Derivative Markets Compliance Analyst
$82.4k - $97.9kIntercontinental Exchange Holdings, Inc.
Intercontinental Exchange Holdings, Inc. is seeking a full-time Analyst to join its Market Regulation team in New York. This role involves investigating trading activities to detect potential violations and providing guidance to market participants. Candidates should possess strong analytical and communication skills, familiarity with futures markets, and a relevant degree. The expected base salary for this role ranges from $82,400 to $97,900, alongside a suite of competitive benefits. #J-18808-Ljbffr
- ...key role in financial risk management strategy formation and execution. The selected candidate will analyze market risks and formulate strategies using derivatives and will be part of a small, dynamic team. A successful applicant will have a Bachelor’s degree in Finance,...Suggested
- A leading consulting firm is seeking a Compliance Analyst to join their team in New York. The role offers a hybrid schedule with four days... ...gap assessments, assist with project management in the derivatives market, evaluate internal controls, and prepare reports on regulatory...SuggestedWork at office
$100k - $120k
...approximately $938billion of assets under management. Apollo is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role will support the firm’s global marketing compliance program by reviewing external communications and...Suggested$110k - $120k
Man Group, a leading investment management firm, is seeking a Marketing Compliance Analyst in New York. The role involves reviewing and approving public communications, ensuring compliance with regulatory guidelines, and collaborating with teams for effective communication...Suggested$100k - $120k
Athene is seeking an Analyst or Associate to join the Compliance team within Legal, Regulatory, Tax & Compliance. This role involves supporting the firm’s global marketing compliance program by reviewing external communications and ensuring compliance with regulatory requirements...Suggested$70k - $110k
A financial services recruitment firm seeks a Regulatory Reporting Analyst in New York. The candidate will prepare regulatory reports related to derivatives activity, ensuring accuracy and compliance with CFTC and SEC regulations. Ideal for those with 3+ years in regulatory...- ...Search is looking for junior to mid-level associates to join their Capital Markets group in New York. The ideal candidate will possess a JD degree and have 1-5 years of experience in derivatives, preferably with equity derivatives. This position involves assisting in transactions...Remote work
$365k - $390k
A top-tier global law firm in New York City is seeking a Mid-level Associate for its Capital Markets & Derivatives team. This role involves representing financial clients in complex derivatives transactions including interest rate and currency derivatives. The ideal candidate...$247.15k - $360k
...Goldman Sachs Bank AG in New York seeks a Vice President, Trading to manage trades in Emerging Markets bonds and Derivatives. The role requires over five years of experience in trading, alongside a Bachelor’s degree in a quantitative field. Responsibilities include executing...$100k - $115k
...foreign exchange, fixed income, equity, and derivatives markets. With offices in the United States and... ...-oriented individual to join our Compliance team and contribute to our growth.... ...PRIMARY RESPONSIBILITIES - COMPLIANCE ANALYST Assist the General Counsel with...Summer workWork at officeMonday to Friday- ...Compliance Role The Compliance role is based in New York and provides... ...support to PWM Capital Markets within the Americas Wealth Management... ...strategies, including derivatives, structured products, and... ...Identification 174463 Job Category Analyst Posting Date 05/28/2026,...Shift work
$110.4k - $220.8k
A leading crypto firm is looking for a Senior Manager of Market Risk to design critical risk frameworks for its trading platforms.... ...candidate will have over 8 years of experience in market risk and derivatives trading. Responsibilities include managing trading risks,...Remote job- ...contract opportunity supporting a business control function within a major financial services organization. The role offers exposure to compliance monitoring, internal process reviews, audit support, and regulatory change tracking within a highly regulated operational...Contract workWork at officeRemote work
- ...Optima Partners is looking for a Compliance Associate / Senior Compliance... ..., expert network processes, marketing materials and personal... ...how certain conclusions were derived Experience with Financial... ...global team will accelerate the Analyst’s learning and growth by providing...Work at officeImmediate startShift work
- ...corporate functions and supervise U.S. entities. The Regulatory Compliance Department (“RCD”) provides support to the SMTBNY for... ...compliance risk of SMTBNY. Your Role Overview The Compliance Analyst is responsible for identifying and developing criteria and commentary...Temporary workWork at officeWork from homeFlexible hours2 days per week
- ...Sachs Bank AG in New York is seeking an Analyst for Wealth Management Compliance. This role provides dedicated support to PWM Capital Markets, focusing on compliance surrounding capital markets, equity structuring, and derivatives. The ideal fit will possess a...
- Overview Compliance - New York - Analyst - Wealth Management Compliance located in New York, NY, United... ...provides dedicated support to PWM Capital Markets within the Americas Wealth... ..., and managed strategies, including derivatives, structured products, and new issue...Full timeTemporary workWork at officeShift work
- ...consulting firm based in Midtown Manhattan, is seeking a Compliance Analyst to join their team. This role follows a hybrid schedule, with... ...DCOs. Assist with project management for engagements with derivatives market participants, including exchanges and clearing...Work at office
- Coda Search│Staffing is looking for a Regulatory Reporting specialist to join a top-tier investment manager's Compliance team in Greenwich, CT. In this high-impact role, you'll be responsible for preparing and submitting regulatory reports across various jurisdictions,...
$500 per month
...the Role We are looking for a highly analytical and driven Market Risk Analyst to join our growing Risk team. As we expand our product... ...environment. Product Knowledge: Deep understanding of derivatives (Futures/Options) and margin mechanics. Experience with Prediction...Work at officeHome office$74k - $82k
...Marketing Science Analyst Analytic Partners is a global leader in commercial measurement and optimization, turning data into expertise for the... ...developing and presenting presentations using insights derived from analytics. Experience using data to solve business...Work experience placementInternship$89.2k - $148.6k
...Sr. Market Surveillance Analysts monitor assigned products, related cash, & derivative markets in order to detect market conditions, positions or activity that could adversely... ...with the departments monitoring of compliance with ex-pit transaction, position limit, delivery...Contract workWorldwide$80k - $100k
...deepen our understanding of the market, clients, and competitive... ...collaboration Market Research Analyst Responsibilities... ...including equity, debt, and derivative securities ~ Strong research... ...ensure fairness, accuracy, and compliance with applicable laws. Please...Contract workLocal area$150k - $200k
...conviction and empowers us to capitalize on market dislocations. At SFM, we foster an... ...seeking a driven and analytical Market Risk Analyst to join our dynamic Risk Management team.... ...reasoning skills, with the ability to derive clear conclusions from ambiguous data....Permanent employmentWork at office$85k - $145k
...to contribute to key initiatives in the Market Risk Regulatory Initiatives team. This role... ...products (equities, fixed income, derivatives) and market structure. * Proficiency... ...understanding of Governance, Risk, and Compliance framework. Suggested Qualifications:...Full timeFlexible hours$110k - $125k
...Market Operations Analyst Insight Investment is looking for a Market Operations Analyst to join the Market Operations team in New York. In... ...Income support role and familiarity with global securities, derivatives, and options markets Demonstrated experience in the...Work at office- Marketing Science Analyst (Aug/Sep Start) Expires on June 15, 2026. Location: New York, NY, United States Employment: Regular Employee, Hybrid... ...team developing and presenting presentations using insights derived from analytics. Experience using data to solve business...Work experience placementInternship
$212.5k - $272.5k
...Capital Markets Specialist Circle is committed to visibility and stability in everything... ...USDC into secured financing, derivatives margining, and dealer balance-sheet workflows... ...teams. Partnering with legal, compliance, and risk teams to ensure USDC integrations...Permanent employmentFlexible hours$225k - $365k
...Job Description Job Description Capital Markets (Derivatives) Associate Attorney Location: New York, New York Direct Counsel is representing a leading Am Law firm seeking a Capital Markets Associate to join its highly regarded Derivatives team in New York....- ...FocusKPI is looking for a Marketing Operations Analyst to join one of our clients, a high-tech SaaS company... ...marketing initiatives, and ensuring compliance with privacy regulations such as GDPR... ...identifying novel approaches to derive value from disparate data sets and highly...Full time
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