Licensed Financial Services Advisor (Series 7/63)
$57.6k - $66.1kCharles Schwab
Charles Schwab is seeking a Regular-position service professional to provide financial guidance and build lasting client relationships. You will engage with clients on inbound calls, take ownership, and resolve complex issues while upholding Schwab’s standards of service. A growth-minded, collaborative team culture supports your professional journey. Starting compensation for this location ranges from $57,600 – $66,100 depending on related experience, with an annual bonus opportunity of 10% of #J-18808-Ljbffr
$61k - $119k
...Overview Becoming a financial advisor at Northwestern Mutual is a unique... ...‑building and obtaining licenses. Our award‑winning training... ...• Investment & Advisory Services • Trust Services • Retirement... ...Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual provides...SuggestedWork at office$52.73k
Financial Consultant Location US-CA-Burbank ID 2026-1724 Category... ...LFCU Brokerage & Insurance Services and processes operational paperwork... ...Insurance agent's and variable contract licenses are required. NASD series 7, 63, 65 and/or 66 licenses are...SuggestedFull timeContract workWork experience placementWork at officeRemote work- ...needs Recommending investment products and services that are suitable for prospects based... ...Requirements Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses Minimum of one year experience working in the financial service industry and/or a sales environment...Suggested
$60k - $80k
...Reports to: Manager, Investment Services. Functions Supervised:... ...clients to promote financial planning and investment services... ...policy, procedure, compliance, licensing and training requirements.... ...Qualifications Education: Series 7, 63 and/or 65/66 and Life and Health...SuggestedTemporary workLocal area$110k
...Pointwealth Capital Management – Financial Advisor. We are a boutique wealth... ...will be given clients to service, with the expectation to deepen... ...(required) SIE, Series 7, Series 63/65 or 66 (required) Life, Accident & Health license (required) Bachelor’s degree...Suggested- ...and prospective clients to promote financial planning and investment services Conduct educational seminars and... ...guidelines, policy, procedure, compliance, licensing and training requirements Maintain... ...duties as assigned Requirements Series 7, 63 and/or 65/66 and Life and Health...
- ...management and investment products and services for individuals, companies, and... ...advice and guidance. Merrill’s Financial Advisors and Wealth Management Client... ...Qualifications Currently holds Series 7 & 66 (63 & 65 in lieu of 66) licenses Minimum of one year experience working...Interim roleWork at officeLocal areaImmediate startShift workDay shift
$85.33k - $145.13k
...wealth management, asset servicing, asset management and... ...than 135 years of financial experience and over 24... ...with a Senior Financial Advisor, this motivated and client... ...FNRA Securities license: Securities Essentials Exam (SIE), Series 7, 66 (or 63/65) Strong written and...Full timeH1bWorldwideFlexible hours- ...ingredients you need at LPL Financial to shape your success... ...an Associate Financial Advisor, you’ll work alongside... ...experience FINRA Series 7 and Series 66 (or Series 63 and 65) licenses (or ability to obtain within... ...delivering outstanding service. Preferences Working...Work experience placementWork at officeWork from home
$51.45k - $84k
## Associate Financial PlannerApplylocations: Los Angeles... ...investment management services to over 90,000 households... ...support to Financial Advisors and their clients by developing... ...hybrid offices: FINRA Series 7 & 66 (or 63 and 65) required* Insurance licenses preferred* For RIA-only...Full timeTemporary workWork at officeFlexible hours$66.64k - $70.3k
...personal results? As a Financial Advisor with Ameriprise, you'... ...obtain your required licenses/credentials, and we’ll... ...clients and develop a service model to provide solutions... ...0 days of hire: FINRA Series 7 (Obtaining the Series... ...Securities (Series 63 or Series 66) State IAR...Full timePart timeWork experience placementLocal areaWorldwide$28.85 - $33.65 per hour
...purpose to help make financial lives better... ...shaped by military service, community college... ...Financial Solutions Advisor Stage I (FSA I), your... ...Industry licenses, where you receive... ...Essentials [SIE], Series 7 and Series 66 Exams... ...Series 66 licenses (63 & 65 accepted, in...Hourly payFull timeWork at officeImmediate startMonday to FridayFlexible hoursShift workDay shift$61k - $119k
...Description Job Description Financial Advisor- Beer Financial Group... ...-building and obtaining licenses. Our award-winning training... ...Funding · Investment & Advisory Services · Trust Services ·... ...Industry Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual...Full timeContract workFor contractorsWork at office- ...Wealth Advisor Join Us in Making an Impact At... ...and shape the future of financial well-being. You take... ...officer over investment services to generate targeted... ...FINRA Registration: SIE, Series 7, 63/65 (or 66), required... ...and Variable Products License, required Certified...Work experience placementLocal area
- ...: Senior Wealth Advisor About the Opportunity... ...experience as a financial advisor at an... ...) with a service model built for... ...retention plan Licensing & Regulatory Standing... ...Active Series 65 (or equivalent... ...combination of Series 7 & 66) required;... ...(Series 63, insurance lines...Relocation package
$109.94k - $186.76k
...Financial Advisor page is loaded## Financial Advisorlocations: Los Angeles... ...innovative financial services and guidance to the world’... ...date on client interaction 7. Monitors the market and... ...preferred. - Required Securities license: Series 7, 66 (or 63/65) - Professional...Flexible hours$150k
...purpose to help make financial lives better through... ...whether shaped by military service, community college... ...with Merrill advisors and market leadership... ...supporting deal execution. A Series 7 and 63 (or 66) are required... ...7 and 63 (or 66) licenses (if not currently licensed...Full timeWork at officeWork from homeFlexible hoursDay shift$57.5k - $106.5k
...Provides financial and investment planning and advice in collaboration with other... ...the sales of managed products and services (e.g. mutual funds, mutual fund... ...of education and experience. FINRA Series 6, 63 & 65 licenses OR FINRA Series 7 & 66 licenses. Life and Health...Part timeLocal area- ...impact providing expert financial advice with heart.... ...different kind of financial services firm, one that puts... ...obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations,... ...’s comprehensive advisor onboarding program. After...
$48k - $100k
...management and investment products and services for individuals, companies, and... ...investment advice and guidance. Our financial advisors help clients pursue the life they envision... ...Financial Advisor. Required Skills FINRA Series 7 & 66 (63 & 65 accepted, in lieu of 66)...Shift workDay shift$50k
...Join a financial services firm where your contributions are valued. Edward... ...clients and 20,000 financial advisors across the U.S. and Canada,... ...maintain registrations and licenses in good standing. A firm-... ...Candidate qualifications: Series 7 and Series 66 required Experience...Work at officeWork from homeHome officeFlexible hours$28.85 - $33.65 per hour
...purpose to help make financial lives better... ...shaped by military service, community college... ...Financial Solutions Advisor Stage I (FSA I), your... ...Industry licenses, where you receive... ...Essentials [SIE], Series 7 and Series 66 Exams... ...Series 66 licenses (63 & 65 accepted, in...Hourly payWork at officeImmediate startMonday to FridayFlexible hoursShift workDay shift- ...Job Description At Regions, the Financial Advisor establishes a portfolio of... ...guidance through Financial Planning services. Identifies and follows up on... ...months of related experience. Series 7. Series 63 & 65 or Series 66. Life Insurance License obtained within 60 days from...Temporary workLocal areaFlexible hours
- ...Financial Advisor Services Analyst Our Sales teams help our clients build stronger portfolios, for institutions, intermediaries and... ...- e.g. Salesforce, Microsoft Suite ~ FINRA/NASAA licenses - Series 7; Series 63 About Us JPMorganChase, one of the oldest financial...
- ...on trust, personalized service, and a fiduciary... ...clients. As a Wealth Advisor, you’ll manage ongoing... ...relationships, deliver holistic financial planning, and provide... ...’s degreeActive FINRA Series 7 licenseMay be... ...Active FINRA Series 66 license (or equivalent)May be...Full timeWork at office
$28.85 - $33.65 per hour
...purpose to help make financial lives better... ...shaped by military service, community college... ...Financial Solutions Advisor Stage I (FSA I), your... ...Industry licenses, where you receive... ...Essentials [SIE], Series 7 and Series 66 Exams... ...Series 66 licenses (63 & 65 accepted, in...Hourly payFull timeWork at officeImmediate startMonday to FridayFlexible hoursShift workDay shift$70k - $200k
...Professional, WealthCompany: CitiThe Financial Advisor is a strategic professional who... ...variety of financial and investment services to an Ultra high Net Worth client base... ...Qualifications:6-10 years of experienceNYSE Series 7 and 66 licenses and additional licensing as...Full time$90k - $110k
...Job Description Job Description Job Title: Financial Advisor (Licensed Client Service Advisor) Are you a licensed Financial Advisor who enjoys working... ...What You Bring: Active licensing required: Series 7 and 66, OR Series 65, OR otherwise qualified to act in...$275k
...capital raising and strategic advisory services to entrepreneurs, family-owned... ...market advisory arm of Mitsubishi UFJ Financial Group (NYSE: MUFG), one of the largest... ...bankers into these relationshipsFINRA Series 7, 63 or 79 license, Series 24 The typical base pay for this...Full timeWork at officeLocal areaRemote work$179.27k - $286.84k
...Capital Group Fixed Income products and services. You will be instrumental in helping... ....Skills/QualificationsYou have 7+ years of experience in fixed income... ...or similar platforms is a plus.Holds Series 7 and 63, or equivalent, licenses, and/or is willing to earn these...Full timeTemporary workLocal areaFlexible hours
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