Miami Compliance Specialist - FINRA Regs, AML/KYC
Galicia Capital US, LLC
Galicia Capital US, LLC, a FINRA- and SIPC-regulated broker-dealer, seeks a Compliance Specialist for the Miami, FL office. The role focuses on monitoring regulatory changes, maintaining compliance policies, and supporting audits and examinations. Bilingual English/Spanish capabilities are desired. The candidate will assist in training, investigation of inquiries, and collaborations with internal teams to mitigate risks while ensuring rigorous recordkeeping and regulatory adherence. #J-18808-Ljbffr Galicia Capital US, LLC
Vacancy posted 2 days ago
Similar jobs that could be interesting for youBased on the Miami Compliance Specialist - FINRA Regs, AML/KYC in Miami, FL vacancy
- Intercash is seeking a Compliance Analyst to support the Corporate Compliance Team in maintaining onboarding... ...of Merchants, including collecting and analyzing KYC and CDD documents and screening checks. Based in the Miami area, successful candidates may be asked to come...SuggestedWork at office
- Compliance Officer job at Larson Maddox. Miami, FL. Compliance Analyst Responsibilities: Manage day-to-day Compliance... ...and maintain policies. Assist in AML/KYC reviews. Opportunity for training... ...London office. Potential to obtain FINRA licensing and serve as an onsite...SuggestedWork at office
- ...global payments and financial services provider, is hiring a Compliance Analyst for the Miami area to support onboarding processes and maintain a robust... ...culture across the business. You will collect and analyze KYC and CDD documents, perform screening checks, and ensure...SuggestedWork at office
- ...a Broker /Dealer member of FINRA and SIPC, Galicia Capital US... ...website. Role Description The Compliance Specialist is a full-time, on-site role based in Miami, FL, responsible for... ...with Anti-Money Laundering (AML), Know your Customer (KYC), and other industry-standard...SuggestedFull timeTemporary work
$260k - $365k
...Description Senior Financial Regulatory & Compliance Associate Direct Counsel is... ...and third-party risk. Advise on BSA/AML, BHCA, IBA, Reg Y, Reg K, CRA, Volcker Rule , capital... ...plus, but not required. Locations Miami, FL | Los Angeles, CA | Atlanta, GA |...SuggestedFull time- Bci Miami and Bci Securities seek a Client Services Onboarding Specialist to act as a primary client-facing representative, handling account applications, onboarding documentation, and ensuring compliance with AML/KYC and internal policies. You will coordinate end-to-end...
$67.2k - $84k
...OnTrac is hiring a Compliance Specialist in the Miami, FL area ! Are you eager to join a dynamic and expanding company where you can both learn and make a meaningful impact? If you possess a strong sense of empathy, enjoy assisting others, thrive in a fast-paced...Full timeContract workWork at officeHome officeShift work- ...Intercash is looking to hire a Compliance Analyst, this role will... ...Merchants. Collecting and analyzing KYC and CDD documents and carrying... ...This role will be based in the Miami area, successful candidates... ...company’s Anti-Money Laundering (AML) policies and other...Work experience placementWork at office
- Banco Sabadell Miami seeks a BSA & OFAC Officer to lead compliance with BSA/AML/OFAC, CIP and EDD programs in a fast-paced banking environment in Miami Lakes, FL. You... ...screening, SARs/CTRs filing, and maintain robust KYC controls while aligning with Head Office Compliance...Work at office
- Bci in Miami, FL is seeking a Documentation Analyst to conduct onboarding reviews and ensure regulatory compliance for new and existing customers. You will handle account maintenance, CDD updates, and logs to support audits, while ensuring adherence to US laws and internal...
- Santander Holdings USA Inc in Miami seeks a Sr. AML Compliance Analyst to help identify atypical transactions and customer behavior, perform transaction analyses, ongoing monitoring, and third‑party negative media checks within the alert disposition process. You will assist...
- Banco Inter in Miami, FL is seeking a Compliance Monitor to ensure operations, products, and communications stay aligned with U.S. consumer protection laws and regulatory expectations. The role emphasizes monitoring, QA, and timely regulatory responses within a cross-border...
- BCI Miami Branch seeks a Documentation Analyst to conduct onboarding review, perform CDD updates, and ensure compliance with US banking regulations. The role requires strong analytical skills... ...degree in a related field, and have AML/BSA knowledge with proficiency in MS...
- A staffing firm is seeking a Credentialing Assistant in Miami, FL for a 5-month engagement. The role involves processing credentialing applications, maintaining databases, and collaborating with medical offices and licensing agencies. Candidates should possess a high school...Weekday work
$260k - $365k
...senior level Associate in the Financial Regulatory & Compliance Practice. They can be based in our Miami, DC, New York, Chicago, Atlanta, Phoenix or Dallas office... ...financial services laws and regulations (e.g., BSA/AML, sanctions, third-party risk management, and consumer...Full timeTemporary workWork at officeFlexible hours- AST SpaceMobile in Miami seeks a U.S. Export Control Specialist to support trade compliance within our Supply Chain. This role focuses on export/import licensing and ensuring compliance with U.S. and international regulations. The ideal candidate will have a Bachelor's...
- A leading housing organization in Miami seeks an Affordable Housing Compliance Coordinator to oversee compliance across apartment communities. The role involves regulatory reporting, site audits, and collaboration with compliance agencies. Candidates should have at least...Remote jobFull time
- Seaboard Solutions in Miami is seeking an experienced Import Specialist to manage the end-to-end shipment import process, including ISF, entry processing,... ...resolutions to ensure timely execution and regulatory compliance. The role requires three years of entry writing or...Work at office
- Carnival Cruise Line is seeking a Maritime Cyber Safety Compliance Analyst to support global cybersecurity compliance frameworks across the... ..., compliance, and audits, with a foundation in maritime regs and industry standards. In-office in South Florida with some travel...Work at office
- A leading logistics company in Miami is seeking a Customs Specialist - Entry Writer to handle customs documentation and ensure compliance with regulations. You will coordinate with internal teams and customs authorities, preparing and reviewing import/export declarations...Full time
$85k - $95k
A trade compliance consultancy based in Miami, FL is seeking a Trade Compliance Specialist to oversee and manage compliance processes. The candidate should hold a Bachelor's degree in a relevant field and have at least three years of experience in trade compliance within...Full time- ...compliant across multiple regulations (e.g., Reg E, Reg CC, UDAAP, etc). Supporting... ...Accounting, Finance, Business Administration, Compliance, or a related field. 2-4 years of... ...PowerPoint. Must be available to work on-site in Miami, FL. Preferred Qualifications Compliance...Temporary work
- ...centers, urgent care facilities and physician practices across Miami-Dade, Monroe, Broward and Palm Beach counties. With internationally... ...Continuing Education, and CME Program policies to ensure full compliance. Working collaboratively with senior CME leadership and CME...
$85k - $95k
...experience — talk with your recruiter to learn more. Base pay range $85,000.00/yr - $95,000.00/yr Job Title: Trade Compliance Specialist Location: Miami, FL 33178 Duration: Direct Hire Payrate: $85K - $95K annually Shift : 1st shift (M-F 6:30am-3:00pm) This role is responsible...Full timeShift workDay shift- Djanda is seeking a CEI Resident Compliance Specialist in Miami, Florida. In this full-time role, you will ensure adherence to regulatory requirements on construction projects, particularly those funded by FDOT. The ideal candidate will have a High School Diploma and relevant...Full time
- ...USA is seeking an ID Coordinator responsible for managing the airport badging and identification process. This role ensures compliance with Miami-Dade Aviation Department and U.S. Customs and Border Protection requirements, acting as the liaison between the company and...
$85k - $95k
A leading aerospace company in Miami is seeking a Trade Compliance Specialist to oversee compliance with import/export regulations. The ideal candidate will have a Bachelor's degree in Logistics or related field and at least 3 years of experience in trade compliance within...Full time- The University of Miami is seeking a detail-oriented financial analyst for the Pre-Award and grant support function. The role provides... ...on proposal development, reviews applications for accuracy and compliance, and maintains tracking tools to ensure proper budgeting and...
$44.99k
...Job Description Job Description Job Title: Program Compliance Specialist (Fraud Department) Location: Miami, Florida Type: Direct Hire Compensation: $44,990.40 Work Model: Onsite Responsibilities Receive, document, and investigate allegations...Local areaSystem One
Miami, FLa month ago- Fairygodboss is seeking an HR Compliance Specialist in Miami, Florida, to serve as a subject matter expert for ADP's HR and Compliance products. The role involves evaluating client policies, ensuring compliance with laws, and delivering HR services. The ideal candidate...
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Miami Compliance Specialist - FINRA Regs, AML/KYC. Be the first to apply!
Related searches
- regulatory specialist Miami, FL
- compliance officer Miami, FL
- coding compliance specialist Miami, FL
- aml compliance analyst Miami, FL
- compliance analyst Miami, FL
- medicare compliance specialist Miami, FL
- regulatory officer Miami, FL
- research compliance officer Miami, FL
- regulatory analyst Miami, FL
- regulatory compliance associate Miami, FL