VP, Regulatory Transformation — Capital Markets
$125k - $175kHispanic Alliance for Career Enhancement
A leading financial services provider is seeking a Vice President to join their Regulatory Transformation team in New York. The ideal candidate should have a university degree, 4+ years of related experience, and a strong understanding of the regulatory landscape in capital markets. This hybrid role offers a competitive salary range of $125,000 to $175,000 and includes performance-based incentives and comprehensive benefits. Strong analytical skills and communication abilities are essential for driving regulatory changes and stakeholder engagement. #J-18808-Ljbffr Hispanic Alliance for Career Enhancement
- ...drive innovation and business transformation across a range of industries... ...services (particularly capital markets and fixed income), insurance... ...ensuring ethical standards and regulatory compliance. Our decentralized... ...Machine Learning Engineer (VP) on the AI Science team, you...TransformationRegulatoryWork at office
- Goldman Sachs Bank AG is seeking a Vice President in Capital Markets to deliver sophisticated securities-based lending solutions tailored... ...have substantial experience in HNW/UHNW lending, strong regulatory knowledge, and the ability to manage complex financing arrangements...Regulatory
$280k
...such as litigation, arbitration, and regulatory investigations. Creation and/or review... .... Join us as a Vice President, Capital Markets Advisory Lawyer. In this role, you will... ...such as risk and controls, change and transformation, business acumen, strategic thinking and...TransformationRegulatoryHourly payContract workTemporary work$140k - $190k
...VP, Capital Markets Supervision (CMS) BMO Capital Markets is a leading, full-service financial... ...for executing supervision and regulatory risk management functions within BMO... ...programs Work closely with Regulatory Transformation Dept and Compliance to analyze the impact...TransformationRegulatory$90k - $180k
...Technical Business Analyst, Capital Markets We are seeking an experienced Technical Business... ...in Reference Data, Market Data, and Regulatory Reporting. The ideal candidate will... ...compliance. Identify opportunities for transformational change and contribute to sales...TransformationRegulatoryTemporary workRemote work- Capital Market IT (CMI) oversees the information systems for Global Markets Division (and affiliated... ...trade through risk management and regulatory reporting). CMI covers all IT... ...system including ambitious and innovative transformation programs to accompany business growth....TransformationRegulatoryLocal area
$130k - $220k
...and Authorized Participants to provide market quality and liquidity in SPDR ETFs. This... ...data analysis and reporting needs of the Capital Markets team. Furthermore, this role will... ...insights and data to help support regulatory affairs & due diligence questionnaires...RegulatoryTemporary work- ...coordinate technology initiatives within a fast-paced capital markets environment. The role involves managing cross-... ...projects involving front-to-back trading systems, regulatory initiatives, and technology transformation programs, working closely with global technology teams...TransformationRegulatory
$89.8k
...Job Description Sia's Capital Markets (Corporate and Investment Banking) practice is seeking a Senior Consultant with... ...broker-dealer clients navigating complex operational, regulatory, and technology transformation challenges. This is a consulting practitioner role —...TransformationRegulatoryWork experience placementWork at office$125k - $165k
...Job Description What is the opportunity? The Capital Markets Transformation (CMT) team supports the Capital Markets business by partnering... ...with future-state corporate strategy, including both regulatory and business innovation initiatives. What will you do?...TransformationRegulatoryFull timeWork at officeFlexible hours$114k - $143k
...Senior Consultant - Capital Markets, Program Manager Location: NYC, USA (Onsite) | Practice... ...: Permanent Lead a global finance transformation program enabling AI-ready, cloud-based... ...delivery Familiarity with regulatory, audit, and risk-controlled environments...TransformationRegulatoryPermanent employment$245k - $300k
Capital Markets & Wealth Technology Leader US - New York Senior Technology Leader - Capital... ...Management | Type: Permanent Drive technology transformation and client growth across Capital... ..., digital transformation, and regulatory change. Partner with Capco’s broader...TransformationRegulatoryPermanent employmentContract workFor contractorsFor subcontractorWork at officeFlexible hours$170k - $230k
...Capital Markets/Securities Lending Senior Java Developer VP Purpose of the role To design, develop and improve software, utilising various engineering... ...operating manual for how we behave. Embark on a transformative journey as a Capital Markets/Securities Lending...TransformationHourly payTemporary work$107k - $236k
...accounting and risk, technology-enabled transformation, and transactions, we partner with our... .... We are seeking an experienced Capital Markets Technology professional to support front... ...familiarity with security and regulatory requirements (e.g., SOX)Contribute to...TransformationRegulatoryWork at officeLocal areaFlexible hours$130k - $160k
Senior Business Analyst - Debt Capital Markets (Billing & Delivery) With over 7,000 experts... ...dedicated to accelerating our clients' transformation through technology, data, and innovation... ...model, ensuring alignment with regulatory, operational, and architectural requirements...TransformationRegulatoryH1bWork at officeVisa sponsorshipWork visa3 days per week$140k - $190k
...BMO Capital Markets is a leading, full-service financial services provider... ...ROLE SUMMARY The VP, Capital Markets Supervision... ...for executing supervision and regulatory risk management functions within... ...Work closely with Regulatory Transformation Dept and Compliance to...TransformationRegulatoryContract workPart timeLocal area$240k - $260k
Capital Markets IT/Electronic Trading Americas Lead Business type IT, Digital & Data Job title... ...to post-trade, risk management and regulatory reporting. CMI ensures applicative support... ...system and drives innovative transformation programs to support business growth. Teams...TransformationRegulatoryPermanent employmentContract workLocal areaWorldwide- ...Investment Banking Vice President: Capital Markets New York, NY or Los Angeles, CA GLC Advisors & Co. is a leading independent advisory... ...coordination, financial modeling, documentation review, regulatory interface, investor marketing, bookbuilding, pricing, and...RegulatoryWork at office
- ...Position Title: NA Commercial Marketing Manager (Capital Equipment)Position SummaryThe North America... ...with Global Marketing, R&D, and Regulatory teams to ensure accurate product positioning... ...and more productive. We accelerate transformation in high-impact fields like workplace...TransformationRegulatoryLocal area
$125k - $175k
...BMO Capital Markets is a leading, full-service financial services provider. We offer corporate... ...with a strong understanding of the regulatory landscape, deep knowledge of Capital Markets... ...a law degree to join our Regulatory Transformation (RT) team. Regulatory...TransformationRegulatoryContract workPart timeWork at officeLocal area- ...Business Management- Balance Sheet & Capital Strategy Lead - Vice President... ...risk management, and meet regulatory expectations. You will also drive digital transformation to automate and scale portfolio... ...Conduct competitor benchmarking, market trend analysis, and performance...TransformationRegulatory
$126.8k - $244k
Senior Analyst Banking and Capital Markets Other locations: Anywhere in Country The team EY... ...markets (BCM) sector is undergoing rapid transformation as technological innovation, rising... ...the same time, market volatility, and regulatory pressures are accelerating the need for...TransformationRegulatorySummer holidayFlexible hours- Financial Services - Capital Markets - Digital Assets - Senior Manager Location: New York Other... ...modernizing infrastructure, managing regulatory change, defining digital client... ...middle or back office driving change and transformation. Willingness to travel; may be international...TransformationRegulatory
- Role Overview The Vice President, Capital Markets (Securities-Based Lending) is a high-impact role responsible for delivering market-based... ...& Compliance: Ensure strict adherence to credit policies, regulatory requirements, and internal control frameworks to maintain a...Regulatory
- ...a senior professional to join its capital analytics and regulatory reporting function, focused on enterprise... ...(RWA) frameworks across credit and market risk. This role sits at the... ...regulation, regulatory analytics, transformation initiatives, and reporting...TransformationRegulatory
$250k - $275k
Job Description: Job Title: Investment Banking and Capital Markets - Banker - Mergers & Acquisitions Corporate Title: Vice President... ...balanced judgments based on strong professional, ethical, regulatory, and legal standards Skills You'll Need Experience...RegulatoryWork at office- ...Description The Vice President of Capital Projects is a senior leader... ..., with a strong focus on regulatory compliance, risk mitigation,... ...teams. In limited instances, the VP of Capital Projects may be... ...efforts, and organizational transformation. • Strong decision-making capability...TransformationRegulatoryContract workFor contractors
$145k
...client's industry trends, regulatory landscape, and... ...support, and updates on market trends to ensure a positive... ...ICB Coverage - Banks, VP. At Barclays, our... ...marketing of Barclays Capital Markets and Investment... ...controls, change and transformation, business acumen, strategic...TransformationRegulatoryHourly payTemporary work- ...West Side of Manhattan. BPCA transformed a deteriorating section of the... ...also oversees major capital projects, including climate adaptation... ..., with a strong focus on regulatory compliance, risk mitigation,... ...teams. In limited instances, the VP of Capital Projects may be expected...TransformationRegulatoryContract workFor contractorsLocal area
$225k - $250k
...Morgan Stanley's Global Capital Markets (GCM) division responds with market judgment and ingenuity to clients’ capital needs. Whether executing... ...deployment of AI solutions within enterprise and regulatory frameworks. Communicate product roadmaps, objectives, and progress...RegulatoryTemporary work
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to VP, Regulatory Transformation — Capital Markets. Be the first to apply!
- vice president marketing technology New York, NY
- vice president direct marketing New York, NY
- vice president global marketing New York, NY
- vice president of marketing New York, NY
- vp marketing New York, NY
- vice president brand marketing New York, NY
- vp marketing remote New York, NY
- vice president marketing communications New York, NY
- vice president sales & marketing New York, NY
- regulatory accountant New York, NY

