Head of Compliance - Futures
The FISER Group
Leadership of the Futures Commission Merchant (FCM) and Guaranteed Introducing Brokers Compliance program.
Reporting to the Americas Chief Compliance Officer for a leading global market infrastructure firm.
Oversight of a small team of talented compliance professionals and leading advisory efforts with members of the business.
For more information on this position, the firm and the potential of the role - please click apply.
- ...Description Growing broker dealer client is seeking a Senior Futures Compliance leader to oversee its U.S. FCM, IB, and GIB activities. This... ...oversee risk escalation. Act as primary liaison to Desk Heads and business lines. Qualifications: ~10+ years of...Suggested
$200k - $225k
...financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions.... ...growth. Our Chicago office is hiring an experienced Chief Compliance Officer of the Futures Division. The position is responsible for...SuggestedWork at officeLocal areaFlexible hours$170k - $200k
A major securities and investment firm is seeking an SVP, Chief Compliance Officer for the Futures Division in Chicago. This role entails overseeing compliance functions and ensuring adherence to regulatory requirements within the Futures Commission Merchant. Ideal candidates...Suggested$225k - $300k
...services. For more information visit ( Purpose of Role: Marex is seeking a Head of FCM Compliance to join their office in Chicago. The role will primarily focus on the FCM (Futures Commission Merchant ) as well as related Introducing Brokers (IBs) & Guaranteed...SuggestedWork at officeImmediate start- Somi AI is looking for a Chief Compliance Officer (CCO) in Chicago, IL. You will lead the derivatives compliance program, ensure adherence... ...in financial compliance, with at least 5 years focused on futures or derivatives. Comprehensive benefits including health insurance...SuggestedFlexible hours
$200k - $225k
...Head Of Broker Dealer Compliance DriveWealth is on a mission to make investing easier. We believe that everyone should have the ability to control their financial future, and that access to financial markets should not be limited by geography, wealth, or legacy systems...Full timeWork at officeWorldwide$255k - $300k
...Join us in building the future of finance. Our mission is to democratize finance for all. An estimated $124 trillion of assets... ...high, and so are the rewards. The Robinhood Derivatives (RHD) Compliance team oversees regulatory compliance for our futures, event contracts...Work at officeFlexible hoursShift work$171.7k - $300.5k
...partners, we serve the world's most sophisticated clients using leading technology and exceptional service. The Global Head of Wealth Compliance is responsible for leading, developing, and executing the compliance strategy for the firm's global wealth management business...Local areaFlexible hours$255k - $300k
Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing... ...in financial services compliance, including work with futures and derivatives, and should hold an active FINRA Series 3 license...- Chief Compliance Officer (DCO) / Chief Regulatory Officer (DCM) CFTC-Regulated Business Unit (DCM & DCO) Location: Chicago, IL. Fully... ...Familiarity with event contracts, prediction markets, or similar novel futures products and their treatment under the CFTC framework. Our...Odd jobContract workWork at officeRemote work3 days per week
- ...Head of Legal and Compliance About the Company Respected pharmaceutical company Industry Pharmaceuticals Type Privately Held About the Role The Company is seeking a Head of Legal and Compliance for its U.S. business. This critical leadership role...
$300k - $350k
...The Head of Compliance is responsible for designing, implementing, and overseeing the firm's enterprise-wide compliance program for its real estate securities platform. This includes, but is not limited to focus on the RIA, sales, private placements, and SEC regulatory...Full timeTemporary workWork at office- ...Chief Compliance & Integrity Officer (CCIO) About the Company Well-ranked pediatric healthcare provider Industry Hospital & Health Care Type Non Profit Founded 1900 Employees 1001-5000 Categories Hospitals & Clinics Children Health Care...
- ...Chief Compliance Officer (CCO) About the Company Internationally renowned digital asset platform Industry Financial Services Type Privately Held About the Role The Company is in need of a Chief Compliance Officer to take on a pivotal role in leading...
- ...Head of Regulatory Affairs About the Company Top biotechnology (BioTech) company developing innovative treatments Industry... ...development and execution of regulatory strategies that ensure compliance with regional and global requirements, particularly those set...
- ...Head of Policy and Regulatory Affairs About the Company Innovative layer 1 blockchain technology company Industry Information... ...landscape effectively, minimizing risk, and maintaining compliance. Applicants for the Head of Policy position at the company should...
- ...000 employees and sales, engineering, and manufacturing locations in North America, Europe, Middle East, and Asia, seeks a Chief Compliance Officer in its Chicago headquarters. Reporting directly to the General Counsel, the Chief Compliance Officer will develop, implement...
- A global financial services firm in Chicago is seeking a Head of FCM Compliance to oversee a team and ensure adherence to regulatory requirements in the FCM sector. The role requires at least ten years in a compliance capacity within the financial industry, strong leadership...
- ...Senior Vice President, Legal and Chief Compliance Officer (CCO) About the Company Nationally recognized healthcare services organization Industry Hospital & Health Care Type Privately Held About the Role The Company is in search of a Senior...
- Chief Commercial Officer (CCO) About the Company Promising biotechnology company Industry Biotechnology Type Privately Held About the Role The Company is in search of a Chief Commercial Officer to lead its commercial strategy and drive growth through...
- ...Executive Director of FCM Compliance Advisory About the Company Well-established broker dealer Industry Insurance Type Privately... ...successful candidate will be responsible for supporting the Head of FCM Compliance by providing essential compliance advisory...
$300k - $350k
A prominent real estate firm in Oak Brook, IL is seeking a Head of Compliance. This role is responsible for designing and overseeing compliance programs, advising leadership on regulatory risks, and ensuring adherence to SEC regulations. The ideal candidate has 10-15 years...- Chief Commercial Officer (CCO) About the Company Prominent intermodal equipment company Industry Transportation/Trucking/Railroad Type Privately Held About the Role The Company is in search of a Chief Commercial Officer (CCO) to join its executive...
- Chief Commercial Officer (CCO) About the Company Disruptive provider of environmental services Industry Environmental Services Type Privately Held, Private Equity-backed About the Role The Company is seeking a Vice President of Sales & Marketing ...
$325k - $375k
A global food ingredients manufacturer is seeking a Chief Commercial Officer to lead strategic initiatives and drive growth. The ideal candidate will have at least 15 years of experience in strategic sales within the food ingredients sector, coupled with strong leadership...- A financial services firm located in Oak Brook, Illinois, seeks a Head of Compliance to oversee its compliance program for real estate securities. The ideal candidate will have 10-15 years of experience in compliance within financial services, particularly with SEC regulations...
$134k - $348.5k
...other status protected by law. PwC does not intend to hire experienced or entry level job seekers who will need, now or in the future, PwC sponsorship through the H-1B lottery, except as set forth within the following policy: Learn more about how we work:...Full timeTemporary workH1b$77.2k - $96.5k
...permanent U.S. work authorization. Candidates requiring current or future visa sponsorship, including those on F-1/OPT, CPT or H1B, are... ...WWT today! About This Position - Empower Security, Elevate Compliance: Be the Force Behind WWT's Resilient Future Step into a dynamic...Permanent employmentFull timeH1bVisa sponsorshipShift work- ...Chief Compliance Officer The Chief Compliance Officer oversees the day-to-day BSA/AML responsibilities within the Compliance Department, and is accountable for the Department's performance as a whole. Responsibilities will include but are not limited to: Creating...Work at office
$77.2k - $96.5k
...permanent U.S. work authorization. Candidates requiring current or future visa sponsorship, including those on F‑1/OPT, CPT or H1B, are... ...WWT today! About This Position – Empower Security, Elevate Compliance: Be the Force Behind WWT's Resilient Future Step into a dynamic...Permanent employmentFull timeH1bVisa sponsorshipShift work
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