Hybrid Trade Surveillance Analyst - Regulatory Compliance
$30 - $35 per hourInteractive Brokers Group Inc
A global financial services company is seeking Trade Surveillance Analysts for a six-month assignment in Chicago, Illinois. This entry-level position offers significant growth potential for motivated individuals, requiring strong analytical skills and 1-3 years of regulatory compliance experience. Responsibilities include reviewing account activity and preparing regulatory filings. The anticipated hourly rate ranges from $30.00 to $35.00, and the role is hybrid with 4 days in the office and 1 day remote. #J-18808-Ljbffr Interactive Brokers
$30 - $35 per hour
...financial services firm is hiring a Trade Surveillance Analyst for their Chicago office. This... ...potential and requires 1-3 years of regulatory compliance experience. Responsibilities include... ...communication abilities. The role is hybrid, combining in-office and remote work...SurveillanceHourly payWork at officeRemote work$30 - $35 per hour
...Trade Surveillance Analyst (Temp) Chicago, IL Company Overview Interactive... ...technology. This is Hybrid role (4 days in office / 1... ...Analysts will report to a Compliance Manager and help ensure... ...and trends. Preparing regulatory filings. Contribute to...SurveillanceHourly payTemporary workWork at officeRemote workFlexible hours$30 - $35 per hour
...consecutive years. This is a hybrid role (3 days in office / 2... ...is looking to hire Trade Surveillance Analysts (temps) for a six-month assignment... ...Analysts will report to a Compliance Manager and help ensure... ...and trends. Preparing regulatory filings. Contribute to streamlining...SurveillanceHourly payTemporary workWork at officeRemote work$75k - $85k
...technology. This is Hybrid role (4 days in office... ...at the forefront of trading innovation , starting... ...is looking to hire a Compliance Analyst in our Chicago office... ...working for an exchange, a regulatory organization, a... ...experience with trade surveillance. To be successful in...SurveillanceContract workFor contractorsFor subcontractorWork at officeImmediate startRemote work- ...Brokers Group, Inc. is recruiting for a Trade Surveillance Compliance Manager at its Chicago office. This hybrid role, part office and part remote, involves overseeing a team of analysts to ensure compliance with key regulatory frameworks. The ideal candidate will possess...SurveillanceWork at officeRemote work
- A global financial services company in Chicago seeks a Compliance professional with 2-5 years of experience in Trade Surveillance and relevant regulations. This role involves monitoring compliance risks, guiding business lines, and participating in major initiatives. Strong...Surveillance
$85k - $100k
PortalPlayer, Inc. is seeking a Compliance Data Analyst in Chicago, IL, to manage data infrastructure for trade surveillance and compliance reporting. Ideal candidates will have strong proficiency in Python and SQL, with experience in analytical tools and data visualization...Surveillance$70k - $85k
...services firm in Chicago is seeking a Compliance professional to join its team. The successful... ...candidate will handle compliance surveillance, draft policies, and respond to KYC requests... ...ranging between $70K and $85K plus a discretionary bonus. #J-18808-Ljbffr DV TradingSurveillanceWork at office- Apex Systems is seeking a Financial Risk Analyst for a hybrid position in Chicago, Illinois. This role involves operating in a demanding trading environment, where the analyst will serve as the first point of contact for business requests and monitoring critical systems...Afternoon shift
- ...Chicago, is seeking a HeadofTrade Surveillance and Best Execution to lead initiatives ensuring trades are supervised, executed... ...end best execution program in a hybrid work environment. Ideal candidates... ...in trade surveillance, regulatory reporting, and team leadership...Surveillance
$75k
A trading firm in Chicago is seeking a Junior Compliance Analyst to assist in regulatory compliance. Responsibilities include monitoring surveillance systems, reviewing trading activities, and managing compliance... ...presence in Chicago on a hybrid schedule. Minimum base...Surveillance- ...transformation to produce sustainable business results. Join our team and create your future. Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Broker/Dealer experience. Working with alert clearing tools and...Surveillance
- Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Responsibilities Clear trade alerts using alert clearing tools and technologies. Qualifications Broker/Dealer experience. Experience working with a high volume...Surveillance
- Responsibilities Consultants' main role is providing trade surveillance and clearing trade alerts for various securities. Position Details Position Level: Consultant Country: United States of America Qualifications Broker/Dealer experience. Working with alert clearing...Surveillance
$75k - $85k
...Diligence Senior Analyst Chicago, IL... ...technology. This is Hybrid role (4 days in... ...the forefront of trading innovation,... ...looking to hire a Compliance Analyst in our Chicago... ...an exchange, a regulatory organization, a Broker... ...with trade surveillance. To be successful...SurveillanceWork at officeRemote work- ...Community Liaison & Program Analyst (PRP) Location: Chicago, IL... ...position. This role is a unique hybrid of Community Liaison and... ...strategy meets stringent regulatory requirements while remaining... ...city officials. Regulatory Compliance: Maintain and enhance communication...Work at officeLocal area
$100k - $110k
...Manager - Trade Surveillance Chicago, IL Company Overview... .... This is Hybrid role (4 days in office... ...a Trade Surveillance Compliance Manager at its Chicago... ...and train a team of analysts responsible for reviewing... ...internal, external, and regulatory audits and...SurveillanceWork at officeRemote work- Cedar Cares, Inc is seeking a Surveillance Analyst to monitor and analyze trading activities in the Cboe option markets for compliance with regulations. The ideal candidate will have 2+ years in regulatory or compliance roles, strong analytical skills, and expertise in...Surveillance
- Group One Trading is hiring a Compliance Data Analyst in Chicago, IL. This position involves building data infrastructures for compliance tasks and requires... ...SQL. The ideal candidate will design tools for trade surveillance and enhance detection systems while providing...Surveillance
- ...research and analysis of market, credit, and trading data to identify risks, develop... ...Liaise with market risk, financial surveillance, and other departments to familiarize others... ...Assist in preparing responses to ad hoc regulatory requests Required Skills :...SurveillanceContract work
$100k - $110k
...("IBKR") is recruiting for a Trade Surveillance Compliance Manager at its Chicago office.... ...Surveillance, oversees a team of analysts, and ensures compliance with regulatory frameworks such as the Bank... ...sanctions, AML, and securities laws. Hybrid work arrangement: 4 days in...SurveillanceWork at officeRemote work$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Liaise with market risk, financial surveillance, and other departments to familiarize others... ...Assist in preparing responses to ad hoc regulatory requests Skills and Software Requirements...SurveillanceHourly payFixed term contractWorldwide- ...reporting to the Monitoring & Surveillance Manager. The role is... ...payment companies to offer crypto trading, stablecoin payments, and tokenized... ...assets with built-in compliance, risk controls, and reporting... ...abstracting away technical, regulatory, and operational complexity,...SurveillanceImmediate startRemote workWork from home
- ...the Commodity Futures Trading Commission (CFTC) as... ...highly motivated Risk Analyst to join our Risk... ...broker dealer and FCM regulatory frameworks, and the ability... ...for accuracy and compliance. Reporting & Governance... ...strategies. Support surveillance of limit frameworks such...SurveillanceWork at officeWeekend workAfternoon shift
$45 - $55 per hour
...research and analysis of market, credit, and trading data to identify risks, develop... ...Responsibilities Liaise with market risk, financial surveillance, and other departments to familiarize... ...in preparing responses to ad‑hoc regulatory requests. Skills and Qualifications...SurveillanceHourly payFixed term contract- ...Onboarding and Risk Management Analyst's primary responsibility... .../documents to ensure compliance of internal policy and regulatory requirements. This also... ...business units leaders, surveillance, compliance, and... ...companies to offer crypto trading, stablecoin payments, and...SurveillanceImmediate startRemote workWork from home
$170k - $190k
...tastytrade Role: Head of Trade Surveillance and Best Execution Location: Chicago, IL - Hybrid (3 days/week in office) Licensure... ..., helping the business meet regulatory expectations while supporting... ...Trading Desk, Operations, Compliance, Technology, and Finance to...SurveillanceWork experience placementWork at office3 days per week$85k - $100k
...Salary Range: $85,000 - $100,000 Group One Trading is seeking a Compliance Data Analyst to sit at the intersection of technology and... ...the data infrastructure that powers our trade surveillance, investigations, and regulatory reporting programs. You'll work closely with...SurveillanceWork at officeFlexible hours$75k - $90k
Group One Trading is seeking a Compliance Associate in Chicago, IL, to support operations in the Compliance Department. The role involves monitoring trading activity, assisting with investigations, and maintaining compliance records. Ideal candidates should hold a Bachelor...Surveillance$65k - $75k
...technology. This is a Hybrid role (4 days in... ...at the forefront of trading innovation, starting... ...is looking to hire a Compliance Analyst in our Chicago office... ...working for an exchange, a regulatory organization, a Broker... ...with trade surveillance Success Factors Self...SurveillanceWork at officeRemote work
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