AVP, Compliance Control Room Lead
Wedbush Securities
Wedbush Securities in New York City is seeking an AVP, Compliance Control Room to oversee controls mitigating conflicts of interest and protect information barriers. The role is hybrid and based in NYC. You will analyze risk indicators with BI tools, monitor personal trading, assist in policy deployment, and prepare compliance reports for management while staying current with regulatory changes. #J-18808-Ljbffr Wedbush Securities
Vacancy posted 2 days ago
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