Investment Associate

Job DetailExperience Level Sr LevelDegree Type Bachelor of Science (BS)Employment Full TimeWorking Type On SiteJob Reference 0000018361Salary Type AnnuallyIndustry Private EquitySelling Points Take ownership of compliance processes in a dynamic investment environment. Collaborate with portfolio teams to ensure regulatory adherence and operational excellence. Advance your expertise in a challenging, growth-oriented role.Job DescriptionInvestment Associate OverviewLead investment compliance monitoring across diverse portfolios, ensuring adherence to regulatory obligations and internal policies.Collaborate with portfolio management teams to support investment activities and maintain operational efficiency.Translate client-specific restrictions into codified compliance rules within the compliance platform.Investigate and resolve compliance breaches, escalating material issues as necessary.Maintain and update the compliance rule library to ensure accuracy and relevance.Provide detailed reports and analysis on compliance monitoring activities.Participate in process improvement initiatives to enhance compliance monitoring capabilities.Work closely with internal teams to ensure seamless integration of compliance processes.Investment Associate Key Responsibilities & DutiesMonitor investment activities across credit funds and private equity-style vehicles.Translate investment management agreements into codified compliance rules.Investigate and resolve compliance breaches, escalating issues as necessary.Maintain and update compliance rule libraries to ensure accuracy.Collaborate with portfolio management teams to support investment activities.Generate reports and analysis on compliance monitoring activities.Participate in process improvement initiatives to enhance compliance monitoring capabilities.Ensure seamless integration of compliance processes with internal teams.Investment Associate Job RequirementsBachelor of Science (BS) degree in a relevant field is required.Minimum of 3 years of experience in investment compliance or related roles.Preferred 7 years of experience in investment compliance or related roles.Strong knowledge of regulatory obligations and compliance monitoring processes.Proficiency in compliance platforms and rule coding.Excellent analytical and problem-solving skills for investigating compliance breaches.Effective communication skills to collaborate with portfolio management teams.Ability to work on-site and contribute to team initiatives.