Senior Compliance Lead, Clearing & Trade Surveillance
Velox Clearing LLC
Velox Clearing LLC in Miami, FL seeks an experienced Regulatory Compliance Manager to own internal compliance, trade surveillance, and regulatory affairs programs. You will act as the primary liaison with regulators and help shape policy for a modern clearing firm. The ideal candidate has 5–7 years in broker-dealer compliance, deep FINRA/SEC knowledge, FINRA Series 7 required, Series 24 recommended, and strong data analysis and communication skills. #J-18808-Ljbffr Velox Clearing LLC
Vacancy posted 5 days ago
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