Wealth Management Compliance Officer - Onsite in Dallas
NextStep Recruiting
NextStep Recruiting partnered with a financial services organization to identify a Wealth Management Compliance Officer in Dallas, TX. This 100% onsite role supports broker-dealer and RIA compliance across a multi-location environment. The ideal candidate has securities industry experience, communicates compliance issues clearly, and is comfortable conducting branch reviews with investment professionals. Occasional travel of 25–30% is required. #J-18808-Ljbffr NextStep Recruiting
Vacancy posted 2 days ago
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