Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management & research services
Industry
Financial Services
Type
Public Company
About the Role
The Company is in search of an Executive Vice President of Finance and Operations to take on a pivotal role in overseeing self-clearing brokerage operations and affiliated entities. The successful candidate will be a key member of the executive leadership team, responsible for leading finance and accounting functions, regulatory and external financial reporting, and maintaining robust accounting controls. This executive will work closely with business unit leaders and functional teams to manage end-to-end financial processes, ensuring the preparation of consolidated financial statements and required disclosures in compliance with U.S. GAAP and SEC regulations. Key responsibilities include partnering with the CEO and senior leadership to enhance daily operations, leading the financial close process, supporting the CFO with financial analysis and strategic recommendations, and overseeing regulatory compliance and relationships with external auditors and regulators. Applicants for this role at The Company should have a Bachelor’s degree in accounting or finance, with an advanced degree and/or CPA strongly preferred, and a Series 27 certification. A minimum of 10 years' of progressive experience in finance and/or operations, including a background as a FINOP or in a similar senior role within a self-clearing broker-dealer environment, is required. The ideal candidate will have a deep knowledge of broker-dealer operations, regulatory reporting, and SEC/FINRA requirements, as well as strong analytical, organizational, and leadership skills. Experience in operations, finance, compliance, risk management, or treasury is a plus. The role demands a professional with the proven ability to collaborate effectively across various functional areas and levels of the organization, and who can handle sensitive and confidential information with the utmost discretion.
Hiring Manager Title
Chief Executive Officer
Functions
- Finance
- Operations
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment management, research & trading services Industry Financial Services Type Privately Held About the Role The Company...Operations
$175k
...The Opportunity TCS is seeking a Chief Operating Officer (COO) to serve as the strategic... ...organization. The COO will translate vision into execution by building systems, structure, and... .... This leader will oversee operations, finance, and people management while identifying...OperationsFull timeRemote workMonday to FridayTCS Interpreting and Captions
New York, NY5 days ago- ...A software development company seeks a part-time Operations and Financial Manager to oversee budget management, financial planning, and operational leadership. You will work remotely, managing contracts, team accountability, and grant writing to support company projects...OperationsPart timeRemote work
YosysHQ
New York, NY5 days ago - ...Chief Operating Officer (COO) About the Company Vibrant provider of interactive content & games for online media & publishing... ...company will have a Bachelor's degree in business administration, finance, or a related discipline, with a minimum of 7 years' experience...Operations
Confidential
New York, NY4 days ago - ...Chief Operating Officer (COO) About the Company Esteemed organization... ...overseeing the disciplined execution and continuous improvement of... ..., technology transfer, finance, legal affairs, or human resources... ...of partnering with the President to identify and optimize operations...OperationsLocal area
$240k - $300k
...Support FINRA Examination Support Accounting Due Diligence Bookkeeping Other duties as assigned Degree in Accounting or Finance required; Advanced degree is a plus Series 27 required Experience with Great Plains, ADP Workforce Now, and QuickBooks CPA...OperationsLocal areaHold Brothers
New York, NY1 day ago- ...the workplace. We're seekinga talented and experienced professional to serve in the dual role ofChief Financial Officer andChief Operating Officer. We're a social justice-driven firm with a goal of doing good and doing well! The CFO/COO will report directly to the managing...OperationsWork at office
6AM City, LLC
New York, NY14 hours ago - ...Administrative Officer (CFAO) to serve as the senior executive leader responsible for financial stewardship, operational excellence, and talent strategy. The CFAO will... ..., providing strategic vision and leadership for finance, HR, and operations functions. This role is...Operations
Confidential
New York, NY3 days ago - ...Chief Financial & Operating Officer (CFOO) About the Company Esteemed organization protecting the world... ...growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations, and organizational infrastructure....Operations
- ...Chief Financial & Operating Officer Position Description DEERFIELD ASSOCIATES has been retained by The Spence School to conduct... ...Anticipated Start Date July 2026 The Spence School has retained the executive search firm of DEERFIELD ASSOCIATES to conduct this search....OperationsWork experience placement
TRUSTEES OF THE SPENCE SCHOOL
New York, NY3 days ago - ...employees' professional growth and ensure they execute excellently for clients Award-winning... ...to solving complex problems for finance, accounting, HR, and technology leaders... ...with C-level executives across finance, operations, and enterprise technology functions Grow...Operations
Embark.com
New York, NY4 days ago - ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
- ...Job Description We are seeking an Executive Vice President, Managed Services to define and... ...strategy, customer success, and scalable operations. This role will be responsible for strengthening... ...in partnership with Sales, Delivery, Finance, and other functions. Scale...OperationsTemporary workInternshipRemote workRelocation
Miratech
New York, NY2 days ago $176k - $300k
...managing a dynamic team of experts across Analytics, Engineering, Data Science, Data Governance, Data Platform & Solutions and Ad Operations (TAAG). This leader will be a key member of the cross functional leadership team and work collaboratively to ensure that data...OperationsTemporary workFreelanceImmediate startFlexible hoursZenith
New York, NY2 days ago$200k - $250k
...Job Overview – Vice President of Finance Compensation: $200,000 – $250,000/year. Location: New York, NY. Schedule: Monday to Friday (Hybrid).... ...York, NY for our client, supporting financial leadership, operational oversight, and strategic decision-making within a nonprofit...OperationsMonday to FridayAtlantic Group
New York, NY4 days ago$180k - $220k
...Our client, a dynamic multi-strategy trading platform, is seeking a hands‑on VP of Finance to lead the accounting and financial operations function for their team. This role is ideal for a technically strong finance leader with deep trading environment experience and ownership...OperationsWork experience placementAtlas Search
New York, NY1 day ago- ...intelligent insights. The Role Presidio Vice President of Finance, Services requires a thought leader... ...(bookings, revenue and profit), and operational analysis. This will include... ...operational decisions. Work with executive leaders to create detailed budgets for...OperationsFor contractorsWork experience placementLocal area
慨正橡扯
New York, NY2 days ago - ...fast and the way we organize, operate, and work together is... ...impact. Job Summary As a Vice President, Product Transformation Strategy... ...leadership with hands‑on execution, and you will be passionate... ...credit cards, mortgages, auto financing, investment advice, small business...OperationsWork visa
Limelight Health
New York, NY4 days ago - ...within the CIB by uniting Technology, Operations, Digital Innovation, AI and Data... ...products and platforms. As the Executive & Internal Communications Vice President, you will serve as a lead... ...a bachelor’s degree in business, finance, economics, communications, journalism...Operations
- ...Vice President of Real Estate About the Company Innovative provider... ...role in the development and execution of real estate strategies... ...company's overall business operations. Applicants for the Vice President... ..., business administration, finance, or a related field, with a...Operations
Confidential
New York, NY5 days ago - ...Job Summary The Executive Assistant to the Vice President for Enrollment Management (VPEM) is a mission-critical, on-site role requiring maturity, initiative, emotional intelligence, and operational excellence. This person serves as the right hand to the VPEM, anticipating...OperationsFull timeWork at officeMonday to FridayShift work
Lancaster Bible College | Capital Seminary & Graduate School
New York, NY4 days ago - ...Vice President of Treasury About the Company Prominent insurance & reinsurance organization... ...position is not focused on traditional treasury operations but rather on being a key partner to the business and finance leadership. The successful candidate will be...Operations
Confidential
New York, NY1 day ago - ...Vice President, Treasury About the Company Industry-leading mortgage lender Industry... ...candidate will be a strategic finance leader with a strong background in treasury... ...overseeing the organization's treasury operations, cash management, liquidity planning, and...Operations
Confidential
New York, NY3 days ago - ...Vice President of Finance & Administration About the Company Leading national mental health... ...management, technology, and business operations, particularly within a nonprofit environment... ..., strategic thinking, and the execution of all finance, technology, and business...Operations
Confidential
New York, NY5 days ago $150k
...innovation within the trading environment. Vice President Expectations To contribute or set... ...for the department’s future needs and operations, counselling employees on performance and... ...Barclays as a Quantitative Analytics Liquid Financing Prime VP, where you will be working...OperationsHourly payTemporary workWork at officeBarclays
New York, NY3 days ago- ...Summary The Vice President of Finance will provide strategic financial leadership for the US and Canada... ..., reporting, and core accounting operations while identifying risks and opportunities... ...as a strategic business partner to executive leadership. Responsibilities Own...Operations
brobstongroup.com - Jobboard
New York, NY2 days ago - ...Vice President, Accounting About the Company Dynamic organization... ...to serve as a senior finance leader with a focus on GL, financial... ...organization's financial operations. This includes maintaining best... ...as a key advisor to the executive team on financial matters. The...Operations
Confidential
New York, NY3 days ago - ...Vice President of Accounting About the Company Innovative SaaS... ...track record in accounting and finance, capable of transforming... ...clear priorities and strong execution. This role is pivotal in leading... ...accounting, reporting, and operating discipline, ensuring...Operations
Confidential
New York, NY3 days ago - ...Executive Vice President of Sales About the Company Luxury interiors and design media brand spanning print, digital, events, and custom... ...a high-performing sales organization, overseeing revenue operations, and representing the company at key industry events. Applicants...Operations
- ...Senior Vice President of Operations About the Company Rapid-growing provider of energy-saving... ...charging infrastructure project financing and energy service agreements... ...all project delivery and operational execution in the State of Texas. The ideal candidate...Operations
Confidential
New York, NY5 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
- chief operating officer New York, NY
- executive vice president New York, NY
- chief operating officer healthcare New York, NY
- chief administrative officer New York, NY
- coo New York, NY
- chief operating officer in remote New York, NY
- chief operating officer - health plan New York, NY
- chief operating officer - coo New York, NY
- coo non profit New York, NY
- vice president of retail operations New York, NY