AML Broker Investigator

DescriptionOverviewOur client is seeking an experienced AML Investigator to conduct complex AML investigations This role focuses on identifying and investigating suspicious activity involving securities transactions, high-net-worth clients, and potential financial misconduct, while ensuring regulatory compliance and timely SAR decisioning.Key ResponsibilitiesInvestigate AML alerts and cases related to securities trading, insider trading, market abuse, and other suspicious activities.Conduct detailed investigations involving high-net-worth and institutional clients, including hedge funds.Analyze customer activity, transaction patterns, KYC information, and adverse media findings to determine potential financial misconduct risk.Prepare clear investigative summaries and SAR recommendations within regulatory timeframes.Communicate directly with business stakeholders and clients when additional information is required.Utilize tools such as Actimize, LexisNexis, CLEAR, and internal client information systems to support investigations.Required Experience10+ years of AML investigations experience.Prior experience within a Broker Dealer, Wealth Management, Securities, Investment Banking, or Investment Firm environment.Strong understanding of securities-related AML, including suspicious trading and insider trading investigations.Experience handling complex investigations involving affluent or high-net-worth clients.Law enforcement, regulatory, or financial crimes investigative experience preferred.Excellent communication skills with the ability to tactfully engage clients and business partners.Additional InformationInvestigators typically manage varying case volumes based on complexity, averaging 0-4 SAR cases per week.Cases generally focus on suspected client misconduct rather than fraud investigations.All SARs undergo 100% Quality Assurance review, with additional sampling performed on non-SAR case closures.Additional Skills & QualificationsBach DegreeExperience LevelIntermediate LevelJob Type & LocationThis is a Contract position based out of Dallas, TX.Pay and BenefitsThe pay range for this position is $45.00 - $55.00/hr. Individual compensation offered for this position within this range will depend on many factors, including qualifications, skills, relevant experience, job knowledge, geographic location, internal equity, and other pertinent job-related factors.Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following: Medical, dental & vision Critical Illness, Accident, and Hospital 401(k) Retirement Plan Pre-tax and Roth post-tax contributions available Life Insurance (Voluntary Life & AD&D for the employee and dependents) Short and long-term disability Health Spending Account (HSA) Transportation benefits Employee Assistance Program Time Off/Leave (PTO, Vacation or Sick Leave)Job Type & LocationThis is a Contract position based out of Dallas, TX.Application DeadlineThis position is anticipated to close on Nov 24, 2026.Workplace TypeThis is a hybrid position in Dallas,TX.About TEKsystemsWe're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.About TEKsystems and TEKsystems Global Services Were a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. Were a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. Were strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. Were building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at TEKsystems.com.The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.San Francisco Fair Chance Ordinance: Pursuant to the San Francisco Fair Chance Ordinance, for all positions located in the city and county of San Francisco, we will consider for employment qualified applicants with arrest and conviction records.Massachusetts Lie Detector: It is unlawful in Massachusetts to require or administer a lie detector test as a condition of employment or continued employment. An employer who violates this law shall be subject to criminal penalties and civil liability.Use of Artificial Intelligence (AI): We may use Artificial Intelligence (AI) to support parts of our hiring process, including sourcing, screening, and evaluating candidates. AI helps assess applications and qualifications, but final decisions are made by our hiring team. By applying, you acknowledge and agree that your application may be reviewed using AI tools.Job SummaryJob number: JP-006411274Profession: Other