Senior Registered Client Associate

Senior Registered Client Associate - Flexible FTE Flexible Full-Time Employment (FTE) Hours built to suit the right candidate Are you an operations‑minded professional who genuinely enjoys helping clients and keeping things running smoothly? We’re a growing, independent Registered Investment Advisor (RIA) looking for a Senior Client Service & Operations Associate to support our advisors and deliver an exceptional client experience. In our small‑firm environment, your work truly matters—every task contributes directly to helping clients live better financial lives. What You’ll Do Support client onboarding and ongoing service Prepare and update client financial information before and after meetings Process account paperwork and maintenance requests Manage workflows and client records using modern advisor technology Assist with client appreciation and firm initiatives Who You Are Highly organized, detail‑oriented, and dependable Comfortable learning and working across multiple technology systems Client‑focused with strong communication skills Able to work independently in a small‑team environment Experience in financial services or an RIA is a plus Why Join Us Clear workflows with flexibility to improve them Exposure to financial planning and advisory operations Supportive environment that values work‑life balance Qualifications Required 3+ years’ experience in the financial services industry Proficiency with Microsoft Office (Outlook, Word, Excel) Preferred Series 7 and 66 or 65 securities licensed Life & disability insurance experience Familiar with any of our tech stack Wealthbox CRM eMoney Levitate Zoom Phone Company Benefits 401(k) with matching Quarterly bonuses Health insurance Dental, vision, and life insurance Generous PTO If you value thoughtful client service and want to grow with an independent advisory firm, we’d love to hear from you. Prefer to remain confidential? Send your resume directly to View email address on click.appcast.io with the subject line 'Confidential Inquiry'. #J-18808-Ljbffr Compass Financial Group, Inc.