Licensed Compliance Associate (Series 24) - Growth & Impact
Viewsoft Srl
ViewTrade Securities is seeking a licensed Compliance Associate for our Boca Raton, FL office. The role requires 5+ years in the brokerage industry and a Series 24 license, with strong communication and client support skills for national and international clients.
Duties include assisting the CCO with daily compliance tasks, managing registrations in CRD/FINRA, funds transfers, regulator data requests, and collaboration with operations to meet deadlines in a fast-paced environment.
#J-18808-LjbffrVacancy posted 14 hours ago
Similar jobs that could be interesting for youBased on the Licensed Compliance Associate (Series 24) - Growth & Impact in Boca Raton, FL vacancy
- ...Description ViewTrade Securities is currently looking for a licensed Compliance Associate for our Boca Raton, FL office. We are seeking full... ...5+ years of experience in the brokerage industry with a Series 24 License. Must possess strong professional...SuggestedFull timeWork at office
ViewTrade
Boca Raton, FL11 days ago - WizeHire, Inc in Boca Raton, FL is seeking a licensed Loan Officer or Junior Loan Officer. The ideal candidate will be talented and service-oriented, with some experience in sales and exceptional communication and relationship-building skills. A keen eye for detail is...Suggested
$60k - $90k
» » Compliance Officer**Job Title:** Compliance Officer**Job Location... ...laws, rules, and regulations impacting broker-dealer and RIA operations... ...a compliance role.* Required licenses: Series 7, Series 63, and Series 65 **or** Series 66 and Series 24.* Bachelor’s degree in a...SuggestedFull timeFlexible hours- ...financial plans, discuss investments and insurance needs, and collaborate with a dedicated team that offers training, mentorship, and growth opportunities. A bachelor's degree is preferred, with licensing sponsorship available. #J-18808-Ljbffr Striano Financial GroupSuggestedVisa sponsorshipFlexible hours
- A leading staffing company in Boca Raton seeks a Business Licensing Compliance Administrator to provide administrative and licensing compliance support. The ideal candidate will ensure that all locations comply with licensing agencies and have at least 2 years of relevant...SuggestedFull time
- ...ADT Security Services seeks a Professional Licensing Compliance Administrator in Boca Raton, FL, with the flexibility to work remotely. The role focuses on supporting compliance with federal, state, and local licensing laws and regulations. Responsibilities include obtaining...Local areaRemote work
ADT
Boca Raton, FL3 days ago - ...Description Job Description Chief Growth Officer- Therapy Division-... ...excellence for maximum impact. Why This Role Is Special:... ...sales activities align with compliance, ethical standards, and brand... ...required. ~ Valid driver's license and reliable transportation....Full timeWork at office
- ...collaboration with the President/CEO to grow resources for community impact. The CPO will oversee Foundation activities, donor engagement,... ...a high-performing team, reporting to senior leadership in a dynamic, growth-focused environment in Boca #J-18808-Ljbffr DRG Consulting
$24k
...Possibilities and Positive Impact \n \n Are you... ...wealth manager through licensing and employment. Enjoy the... ...Life & Health, SIE, Series 7, Series 66\n Personal... ...\n Professional Growth: encouragement to pursue... ...with an annual salary ($24,000) as a 20th Edition...Work experience placementLocal areaRemote workFlexible hoursEquitable Advisors
Boca Raton, FL27 days ago- ...approach to generate growth in their balances.... ...their accounts 24 hours a day/ 7 days... ...(SIE) exam, FINRA Series 6/7, state... ...required) and Life licenses are required - or... ...starting the role ~ Compliance with Dodd Frank/Truth... ...notifications may impact your employment...Immediate startAfternoon shift
- ...initiatives related to alternatives, compliance, and platform strategy. Industry... ...broker-dealer platforms. Required licenses include Series 7, with Series 24 and Series 65. Other certifications... ...practical terms. Motivated by long-term growth and leadership development.**Why...
AltsWire
Boca Raton, FL3 days ago $26 - $28 per hour
A compliance consulting firm in Boca Raton seeks a Business Licensing Compliance Administrator for a hybrid role. The role involves managing the application process... ...supporting compliance efforts. Ideal candidates have an associate’s degree and 2+ years of relevant experience,...- Our organization is currently seeking a talented and service-oriented Licensed Loan Officer or Junior Loan Officer. Please do not apply if you are not licensed. The successful candidate will have some experience in sales, exceptional communication and relationship-building...
- ...experience, an MAI Designation, and a Bachelor's degree, with strong leadership and communication skills. This hybrid role offers the opportunity to impact clients and the company's growth within the industry as a part of a dynamic team. #J-18808-Ljbffr Colliers International
- ...consumer business model, holistic approach to growth, and dynamic culture uniquely position us... ...matter expertise to drive meaningful impact. We strive to orient ourselves around... ...and believe everything beyond that is a series of hypotheses to validate. To that end, we...Work at officeRemote workShift work
The Farmer's Dog
Boca Raton, FL4 days ago $60k - $100k
...NOW HIRING: 2-20 LICENSED INSURANCE AGENT Great Florida Insurance of Delray Beach is growing, and we’re looking for an experienced... ...60-100k OTE) Benefits available after probationary period Growth and career development opportunities Supportive team environment...Full timeLocal areaImmediate startGreatFlorida Insurance of Delray Beach
Boca Raton, FL17 hours ago$100k
...day one. We're looking for motivated, licensed Health Insurance Agents who thrive in a... ...and follow applicable insurance sales and compliance requirements. What We're Looking For... .... Interested in long-term career growth with a growing agency. Compensation &...Hourly payWork at officeRemote workMonday to FridaySuarez Assistant
Boca Raton, FL4 days ago- ...Job Description Job Description Position: Impact Window Project Coordinator Required Skills: Completing Window Permit applications... ...Position Offers: • Competitive Compensation • Career Growth • Team Environment To Apply: Please submit an updated...
Statewide Window and Doors
Highland Beach, FL16 days ago $22 per hour
...Boca Raton Job Overview: We are actively hiring a few Experienced Licensed Insurance Agents to join our team! This is a Full-Time, All In-... ...another Dead-End gig, with a reputable company during a huge Growth Phase. Potential to be a HybridPosition once established....Hourly payWeekly payFull timeWork at officeImmediate startMonday to Friday- Triumph in Boca Raton is seeking licensed insurance agents for full-time, on-site roles with all inbound calls and no cold calling. Money... ...professionals will enjoy a high-payscale environment during a growth phase and potential for hybrid work once established....Full time
$25 per hour
We are looking for a Licensed Health Insurance Agent. This is a high-opportunity, onsite... ...enrollment processes clearly. Maintain compliance with CMS, FFM, carrier, and state regulations... ...plan options. Opportunity for long-term growth within the organization. Potential...Full timeFor contractorsRemote work$22 per hour
...LicensedInsurance Agents - East Boca Raton, FL We are seeking experienced, licensed insurance agents to join a growing national sales team. This is... ...full-time position with a well-established agency in an active growth phase. Agents in this role work exclusively with inbound, pre-...Hourly payWeekly payFull timeRemote workMonday to Friday$61k - $119k
...client-building and obtaining licenses. Our award-winning training programs... ...—including investments for growth, insurance for protection, and... ...—that helps you have a bigger impact on your clients and community.... ...Essentials (SIE), and Series 6, 7, and 63. Northwestern Mutual...Full timeContract workFor contractorsWork at officeNorthwestern Mutual
Boca Raton, FL1 day ago- ...dedicated to making a positive impact in the lives of its clients.... ...a wealth manager through licensing and employment. Role Highlights... ...:State Life & Health, SIE, Series 7, Series 66 Personal Attributes... ...ambition Professional Growth : encouragement to pursue...Work experience placementWork at officeLocal areaFlexible hours
Equitable Advisors LLC
Boca Raton, FL14 hours ago - ...work. Rewarding career. Make an impact providing expert financial advice... ...you obtain your state insurance licenses (life, health & variable contracts), Series 7 and 66 registrations, and complete... ...and opportunity for professional growth as you build your business.Well-...
Thrivent Financial for Lutherans
Boca Raton, FL3 days ago - ...being initiativesPersonal Growth & BalancePaid time off... ...and certification or licensing support, where... ...you’re ready to make an impact with a stable industry... ...Profile SummaryEnsure compliance with various regulatory... ...Provide support to the Associate General Counsel of Regulatory...Temporary workPart timeWork at officeRemote work
SBA Network Services, LLC
Boca Raton, FL14 hours ago - ...Manager to develop and execute multi‑channel campaigns that support growth and retention. You will manage content for customer touchpoints,... ...to completion, supervising marketing staff, and delivering high-impact copy for print, web, email, blogs, and #J-18808-Ljbffr The GEO...Contract work
- ...Health is a facility licensed by both the Department... ...members of the National Association of Addiction Treatment... ...and make a meaningful impact on patient outcomes... ...clinical standards. Ensure compliance with federal and state... ...-making. Maintain 24-hour accountability for...Full time
- ...opportunity to work on high-impact legal matters in a fast-paced... ...collaborative environment with strong growth potential. RASCP fosters a... ..., bankruptcy, litigation, compliance, and real estate matters.... ...Bachelor's Degree preferred, Associate's Degree required Physical Functions...Work at officeMonday to Friday
US DEFAULT GROUP, INC.
Boca Raton, FL3 days ago - ...resilient. Together, we’re making an impact around the world.If you’re... ....Professional Engineer (P.E.) licensed in the State of Florida15+... ...possible.Pay Transparency: In compliance with pay transparency laws, pay... ...YesSchedule: Full timeJob Posting: 24/08/2026 05:08:21Req ID: 10046...Full timeTemporary workPart timeCasual workLocal areaFlexible hours
Stantec
Deerfield Beach, FL8 days ago
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Licensed Compliance Associate (Series 24) - Growth & Impact. Be the first to apply!
Related searches
- compliance officer Boca Raton, FL
- coding compliance specialist Boca Raton, FL
- research compliance officer Boca Raton, FL
- compliance analyst Boca Raton, FL
- regulatory specialist Boca Raton, FL
- healthcare compliance officer Boca Raton, FL
- regulatory compliance specialist Boca Raton, FL
- regulatory analyst Boca Raton, FL
- regulatory affairs consultant Boca Raton, FL
- compliance consultant Boca Raton, FL