Vice President, Regulatory Counsel
Confidential
Vice President, Regulatory Counsel
About the Company
A leading firm in the insurance brokerage and Managing General Agent sector.
Industry
Insurance
Type
Privately Held
About the Role
The Company is in search of a VP / Regulatory Counsel to play a pivotal role in ensuring the firm's adherence to all regulatory requirements, with a specific focus on the insurance brokerage and MGA sectors. The successful candidate will be responsible for providing expert legal advice on a range of regulatory compliance matters, monitoring and interpreting relevant federal, state, and local regulations, and developing and implementing robust compliance policies and procedures. This role also involves conducting compliance training, performing due diligence and risk assessments for MGA transactions, and representing the company in regulatory examinations and audits. Applicants for the VP / Regulatory Counsel position at the company must be admitted to the New York State Bar and have a strong background in regulatory compliance within the insurance industry, particularly in the areas of insurance brokerage and MGA regulations. The role requires a candidate with strong analytical, research, and problem-solving skills, as well as excellent communication and interpersonal abilities. The ideal candidate will be adept at working independently, managing multiple priorities, and collaborating with cross-functional teams to address compliance issues. The company is dedicated to a culture of diversity, equity, and inclusion, and the role is suited to a professional who is committed to driving conscious inclusion and creating equitable pathways in the workplace.
Functions
- Legal
Vacancy posted 5 days ago
Similar jobs that could be interesting for youBased on the Vice President, Regulatory Counsel in New York, NY vacancy
$200.63k - $271.45k
...relationships with both internal and external stakeholders. The legal counsel will play a critical role in enabling Arch’s investments to... ..., entity management, governance, contract review, and regulatory analysisAdvisory Support: Provide guidance to investment teams...RegulatoryFull timeContract workTemporary work- We’re seeking a future team member for the role of Senior Vice President, Digital Assets - Policy, Regulatory & Supervisory to join our Legal & Government Affairs function. This role is located in New York, NY.In this role, you’ll make an impact in the following ways:Lead...RegulatoryWorldwideFlexible hours
$275k - $350k
...firm. The attorney will work directly with USRA's General Counsel, investment professionals and asset management team on acquisitions... ...also include private equity fund, corporate, securities and regulatory, compliance, employment and other legal work arising across...RegulatoryPrivate practiceWork at officeU.S. Realty Advisors LLC
New York, NY1 day ago- ...financial institutions partners with outside counsel—through smarter pricing, sharper... ...scope in an evolving environment.As a Vice President, Outside Counsel Value Manager in the Office... ...encourages collaboration on legal, regulatory and business developments as they arise...RegulatoryWork at office
- ...Vice President, Travel Insurance Counsel About the Company A leading global P&C insurance carrier. Industry Insurance Type Privately... ...executive leadership to provide practical legal and regulatory advice across a specialized insurance portfolio. Key responsibilities...Regulatory
- ...Vice President, Regulatory Counsel About the Company Top middle-market lender Industry Financial Services Type Privately Held Founded 1996 Employees 201-500 Categories Crowdfunding Financial Services Venture Capital Consulting...Regulatory
- ...Vice President, Counsel, Institutional About the Company Well-regarded investment management company Industry Financial Services... ...collective investment vehicles, and providing guidance on regulatory matters. Applicants must have a strong background in investment...RegulatoryWork from home
$220k - $270k
...USAContractPermanentTypeHybridIndustryLegalContactNicolette ****@*****.*** VP, Travel Insurance Counsel Our client, a leading global P&C insurance carrier, is seeking... ..., and executive leadership to provide practical legal and regulatory advice across a specialized insurance portfolio.This is an...RegulatoryWork at office3 days per week- ...strategies to mitigate them.Stay updated on industry trends and regulatory changes impacting structured investments.Support legal... ...The Successful ApplicantA successful VP, Structured Investments Counsel should have:A Juris Doctor (JD) degree from an accredited law...RegulatoryWork at officeLocal area
- ...Managing General Agent (MGA) sector, recognized for their dedication to regulatory compliance and exceptional service.Job Description: We are seeking a skilled and meticulous VP / Regulatory Counsel to join our team in New York City. This role is crucial to the...RegulatoryPermanent employmentLocal area
- ...Trusted advisor to our Travel and Accident & Health business units, partnering closely with leadership to guide product development, regulatory strategy, commercial distribution, marketing, and claims; Key role in enabling Arch’s travel protection plans, travel medical...RegulatoryFull timeTemporary workWork at office
- ...houseAbout Our ClientInvestment bank.Job DescriptionThe VP, Legal Counsel will be responsible for:Provide legal support to business... ...and Fixed Income business lines concerning transactional and regulatory matters, as well as other general legal mattersAnalyze merger...RegulatoryWork at office
$250k - $360k
...VP-level executive will lead a team of experienced product and regulatory lawyers supporting PayPal’s Consumer Financial Services,... ...the heads of CFS, Credit, and Venmo, providing executive-level counsel on business strategy, product development, and regulatory matters...RegulatoryFull timeFixed term contractWork at officeLocal areaImmediate startFlexible hours$175.84k - $263.76k
...$263,760.00Category: Legal, ProfessionalCompany: CitiThe Lead Counsel is a senior level position responsible for providing legal guidance... ..., and contributes to the appropriate management of legal, regulatory, and reputational risk by collaborating with ICRM & Risk,...RegulatoryFull time- ...negotiating a broad range of capital markets documents and advising on regulatory issues such as the ’33/’34 Act, FINRA, and SEC rules. The attorney will work with internal clients and external counsel, supervise junior staff, and contribute to developing industry...Regulatory
$170k - $275.5k
...Position Overview Job Title Senior Counsel, Legal eDiscovery Corporate Title Vice President Location New York City or Washington, DC Overview... ...Legal Department globally who handle litigations, regulatory enforcement matters, and other legal proceedings...RegulatoryFull timeWork at officeWork from home- ...The OpportunityThis is an outstanding opportunity for a Legal Counsel with 2 to 5 years' post-qualified experience to step into a broad... ...as a trusted legal advisor, delivering sharp commercial and regulatory legal advice in a fast-paced, entrepreneurial environment.Key...RegulatoryWork at officeWork from homeFlexible hours
- ...investment product distribution throughout Latin America and key international markets. The successful candidate will provide legal and regulatory guidance on the cross-border marketing and distribution of investment products across U.S. and Latin American jurisdictions, with...Regulatory
- ...a Senior Anti-Bribery and Anti-Corruption ("ABAC") Compliance Counsel to join our Global Legal Compliance team. We are seeking an experienced... ...resource during government enforcement defense matters or regulatory inquiries in the ABAC space.- Support ad hoc projects as...Regulatory
$170k - $200k
...USAContractPermanentTypeHybridIndustryLegalContactNicolette ****@*****.*** A&H Counsel Our client, a prominent leader in the Insurance industry, is... ...solutions that contribute to the company’s business goals and regulatory compliance.Role and ResponsibilitiesServe as a business-facing...RegulatoryPermanent employmentWork at office3 days per week$200k - $350k
...FILL QUICKLY!!!SENIOR NATIONAL COMMERCIAL TITLE UNDERWRITING COUNSEL ATTORNEYLocation: New York, NY (Midtown Manhattan)HYBRID*PLEASE... ...to assess risk and ensure compliance with company policies and regulatory requirements.Provide guidance to internal teams on commercial...Regulatory- ...functional stakeholders on compliance requirements, manage external counsel, coordinate across multiple legal specialties, and translate... ...holistic risk assessment for immigration-related matters.- Regulatory Monitoring & Advisory. Monitor and interpret changes in U.S....RegulatoryPermanent employmentH1bWork at office
$176.3k - $319.2k
...trainings, represent the privacy team in product strategy and development sessions). Assist with evaluating and implementing global self-regulatory and digital marketing requirements (e.g., NAI, DAA). What you need to succeed J.D. degree and membership in at least one state...RegulatoryFull timeTemporary workLocal areaWorldwide$175k - $200k
...headquarters.Job DescriptionVaried responsibilities in this role as Legal Counsel include:Draft, review, and negotiate a variety of commercial contracts and agreements.Provide legal advice and support on regulatory compliance and risk management.Identify and mitigate potential...RegulatoryContract workPrivate practiceWork at officeLocal areaFlexible hours3 days per week$180k - $230k
...meet you.About the RoleWe're looking for a Product & Privacy Counsel to join our growing Legal team. In this role, you'll serve as... ...development lifecycle. You'll advise on privacy, data governance, AI, regulatory compliance, and product marketing as ShopMy scales globally....RegulatoryContract workWork experience placementWork at officeImmediate startFlexible hours- ...started.The Role We are seeking a talented and commercially minded counsel to join our Commercial Legal team in New York. This is a high-... ...to support the team's scalability and consistency.Advise on regulatory and compliance considerations relevant to payments and...RegulatoryContract workPrivate practiceWork at office3 days per week
$280k - $320k
...hospitality, operating expertise, and tenant experience needed to compete at the front.We are seeking an experienced in-house real estate counsel to provide cross-functional legal support for portfolio and asset-level matters across designated New York City office and retail...Full timeTemporary workSummer workWork at officeLocal areaWorldwide$158.65k - $272.7k
...including The Ordinary and NIOD, and BALMAIN Beauty.DescriptionThe Counsel, Securities role exists to provide strategic legal support... ...Coordinate with internal stakeholders and external counsel on regulatory developments and best practices in securities and treasury law...RegulatoryFull timeLocal area$204k - $317k
...growing! We are seeking a proactive, business-minded Senior Product Counsel to join our team. In this role, you will act as a primary... ...with cross-functional Legal teams (Commercial, IP, Regulatory) to ensure cohesive strategy and supportAdvise on legal issues...RegulatoryMinimum wageFull timeLocal areaRemote workFlexible hours- ..., our communities and the planet we all share.As Senior Legal Counsel, Corporate and Institutional Banking (CIB) Infrastructure & Project... ..., intercreditor and security arrangements, and relevant regulatory frameworksAdvise the Infrastructure & Project Finance team and...Regulatory
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Vice President, Regulatory Counsel. Be the first to apply!
Related searches
- vice president staffing New York, NY
- vice president of digital marketing New York, NY
- vice president logistics New York, NY
- vice president security New York, NY
- vp lending New York, NY
- vp infrastructure New York, NY
- vp support New York, NY
- vp safety New York, NY
- vice president finance New York, NY
- vice president innovation New York, NY