Financial Institutions Examiner — Regulator & Compliance
California Department of Financial Protection & Innovation
The California Department of Financial Protection and Innovation (DFPI) invites applications for a permanent, full-time Financial Institutions Examiner in the Los Angeles office. This role sits in the General Counsel Division, Broker Dealer / Investment Adviser Regulations Office, with the opportunity to contribute to a high-profile regulatory environment in California. The examiner assesses license applications for broker-dealers and investment advisers, verifies qualification requirements, and #J-18808-Ljbffr California Department of Financial Protection & Innovation
$8.83k - $11.6k
The Department of Financial Protection and Innovation (DFPI) protects... ...of state-licensed financial institutions, including banks, credit... ...Additionally, the DFPI licenses and regulates a variety of financial... ...FINANCIAL INSTITUTIONS EXAMINER # of Positions: 1 Work Location...SuggestedPermanent employmentFull timeWork at officeRemote work- California Department of Financial Protection and Innovation (DFPI) in Los Angeles is recruiting for a Permanent, Full-time Senior Financial Institutions Examiner to join the Escrow Examinations Unit within the Escrow and Mortgage Lending Office. The Senior Financial Institutions...SuggestedPermanent employmentFull timeWork at office
- ...Description and Duties The Department of Financial Protection and Innovation is... ...for one Permanent, Full-time Financial Institutions Examiner (FIE) position in the General Counsel... ..., Broker Dealer / Investment Adviser Regulations Office. This position is to be located...SuggestedPermanent employmentFull timeWork experience placementWork at officeRemote workNight shift
$4,928 - $6,556 per month
The Department of Financial Protection and Innovation (DFPI) protects... ...of state-licensed financial institutions, including banks, credit... ...Additionally, the DFPI licenses and regulates a variety of financial... ...: Financial Institutions Examiner Classification: FINANCIAL INSTITUTIONS...SuggestedPermanent employmentFull timeWork at officeRemote work$8.83k - $11.6k
The Department of Financial Protection and Innovation (DFPI) protects... ...of state-licensed financial institutions, including banks, credit... ...Additionally, the DFPI licenses and regulates a variety of financial... ...Title: Senior Regulatory Examiner Classification: SENIOR FINANCIAL...SuggestedPermanent employmentFull timeWork at officeRemote work$124k - $335k
...OpportunityAs an Asset & Wealth Management Regulated Investment Company (RIC) - Senior... ...and guidance to clients on tax planning, compliance, and strategy within our Tax practice.... ...this role, you will review and analyze financial data, prepare and file tax returns, and...Full timeH1b$85k - $100k
...goal of enabling human life on Mars. FINANCIAL SYSTEMS ANALYST The Financial Systems... ...that power financial close, global tax compliance, and operational decision-making across... ...~ To conform to U.S. Government export regulations, applicant must be a (i) U.S. citizen...Permanent employmentTemporary workInternshipRemote workWeekend work$77k - $214k
...and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex tax regulations and optimise their tax positions.Those in... ...regulations. You will review and analyse financial data, prepare and file tax returns, and assist...Full timeH1b$99k - $266k
...and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex tax regulations and optimise their tax positions.Those in... ...regulations. You will review and analyse financial data, prepare and file tax returns, and assist...Full timeH1b- A prominent educational institution in Los Angeles is seeking an Accountant I for their Sponsored... ...preparing, reconciling, and analyzing financial documents while ensuring compliance with accounting principles and sponsor regulations. Candidates should have a Bachelor's...
$190k - $220k
...generational trust and estate compliance and planning. This position... ...deep relationships and institutional knowledge that strengthen our... ...adherence to relevant regulations. • Assist in preparing firm... ...policy ~ Parental Leave ~ Financial assistance for advanced...Work at officeLocal areaRemote workFlexible hours- The Financial Controller is a key member of the leadership team responsible for directing... ...of financial reporting, maintains compliance with accounting standards and regulatory... ...compliance with International Traffic in Arms Regulations (ITAR) and Export Administration...Permanent employment
- ...projects in accordance with the audit plan and risk assessments, evaluating the efficiency and effectiveness of current-state financial, compliance, and operational processes and controls. We advise business functions in addressing risks and control violations, developing...Immediate start
- ...Cure Company is seeking a Controller / Accounting Manager to oversee financial operations within a regulated cannabis environment. You will lead accounting functions, financial reporting, compliance, budgeting, and internal controls to ensure accuracy and integrity across...
$190k
...Accounting Operations (this job posting) and Financial Reporting & Technical Accounting]... ...our client is a top performing financial institution with an exclusive focus on the U.S. and... ...accounting operations, supporting SOX compliance and remediation efforts. Partner with...$55 - $57 per hour
...reporting, and corrective action plan monitoring of financial solvency and claims processing compliance for specialty health plans and vendors. Responsibilities... ...managed services to global enterprises. We support regulated industries with compliance-focused solutions and...Contract workWork at office$110k - $115k
...Audit, this highly visible role offers the opportunity to work with leaders throughout the business while executing financial, operational, compliance, and SOX audits. You will evaluate key business processes, identify risks and control gaps, and provide practical recommendations...Work at officeWeekday work- ...USA. This role is a uniquely engineered role, combining financial capital governance, compliance, and project management. This person will have the... ...knowledge of US GAAP, particularly as it relates to rate regulated industries, SOX, and Capital Compliance required....Permanent employmentTemporary workWork at office
- Circle National Trust seeks a seasoned Senior Manager of Internal Audit to lead the internal audit program and ensure fiduciary audits meet OCC requirements. You will partner with senior leaders to present insights and regulatory reporting. You will oversee controls across...
- A major educational institution is seeking a HIM Coding Manager to oversee coding audit processes and education programs. This role ensures compliance with coding regulations and collaborates with multiple departments to improve accuracy and reduce compliance risks. Candidates...Remote job
- ...company in Los Angeles is seeking an experienced auditor to ensure compliance with various international standards in manufacturing. The... ...with APSCA registration and extensive knowledge in auditing regulations. You will be responsible for on-site inspections, reporting...
- The Regional Compliance & Audit Manageris responsible fordeveloping, implementing, andmonitoringemployment compliance programs across... ...operations to ensure compliance with company policies and employment regulations. Audit personnel files, I-9 documentation, employee...Local area
- Voala is seeking a Quality Assurance Reviewer I to ensure compliance with grant, contract, and policy requirements. Under the supervision... ...and performing quality assurance procedures to meet funder regulations. Candidates should have a Bachelor’s degree or equivalent...Contract workWork at office
- ...Report (SAR) form and narrative once it has been approved by the Compliance Officer. Ensure all SAR filings are e‑filed via the BSA... ...ensure all employees have continual training as per compliance regulations. Responsibilities Qualification Requirements: Ability to...Work experience placement
- ...(A&AS), part of the Office of Ethics, Compliance, and Audit Services, plays a vital role... ...this role, you\'ll conduct operational, financial, compliance, and information systems audits... .... (Required) Skill in applying the Institute of Internal Auditors Global Internal Audit...Work at office
- The Compliance Specialist II role at LOMOD involves performing on-site Management and Occupancy Reviews (MORs) for Project-Based Section... ...southern California, ensuring HUD contracts comply with regulations. You will interact with owners/agents and HUD, prepare monitoring...
- Hustler Casino is seeking a Compliance Officer to oversee procedures related to Currency Transaction Reports (CTR) and ensure adherence to Title 31 compliance regulations. The ideal candidate will have a high school diploma or GED, strong organization skills, and at least...
$77k - $214k
...people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy. These individuals help businesses navigate complex tax regulations and optimise their tax positions.In transfer pricing at PwC, you will focus on providing...Full timeH1b$80k - $85k
...in Huntington Park, California. You will conduct clinical quality assurance reviews of mental health programs, ensuring compliance with regulations and standards, and provide training to staff. The ideal candidate possesses a Master's degree in counseling or related fields...Full time$250k - $350k
...Group. This leader will manage all aspects of accounting, financial reporting, and compliance for private credit funds and related entities, ensuring... ...to assess reporting requirements in accordance with Regulations S-X and S-K.Extensive experience and knowledge designing...Full timeWork at officeRemote work
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