Regulatory Compliance Specialist
Westlake Services, LLC
Westlake Services, LLC, headquartered in Los Angeles, CA, seeks a regulatory examinations specialist to serve as the primary contact for state and federal inquiries. You will develop corrective actions, ensure timely responses, and coordinate examinations with agencies such as the CFPB, DOJ, FTC, SEC, NY DFS, and more. You will also prepare internal reports, present Root Cause Analyses with Corrective Action Plans to the board, and collaborate with leadership to maintain compliant monitoring #J-18808-Ljbffr
- ...below, this position is also responsible for beginning to ensure that research team members are working in compliance with state, federal, and institutional regulatory requirements (e.g., Food and Drug Administration (FDA) regulations, National Institute of Health...SuggestedFor contractorsFor subcontractorLocal area
$60k - $80k
...The candidate will be a point of contact for state and federal regulatory examinations and will assist regulators on all requests... ...effectiveness of the corrective action taken to ensure future compliance Provide written responses to exception reports and ongoing audit...SuggestedFixed term contractWork at officeLocal areaFlexible hours- WHEELS FINANCIAL GROUP LLC in Van Nuys, CA is seeking a Compliance Specialist to support the Compliance and Legal Departments. The role involves directing issues to appropriate channels for investigation and resolution, with hybrid in-office work on Tue/Wed. The ideal candidate...Suggested
- SPECIAL SERVICE FOR GROUPS, INC. is seeking a Compliance Specialist in Los Angeles to manage agency-wide regulatory compliance systems, training, and program standards under the Senior Manager for Contracts & Compliance. The role requires developing, implementing, and maintaining...SuggestedLocal area
$25 - $26 per hour
...growth opportunities. We are actively hiring a Regional Regulatory Specialist at the Flourish Research site in Northridge, CA! The Regulatory... ..., principal investigators, and regulatory bodies to ensure compliance with Flourish Research's standards, federal regulations,...SuggestedWork at officeMonday to FridayFlexible hoursShift work$70k - $90k
...range of brand clients. We are looking for a detail-oriented Regulatory Specialist to join our R&D team and help ensure our products and... ...interprets and researches regulations and standards, develops compliance policies and procedures, trains employees on regulatory matters...Full timeContract workWork at officeLocal areaWork visa$100k - $120k
Actuarial & Regulatory Filing Specialist Job Category : Professional (Risk/Financial Analyst) Requisition Number : ACTUA010629 Posted : July 10... ...will work closely with underwriting, product management, compliance, finance, and executive leadership to ensure timely approval...Full timeWork at officeFlexible hours$10k
...oriented Trust & Safety professional to ensure alignment with global regulatory frameworks and contribute to our Safety by Design initiatives. This role sits at the intersection of product, policy, and compliance—partnering across engineering, legal, and operations to...Worldwide3 days per week- ...thresholds and false positives Write internal documentation, compliance narratives, and external-facing disclosures Facilitate alignment... ...across engineering, legal, and operations to translate regulatory obligations into user-centered safety product requirements Help...
- Join the Clean Energy RevolutionBecome a Regulatory Compliance Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, you’ll work in our Corporate Security team to coordinate SCE regulatory compliance programs to maintain compliance with State...Local areaRemote work
- Wismettac Asian Foods Inc. seeks a Compliance Specialist to lead regulatory compliance for the Product Control Division in North America. You will ensure labeling, ingredient, and nutrition facts comply with FDA and USDA standards, and coordinate with manufacturers globally...
- ...Third Party Governance, Risk and Compliance (GRC) Analyst The Analyst will be a key player in overseeing third-party vendor risk, ensuring regulatory compliance, and supporting enterprise GRC initiatives. The ideal candidate brings hands-on experience with GRC processes...Contract work
$86.7k - $170.9k
Position Summary Consultant - Regulatory & Compliance - Enterprise Operations & Risk Our Deloitte Regulatory, Risk & Forensic team helps client leaders translate multifaceted risk and an evolving regulatory environment into defensible actions that strengthen, protect...Local areaVisa sponsorship- Join the Clean Energy RevolutionBecome a Utility Regulatory Affairs Senior Advisor at Southern California Edison (SCE) and help meet our... ...counsels on new consumer products and product structures and compliance with changing regulatory rules and varying political environment...Remote workRelocation
$85k - $145k
COMPLIANCE SPECIALIST SENIOR WEALTH MANAGEMENTWHAT IS THE OPPORTUNITY?The Compliance Specialist establishes and implements an effective compliance program to ensure regulatory compliance for Bank Wealth Management products. Responsible for monitoring, discovering, interpreting...Remote work$140k - $188k
...supervision, and conduct risks? Are you interested by legal and regulatory nuances, and do you enjoy solving complex problems? Are you an... ...environment?We're looking for someone who can: • advise on compliance and regulatory matters within the region for the wealth management...Full timeWork at officeFlexible hours$80k - $100k
...and others. We, KEB Hana LA Financial Crop, are looking for a Compliance Officer who will be responsible for overseeing and managing the... ...with applicable federal and state laws, regulations, and regulatory requirements. The position requires strong analytical and communication...$175k - $225k
LEAD FIDUCIARY COMPLIANCE SPECIALISTWHAT IS THE OPPORTUNITY?The Lead Bank Fiduciary Compliance Specialist supports the execution, oversight, and continuous improvement of compliance... ...stakeholders to ensure alignment with regulatory requirements while enhancing operational...Work at officeRemote work$25 - $30 per hour
SPECIAL SERVICE FOR GROUPS, INC. JOB ANNOUNCEMENT Title: Compliance Specialist Division: HOPICS FLSA: Non-Exempt (Full... ...serves as the agency's subject matter expert for regulatory compliance, policy development, Release of Information, insurance...Full timeContract workFor subcontractorWork at officeLocal areaImmediate startAfternoon shift$78.88k - $83.03k
...CQI and CQI Supervisor of Business Insights, the Programmatic Compliance Analyst will support in the overall programmatic compliance at... ...Monitor and respond to funder, governmental, and regulatory agencies regarding compliance issues Create systems and processes...Work experience placementWork at officeLocal area$50 - $60 per hour
...Compliance Associate Our client is a global asset servicing and compliance solutions provider that supports investment managers, financial... ...institutions, and corporations with fund administration, regulatory compliance, governance, and corporate services. Job...Hourly payTemporary workLocal area$28 - $32 per hour
...Now hiring for a Compliance Associate Location: Santa Fe Springs, CA Pay Rate: $28.00 - $32.00 per hour Shift: 8 am to 5... ...working with large datasets and data validation Food industry, regulatory compliance, supply chain, or consumer packaged goods...Hourly payWeekly payFor contractorsWork at officeLocal areaImmediate startShift work$75k - $85k
...hard problems alongside people who do the same, you'll fit right in. About The Role We're looking for a Regulatory Affairs Specialist to support compliance across our dietary supplement product lines. Reporting to the Regulatory Affairs Manager, you'll help ensure...Full timeFixed term contractRemote workWork from home- ...Provide ongoing regulatory compliance support to clients, including supervision of employee personal securities activity, communications surveillance, firm-level trading oversight, and management of restricted/security watch lists. Coordinate the preparation and submission...
$77k - $143k
...Compliance Officer-Deposits & Payment OperationsPosition is responsible for overseeing and maintaining assigned areas of the compliance... ...ensuring issues are closed in a manner which both adheres to the regulatory requirements while assisting business areas with implementing...Work experience placementRemote work$105.1k - $175k
...Promotes the reliability of the Bulk Power System through rigorous compliance with applicable NERC standards monitoring and enforcement... ...Party assets.ResponsibilitiesResponsibilities:Ensures effective regulatory compliance to the North American Reliability Corporation (NERC...Work at officeRemote work$100k - $105k
...'s Scientific community. We are currently looking for a Regulatory Affairs Specialist to work for a leading Greater Los Angeles area medical device... ..., ensuring thorough reviews of changes to ensure compliance with new standards. Supports the formulation of a global...- ...Volunteers of America Los Angeles is seeking an HR Associate II – Compliance to oversee legal, regulatory, and contract compliance within the HR function. The role involves maintaining systems, supporting audits, and coordinating with HR Service Teams to ensure timely...Contract work
$260k - $365k
...Senior Financial Regulatory & Compliance AssociateDirect Counsel is representing a leading AmLaw 100 firm seeking a Senior Associate with 7+ years of financial services regulatory and compliance experience to join its Financial Regulatory & Compliance Practice. This is...$85.8k - $104.8k
...Regulatory Affairs Specialist The Regulatory Affairs Specialist is responsible for planning, preparing, coordinating, and managing global regulatory... ...impact of design and manufacturing changes, and ensures compliance across global markets. Key activities include compiling...Worldwide
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