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Financial Institutions Examiner — Regulator & Compliance

California Department of Financial Protection & Innovation

The California Department of Financial Protection and Innovation (DFPI) invites applications for a permanent, full-time Financial Institutions Examiner in the Los Angeles office. This role sits in the General Counsel Division, Broker Dealer / Investment Adviser Regulations Office, with the opportunity to contribute to a high-profile regulatory environment in California. The examiner assesses license applications for broker-dealers and investment advisers, verifies qualification requirements, and #J-18808-Ljbffr California Department of Financial Protection & Innovation

Vacancy posted 4 days ago
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