Vice President, Compliance
Confidential
Vice President, Compliance
About the Company
Large commercial real estate advisory firm
Industry
Real Estate
Type
Public Company
Founded
1929
Employees
5001-10,000
Categories
- Capital Markets
- Consulting
- Global Commercial Real Estate
- Investment Sales
- Leasing
- Newmark
- Ngkf
- Nkf
- Property Management
- Retail
- Advice
- Commercial Real Estate
- Real Estate
- Consulting & Professional Services
Specialties
- commercial real estate advisors
About the Role
The Company is seeking a Vice President for Compliance to work closely with the Managing Director-Head of Compliance in upholding the firm's governance framework. The successful candidate will be responsible for ensuring compliance with a range of regulatory, investor, and internal requirements, including federal, state, and municipal regulations for a nationwide mortgage lender and loan servicer. This role involves the administration of policies and procedures, review of new agreements and updates for compliance, and oversight of various compliance deliverables such as certifications, financial reporting, and audits. The VP will also be involved in coordinating the distribution of annual compliance items, maintaining regulatory policies, and managing corporate authorities. Applicants must demonstrate a high level of initiative, task ownership, and the ability to work with minimal supervision. Strong organizational, communication, and problem-solving skills are essential. A BA/BS degree in a business-related field is preferred, along with at least 10 years of experience in loan servicing portfolio management, including knowledge of GSE and CMBS products. The role requires a candidate with a strong working knowledge of loan servicing systems and proficiency in MS Office, particularly Word and Excel. The VP will also be responsible for managing and developing a team, so leadership and team management experience are important.
Hiring Manager Title
Managing Director-Head of Compliance
Functions
- Finance
- Legal
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- ...estate transactions, including financing and sale-leaseback transactions, taking into account legal, regulatory, reputational and compliance issuesSupporting ongoing asset managementManaging outside counsel and overseeing legal due diligenceHandling transaction-related...Work at officeFlexible hours
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- You report to the Senior Vice President of Operations and lead a region of communities. Your direct reports are the Community Managers across... ...strong, unified team dedicated to our mission. Culture and Compliance Lead by example, embodying and reinforcing Havenpark's core...Home office
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...Leaders (PLLs), functional leaders and team members while owning the operational backbone of the employee lifecycle across benefits, compliance and performance management. Reporting directly to the Head of Human Capital Management (HCM), the HRBP will collaborate closely...Interim roleWork at officeRelocation- ...Senior Vice President, Head of Compliance About the Company Accomplished provider of personal loans & related services Industry Financial Services Type Privately Held, Private Equity-backed Founded 2002 Employees 1001-5000 Categories Finance...
- ...issues involving Private Bankers and Financial Advisors. Oversee lead management for pipeline of new loan referrals. Ensure compliance with all policies and regulations. Partner with Complex Directors and Branch Managers within the region to build relationships...Work at office
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