Regulatory Compliance Associate - FINRA/SEC
Ameri-Life & Health Services
AmeriLife is seeking a Compliance Associate to join our Compliance and Supervision Team in Florida. The role covers advisory, brokerage, and fixed insurance work, and requires serving as a registered Series 26 principal, reviewing new business, disclosures and client files for good order, and escalating complex questions to the Chief Compliance Officer. You will administer questionnaires, attestations, trainings, and branch audits, assist with examinations, and ensure written procedures comply #J-18808-Ljbffr AmeriLife
Vacancy posted 1 day ago
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