Internal Audit Manager - Risk & Regulatory Services

Responsibilities Oversee internal audit and risk management engagements within the Risk and Compliance Services practice primarily focused on broker/dealer, fin tech, PE and RIA clients. Project manage SOX 404 engagements including conducting walkthroughs, designing and leading internal control testing with periodic status updates to client’s management. Prepare scoping and risk assessments or Internal Audit using a risk based methodology. Prepare Audit Committee presentations and attend Audit Committee meetings, when necessary. Lead other types of consulting engagements. Requirements Professional Certification, such as CIA or CPA required. Bachelor’s degree in relevant discipline (e.g., Accounting, Auditing, or Related Field) required. 5+ years working in internal audit, consulting, advisory services, or a related field, either in professional services or combination professional service organization/industry. 3+ years management experience. #J-18808-Ljbffr Jobtailor