deliver time-sensitive execution and outstanding client service Excellent verbal and written communication skills Base salary $129k-160k + discretionary bonus +outstanding benefits #J-18808-Ljbffr Dawn Taylor Associates, Inc.

Vacancy posted 1 day ago
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