Senior Associate, Risk Manager- Controls Tester

As a Senior Risk Associate in the Financial Services Auto Risk Office, you will provide professional risk judgment that enables business partners to tackle major company challenges. You will test controls and make recommendations to the business to mitigate risk and strengthen our defenses. In this role you will lean into your analytical and problem‑solving skills by assessing the design and operational effectiveness of controls necessary to mitigate risks to the Company. You will also grow your strategic and influencing skills as you engage with stakeholders across the Capital One Auto division, creating order and clarity out of complexity and uncertainty to enable confident decision‑making by providing visibility to the state of the division’s control environment. You will thrive in a cross‑functional and collaborative environment that values unique perspectives, rewards innovation, and challenges the status quo. As an integral member of the team, you will have a high level of exposure across the division, partnering closely with senior business and risk office leaders, technology, and data. Responsibilities Test regulatory controls across Financial Services to ensure design and operating effectiveness. Engage cross‑functionally to gain a deep understanding of controls: automated, manual, and hybrid. Develop a deep understanding of business strategies, products, services, and risk profile. Identify and assess the impact of the changing regulatory environment on business objectives and risk appetite. Analyze data to proactively identify risks and trends and provide insights that support internal customers in decision‑making. Provide guidance and advice to business partners on implementing risk policies and programs. Drive collaboration between the risk, compliance, legal, and other business support functions. Ensure independent escalation of risk management gaps, issues, and concerns to executive management and, when appropriate, the Board of Directors, including emerging risks and regulatory focus areas. Identify opportunities to improve risk management practices and develop solutions to perfect risk management, eliminate waste, and deliver an exceptional customer experience. Basic Qualifications High school diploma, GED, or equivalent certification. At least two years of experience in project, process, program, or risk management. Preferred Qualifications Bachelor’s degree or military experience. Two or more years of control testing experience. Two or more years of experience presenting to senior leadership. Four or more years of experience in project, process, program, or risk management. Compensation At this time, Capital One will not sponsor a new applicant for employment authorization for this position. Plano, TX: $87,700 - $100,100 for Senior Risk Associate. This role is also eligible to earn performance‑based incentive compensation, which may include cash bonus(es) and/or long‑term incentives (LTI). Equal Employment Opportunity Capital One is an equal‑opportunity employer (EOE, including disability/veteran) committed to non‑discrimination in compliance with applicable federal, state, and local laws. Capital One promotes a drug‑free workplace. Capital One will consider for employment qualified applicants with a criminal history in a manner consistent with the requirements of applicable laws regarding criminal background inquiries, including, to the extent applicable, Article 23‑A of the New York Correction Law; San Francisco, California Police Code Article 49, Sections 4901‑4920; New York City’s Fair Chance Act; Philadelphia’s Fair Criminal Records Screening Act; and other applicable federal, state, and local laws and regulations regarding criminal background inquiries. #J-18808-Ljbffr Capital One