Global Banking & Markets Operations-Regulatory Reporting-Dallas-Associate
Goldman Sachs
At Goldman Sachs, we connect people, capital and ideas to help solve problems for our clients. We are a leading global financial services firm providing investment banking, securities and investment management services to a substantial and diversified client base that includes corporations, financial institutions, governments and individuals. For us, it’s all about bringing together people who are curious, collaborative and have the drive to make things possible for our clients and communities.Operations is a dynamic, multi-faceted space that partners with all parts of the firm to provide banking, securities, and asset management services to clients around the world. In addition, Operations provides essential risk management and controls to preserve and enhance the firm's assets and its reputation. For every new product launched and every trade executed, it is Operations that develops and manages the processes and controls that enable business flow.YOUR IMPACTWe’re looking for a professional individual who wants to apply their financial market knowledge and develop their understanding of regulatory reform at the heart of the financial markets. With the continued high rate of change in the regulatory reporting space, Regulatory Operations professionals have the platform to significantly impact their environment and the wider business. Our team is seeking a professional who will collaborate with multiple stakeholders to improve the firm's compliance rates across obligations.OUR IMPACTRegulatory Operations is a global team that ensures that the firm is compliant with a wide range of non-financial regulatory reporting obligations. We partner with groups across the firm and industry to accurately represent firm and client order, execution and position information to regulators across a wide range of traded financial products and businesses. Our team prides itself on best-in class operational design and delivery of high quality controls to manage regulatory risk. From day one, team members play a vital role in upholding the three Operations principles of client focus, process innovation and risk management.HOW YOU WILL FULFILL YOUR POTENTIALPerform effective risk management in reporting time sensitive regulatory reporting accurately, completely and timelyDevelop expert knowledge pertaining to securities regulatory requirements, processes and systems for a number of non-financial regulatory reporting in North America regimes Perform daily analysis on data and pursue problem resolution while improving processesInvestigate, remediate and provide supervisory guidance on issues with these reports and develop control improvements Work on controls of data integrity and completeness through work with Engineering and Operations teamsProvide oversight of the impact assessments done on these reports for new markets, new products, business reorganizations, system changes and new/changed regulations Drive improvement of processes, procedures, and outputs through automation and the adoption of AI-led data analytics to enhance accuracy, scalability, and control effectiveness.Contribute to strategic initiatives from idea creation to implementation, working with various Technology and team stakeholdersWork with Legal, Compliance, Technology, other Operations groups and various business units on change programs and issue resolution Act as a risk manager for the firm through ongoing assessment and awareness of the regulatory environment and the firm’s adherence to its reporting obligations Be flexible to contribute to other activities within the group where necessary, e.g. daily report productionPREFERRED QUALIFICATIONSWe are looking for a driven individual who can work on a broad set of regulatory obligations around transaction reporting. They are expected to be able to learn how to efficiently support the team’s daily time sensitive functions around non-financial regulatory reports like CFTC P45, P43, Electronic Blue Sheet or Consolidate Audit Trail along with helping out on projects to help fix and lower risk on the team. Basic QualificationsBachelor’s degree required Preferred 2-3 years work experience in the Financial or Business Industry Professional experience may have included past responsibility for audit/analysis, compliance, business support, daily processing, project management, risk management and implementation of strategic operational plansProficient in the use of MS Office and Data analytics tools (e.g., Alteryx) with experience leveraging AI solutions (e.g., Copilot)Analytical thinker with the ability to generate innovative ideas and translate strategy to execution Problem solving and documentation skills with an ability to understand complex workflowsPreferred experience with securities trading flows, regulatory obligations and project/JIRA management Candidate must be proactive, enthusiastic and team oriented Accuracy, analytical ability and attention to detail Effective time management and risk awarenessAbility to think strategically and contribute to department and division wide initiatives Strong written and verbal communication skills Proven ability to organize and prioritize workload and drive results Ability to learn quickly and adapt to new changes and new challengesControl or project management capabilities in design, testing and executionIdeally would have successfully worked with financial products/functions with experience including data analysis, Regulatory Reporting, trading flows and complianceABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.Posting Date: 2026-08-05
- ...We are a leading global financial services... ...providing investment banking, securities and... ...& MARKETSWe make markets in and clear client... ...OPERATIONSTransaction Banking Operations is a part of... ..., New York, and Dallas. All our offices... ...Quick, or similar reporting and data...OperationsWork at officeWorldwide
- ...the firms credit, market, liquidity, and operational risk. Whether assessing... ...market risks associated with trading activities... ...analytical and regulatory compliance support,... ...ratingsCoordinate with Global Banking and Markets, Legal,... ..., manage and report exposures at a counterpart...OperationsRegulatory
- ...We are a leading global financial services... ...investment banking, securities and investment... ...Banking and Markets (GBM) Private organization... ...environment, operational and compliance... ...monitoring and reporting capabilities.RESPONSIBILITIES... ...audit and/or regulatory agency examiner...OperationsRegulatory
- ...alternatives to conventional bank lending. As part of the broader Global Banking & Markets division, we manage... ...and analytical Associate to join our Infrastructure... ...Finance Group in Dallas. This is a unique opportunity... ...of market trends, regulatory changes, and industry...Regulatory
- ...OPERATIONSTransaction Banking Operations is part of... ...Integrated Accounts, and Global Payments capabilities... ...meet jurisdictional regulatory requirements, focusing... ...London, New York, and Dallas. All our offices work... ...Payment, Escrow, Money Market and Term Deposits), regulatory...OperationsRegulatoryWork at officeLocal area
- OUR IMPACT The First line Global Banking and Markets Risk Operating Unit team employs key components of the firm risk management framework to continuously... ...and coordination across risk framework. Prepare risk reports and presentations for senior management and governance...Operations
- ...Structured Finance Analytics team under Global Banking & Markets division is seeking a motivated... ..., transaction management, diligence, operation, controller, and technology team to ensure... ...analyst. 3+ years of experience for associate. Preferred Skillsets: Undergraduate...OperationsInternship
- ...clients. We are a leading global financial services... ...providing investment banking, securities and investment... ...and communities.Operations is a dynamic, multi-faceted... ...all product lines and markets, serving as internal... ...flowsRespond to an ever-evolving regulatory environment by:...OperationsRegulatoryWork experience placement
- Job Duties: Associate, Portfolio Lifecycle Management... ...Services LLC in Dallas, Texas. Service a portfolio... ..., such as agent banks, clients, and trading... ...pools of loans. Work on regulatory reporting as it relates to the... ...deadline; and performing operations duties related to...OperationsRegulatory
- ...clients. We are a leading global financial services... ...providing investment banking, securities and investment... ...and communities.Operations is a dynamic, multi-faceted... ..., operational and regulatory concerns through designated... ...and management reporting.Apply professional judgment...OperationsRegulatory
- Risk, Credit Risk- Global Banking & Markets - Private Equity Funds... ...market, liquidity, operational and insurance risk.... ...monitoring market risks associated with trading... ...offering analytical and regulatory compliance support,... ...London, Salt Lake City, Dallas, Warsaw, Bengaluru,...Regulatory
- ...amendments, secondary market purchases, and... ...coordinate with other banks' syndication desks... ...for a Senior Associate/Vice President who... ...presentations, and portfolio reporting for senior... ...skillsAbility to operate independently and... ...we are a leading global investment banking...
- Associate or Vice President Divisional OverviewThe... ...the firm’s credit, market, liquidity, and operational risk. Whether... ...offering analytical and regulatory compliance support,... ..., manage and report exposures at counterpart... ...business teams in Global Banking & Markets to actively...Regulatory
- ...between our clients and our bank — including Corporate APIs, Open... ...by data, detail, and the operational backbone of corporate payments... ...client-facing teams.Track and report on key operational metrics and... ...comply with relevant regulatory requirements (e.g., AML/KYC,...OperationsRegulatory
- ...We are a leading global financial services... ...investment banking, securities and investment... ...within Investing Operations and has primary... ..., client reporting. These functions... ...knowledge of products, markets, and market related... ...experience, regulatory requirements, and...OperationsRegulatory
- PRIVATE MARKETS INVESTING AND LENDING GROUPThe Private... .... The PECC Team operates across the Americas, EMEA... ...in New York, London, Dallas, and Bengalaru. We work... ...of the firm—including Global Banking & Markets, Asset Management... ...ongoing regulatory compliance and risk management...RegulatoryWork experience placementWork at office
- ...derivatives, and OTC markets. Analysts and Associates serve as the primary... ..., accounting and operations professionals at these... ...roles within a leading global platform. As an... ...adoption of internal reporting and trading platformsCross... ...global investment banking, securities and...Operations
- ...Structured Finance Analytics team under Global Banking & Markets division is seeking a motivated... ..., transaction management, diligence, operation, controller, and technology team to ensure... ....Experience with python, SQL and reporting tools required.Experience working with...OperationsInternship
- ...opportunity at the speed of markets.Goldman Sachs... ...thrive in a fast-paced global environment. Want to push... ....Within our Global Banking & Markets business, the... ...development, testing, and operational stability. Expertise... ...financial-services regulatory and control frameworks...OperationsRegulatory
- ...investment management, banking and comprehensive... ...ranging from marketable securities and... ...ImpactThe Underwriting Associate plays a critical... ...collateral, and global exposure analysis... ...credit policies, regulatory requirements, and... ..., and ad‑hoc reports for senior stakeholders...Regulatory
- ...financial control and reporting obligations of a global, regulated and... ...processesHandle corporate, regulatory and management... ...Product Services, Operations, IT and Trading DivisionsWork... .../private funds market and process... ...global investment banking, securities and investment...OperationsRegulatoryWork at office
- ...We are a leading global financial services... ...providing investment banking, securities and... ...clients and communities.Operations is a dynamic,... ...resources, financial markets, and investing... ...re looking for an Associate to be part of our... ...win outcomes.Create reporting that provides leadership...OperationsWork experience placement
- TRANSACTION BANKING OPERATIONSTransaction Banking Operations is part of Transaction Banking within the Global Banking Markets Division, comprised of below primary... ..., London, New York, Dallas and Tokyo. All our offices... ...driving onboarding and associated due diligence and...OperationsContract workWork at office
$115k
...Up to $115K – Dallas, TX – Job # 20... ...best available banking and accounting... ...in the market. Whether you are... ..., and Federal regulatory expectations.... ...and activities associated with the Bank... ...transaction activity reports identifying... ...Bank’s deposit operations compliance. Coordinating...OperationsRegulatoryBank staff- ...reliability of financial reports, monitoring the... ...its products and operations. We’re looking for... ...in financial markets and want to gain insight... ...organized into global teams comprising... ...securities, investment banking, consumer and... ...consultant, and/or regulatory agency examiner within...OperationsRegulatory
- ...entrepreneurial team with a passion for the markets, with individuals who thrive in... ...by a bustling trading floor.Global Banking & Markets: Change ManagementThe Global... ...product, design, engineering and operations teamsRecognize, report, and escalate project risks to senior...OperationsWork at office
- ...monitoring and reporting key third party... ...The Third Party Operational Resilience Assurance... ...Governance and Regulatory Delivery,... ...capability.This associate level professional... ...of an integrated global assurance framework... ...divisions (Global Banking and Markets, Platform...OperationsRegulatory
$129.82k - $135.01k
...Treasury Analyst, Global OperationsJob... ..., Global Operations positions offered... ..., analysis and reporting of global metrics such as bank fees, bank account... ...controls and external regulatory reporting... ...complexities associated with countries... ...timeSummaryLocation: Dallas, TX, USAType:...OperationsRegulatoryFull timeTemporary workWork at officeRemote work- ...strengthening the Private Bank’s operating model by... ...initiatives. As a PPG Associate, you will help... ...the firm's global Wealth Management... ...remediation, and regulatory initiatives.Develop... ...standards.Monitor and report on risk, control,... ...and external marketing materialsSkills &...OperationsRegulatory
$50k - $70k
...brokerage — all operating under the... ...execution services globally. Moomoo... ...securities markets, ensuring your... ...Trading Associate Office Location: Dallas, TX About... ...Knowledge of regulatory compliance requirements... ...ask you for bank account... ..., you should report it to your local...OperationsRegulatoryWork at officeLocal areaShift work
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