Associate Financial Planner - Series 7 and Series 66 licenses

Associate Financial Planner

• Competitive salary: $70,000–$75,000

• Clear career growth path with increasing responsibilities and client exposure

• Opportunity to earn Series 7 and 66 licenses if not already obtained

• Work closely with experienced Financial Planners and Advisors

• Exposure to high-net-worth client relationships and comprehensive financial planning

• Collaborative and supportive team environment

• Opportunity to participate in client meetings and investment management activities

• Long-term career development within a growing wealth management practice

• Prepare for client meetings by gathering data, creating agendas, and producing planning materials

• Maintain accurate client information within financial planning and CRM systems

• Coordinate post-meeting follow-up activities and client communications

• Assist with financial planning analysis and implementation activities

• Support account opening, transfers, and ongoing account maintenance

• Assist with portfolio reviews, trading, and account rebalancing activities

• Communicate professionally with clients, advisors, attorneys, CPAs, and other partners

• Monitor client financial situations and identify items requiring advisor attention

• Help manage team workflows and ensure timely completion of client requests

• Participate in client review meetings and gradually assume greater client-facing responsibilities

• Identify opportunities to improve processes and enhance the client experience

• FINRA Series 7 and Series 66 licenses, or ability to obtain both within 12 months of hire

• 1–2 years of experience in wealth management, financial planning, investment advisory, banking, or financial services preferred

• Bachelor's degree preferred

• Strong analytical, financial, and problem-solving skills

• Excellent verbal and written communication skills

• Highly organized with strong attention to detail

• Ability to manage multiple priorities in a fast-paced environment

• Strong client service mindset and professional demeanor

• Ability to work independently while collaborating effectively with advisors and support staff

• Experience working with high-net-worth clients

• Experience with financial planning software and CRM systems

• CFP® designation or progress toward obtaining CFP® certification

• Experience with investment account trading and portfolio management support

• Previous experience in a Registered Investment Advisor (RIA), broker-dealer, or wealth management firm