Executive Vice President, Finance and Operations
Confidential
Executive Vice President, Finance and Operations
About the Company
Prominent financial services company specializing in investment management & research services
Industry
Financial Services
Type
Public Company
About the Role
The Company is in search of an Executive Vice President of Finance and Operations to take on a pivotal role in overseeing self-clearing brokerage operations and affiliated entities. The successful candidate will be a key member of the executive leadership team, responsible for leading finance and accounting functions, regulatory and external financial reporting, and maintaining robust accounting controls. This executive will work closely with business unit leaders and functional teams to manage end-to-end financial processes, ensuring the preparation of consolidated financial statements and required disclosures in compliance with U.S. GAAP and SEC regulations. Key responsibilities include partnering with the CEO and senior leadership to enhance daily operations, leading the financial close process, supporting the CFO with financial analysis and strategic recommendations, and overseeing regulatory compliance and relationships with external auditors and regulators. Applicants for this role at The Company should have a Bachelor’s degree in accounting or finance, with an advanced degree and/or CPA strongly preferred, and a Series 27 certification. A minimum of 10 years' of progressive experience in finance and/or operations, including a background as a FINOP or in a similar senior role within a self-clearing broker-dealer environment, is required. The ideal candidate will have a deep knowledge of broker-dealer operations, regulatory reporting, and SEC/FINRA requirements, as well as strong analytical, organizational, and leadership skills. Experience in operations, finance, compliance, risk management, or treasury is a plus. The role demands a professional with the proven ability to collaborate effectively across various functional areas and levels of the organization, and who can handle sensitive and confidential information with the utmost discretion.
Hiring Manager Title
Chief Executive Officer
Functions
- Finance
- Operations
Vacancy posted 6 hours ago
Similar jobs that could be interesting for youBased on the Executive Vice President, Finance and Operations in New York, NY vacancy
- ...Executive Vice President, Operations & Administration About the Company Influential organization dedicated to advancing the marketing & advertising... ...role demands a professional with a strong background in finance, operations, or corporate administration, and a proven...Operations
- ...Executive Vice President, Finance and Operations About the Company Prominent financial services company specializing in investment management, research & trading services Industry Financial Services Type Privately Held About the Role The Company...Operations
- ...Caiz Revolutionizing Islamic Finance with Blockchain Technology Are you ready to be part... ...prioritizes ethics and integrity in all its operations, ensuring that every solution we offer... ...to support the company's growth. Execute initiatives and communications specific...OperationsWork at officeLocal areaWork from homeRelocation package
Caiz
New York, NY4 days ago $150k - $170k
...drive social change. The Chief Operating Officer (COO) provides strategic and operational... ..., facilities, and outsourced IT and finance functions to ensure the effective and... ...including writing, public speaking and executive-level presentations. Strong interpersonal...OperationsFull timeTemporary workFor contractorsWork at officeLocal areaWorldwideFlexible hoursAfternoon shiftYWCA of the City of New York
New York, NY4 days ago$200k - $220k
...The City University of New York is seeking a Vice President for Finance and Administration. This executive role involves managing financial and administrative policies, overseeing campus operations, and serving as a key member of the President’s Cabinet. The ideal candidate...OperationsCity University of New York
New York, NY1 day ago- A pioneering Islamic finance organization in the United States is seeking a COO to lead operations and strategic initiatives. The successful candidate will have extensive experience in the crypto and blockchain sectors, guiding the company’s growth and ensuring compliance...Operations
- A software development company seeks a part-time Operations and Financial Manager to oversee budget management, financial planning, and operational leadership. You will work remotely, managing contracts, team accountability, and grant writing to support company projects...OperationsRemote jobPart time
- ...Chief Operating Officer (COO) About the Company Esteemed organization... ...overseeing the disciplined execution and continuous improvement of... ..., technology transfer, finance, legal affairs, or human resources... ...of partnering with the President to identify and optimize operations...OperationsLocal area
- ...Chief Operating Officer (COO) About the Company Vibrant provider of interactive content & games for online media & publishing Industry... ...will have a Bachelor's degree in business administration, finance, or a related discipline, with a minimum of 7 years' experience...Operations
$175k
...The Opportunity TCS is seeking a Chief Operating Officer (COO) to serve as the strategic... ...organization. The COO will translate vision into execution by building systems, structure, and... .... This leader will oversee operations, finance, and people management while identifying...OperationsFull timeRemote workMonday to Friday- ...Chief Financial and Operating Officer The Spence School announces a search for a Chief Financial and Operating Officer CFO/COO, a key leadership position responsible for the stewardship of the School's financial resources and the oversight of the strategic priorities...OperationsWork experience placement
The Spence School
New York, NY3 days ago - ...Chief Financial Officer (CFO), Operations & Payroll Tax About the Company Growing payroll... ...on financial strategy, and support executive decision-making. Applicants for the CFO... ...5 years' of progressive accounting and finance leadership experience. A significant background...Operations
- ...Chief Financial & Operating Officer (CFOO) About the Company Esteemed organization protecting the world... ...growth. The CFOO will be a key partner to the Executive Director and senior leadership team, overseeing finance, operations, and organizational infrastructure....Operations
- ...Chief of Sheriff’s Operations About the Company Dynamic government agency providing... ...Specialties business planning financing legal hiring training minority... ...responsible for ensuring the effective execution of agency priorities and strategic objectives...OperationsWork at office
- ...Administrative Officer (CFAO) to serve as the senior executive leader responsible for financial stewardship, operational excellence, and talent strategy. The CFAO will... ..., providing strategic vision and leadership for finance, HR, and operations functions. This role is...Operations
- ...Chief Operating Officer (COO) & Chief Financial Officer (CFO) About the Company Innovative... ...capital, private equity, or corporate finance, and should be highly proficient in... ...Title Director of the Investment Functions CEO/President Finance ConfidentialOperations
- ...East 57th Street Partners CFO Advisory | Private Equity | Finance Transformation | M&A | CPA | Football Coach | Author | “... ...The firm is focused on disciplined value creation, M&A execution, and scalable operational excellence. Strengthening and standardizing finance...OperationsFull timeRemote work
- ...Description Job Description NYC Department of Finance (DOF) is responsible for administering the tax... .... The position of Chief of Sheriff's Operations reports to the Sheriff and First Deputy Sheriff. Under executive direction, with the widest latitude to exercise...OperationsContract workWork at officeRemote work2 days per week
$250k - $330k
A leading executive search firm seeks a CFO/COO for a private equity backed omni-channel CPG... ...role focuses on financial strategy, operational efficiency, and scaling operations in the... ...sector. Responsibilities include overseeing finance, managing cash and inventory, and...OperationsRemote job- ...team member for the role of Vice President, Product Designer to join... ...excels in collaboration, design execution, and the ability to drive... ...journeys across customers, operations, servicing teams and systems... ...Together, we power the future of finance – and this is what...OperationsWorldwide
BNY
New York, NY9 days ago - ...Executive Vice President, Managed Services Miratech helps visionaries change the world. We are a... ...has coverage across 5 continents and operates in over 25 countries around the world.... ...in partnership with Sales, Delivery, Finance, and other functions. Scale Managed...OperationsFull timeTemporary workInternshipRemote workRelocation
Miratech
New York, NY3 days ago - Executive Assistant to the Chief Finance and Operations Officer St. John’s School seeks a skilled and highly organized Executive Assistant to the Chief Finance and Operations Officer ("CFOO") to provide comprehensive support to the CFOO. This role is essential in ensuring...OperationsFull timeWork experience placementSummer workWork at office
$68k - $185k
...talent. Together, we power the future of finance – and this is what #LifeAtBNY is all... ...transformation of technology, product, and operating models to enable fund tokenization. •... ...teams within an Agile framework to drive execution. • Support market intelligence activities...OperationsTemporary workWorldwideFlexible hoursBNY
New York, NY9 days ago- ...Together, we power the future of finance – and this is what... ...team member for the role of Vice President, Product Owner to join our... ...: Develop, communicate and execute a comprehensive product strategy... ...including US Tax Product, Tax, Tax Operations, Technology, Relationship...OperationsWorldwideFlexible hours
BNY
New York, NY8 days ago $104k - $200k
...professionals for this role. Senior Vice President, Product Enablement —... ..., we power the future of finance – and this is what... ...building and supporting the operating environment, capabilities, and... ...strategy, discovery and planning, execution and delivery, product commercialization...OperationsTemporary workWorldwideFlexible hoursBNY
New York, NY9 days ago$104k - $228k
...Together, we power the future of finance – and this is what... ...member for the role of Senior Vice President, Securities Finance Product... ...client needs and disciplined execution. Expand the footprint: extend... ..., regulatory readiness, and operational scalability. Own delivery...OperationsTemporary workWorldwideFlexible hoursBNY
New York, NY9 days ago$102k - $228k
...talent. Together, we power the future of finance – and this is what #LifeAtBNY is all about... ...strategic roadmap. Define and execute the technical product strategy for BNY’s... ..., OMS, routing, and client workflows. Operate as a hands-on, technically fluent product...OperationsTemporary workWorldwideFlexible hoursBNY
New York, NY8 days ago- ...personal banking, credit cards, mortgages, auto financing, investment advice, small business loans and payment... ..., and increase consistency and quality across operational workflows. As an Applied AI/ML Vice President in our AI for Operations organization, you will...Operations
J.P. Morgan
New York, NY9 days ago - ...professionals for this role. Senior Vice President – Front Office Equities... ..., we power the future of finance – and this is what... ...Equities Engineering team in Execution Services Platform. This role... ...implementation of trading, sales, and operations workflows, ensuring...OperationsWork experience placementWorldwideFlexible hoursShift work
BNY
New York, NY3 days ago - ...Executive Vice President, Annuity Solutions About the Company Globally renowned reinsurance company Industry Insurance Type... ...effectively. The EVP will play a critical part in the company's operations, and as such, a high level of professionalism and...Operations
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Vice President, Finance and Operations. Be the first to apply!
Related searches
- chief operating officer - health plan New York, NY
- chief operating officer in remote New York, NY
- chief administrative officer New York, NY
- chief operating officer - coo New York, NY
- executive vice president New York, NY
- chief operating officer New York, NY
- operations tech New York, NY
- pharmacy operations New York, NY
- loan operations New York, NY
- operations chef New York, NY