Financial Regulatory Mid-Level Associate
$260k - $365kAdvocates Legal Recruiting
Financial Regulatory Mid-Level Associate New York, United States | Posted on 03/05/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny. Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco . Role Summary You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans: Advising fintech companies and financial institutions on payment products and regulatory risk Handling state and federal regulatory inquiries and investigations Counseling clients on licensing, money transmission, and compliance obligations Supporting rulemaking analysis and regulatory strategy Working with clients navigating consumer financial protection statutes and related regulatory frameworks This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation. Candidate Profile 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA Experience advising financial services or fintech clients on compliance and regulatory exposure Strong academic credentials and clear, precise writing Active bar admission in the state of the office you are joining Why This Role This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams. The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology. Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000 , depending on experience and location. Interested? If you are a financial regulatory or fintech associate considering your next move, click below to SCHEDULEA CALL or use the "I'm Interested" button tosend us your information confidentially: #J-18808-Ljbffr Advocates Legal Recruiting
- BCG Attorney Search is seeking a mid-level associate attorney to join its Payments and Fintech group... ...of technology, finance, and regulatory policy. Responsibilities include negotiating... ...diverse client base, from startups to major financial institutions. #J-18808-Ljbffr BCG...FinancialRegulatory
$225k
...Description Job Description Structured Finance / CLO Associate (Junior–Mid Level) – New York, NY Company: Direct Counsel represents a... ...finance offerings Provide guidance on U.S. and cross-border regulatory considerations Manage transaction execution from...FinancialRegulatoryFull timeWork at office$260k - $365k
A top legal recruiting firm seeks a Financial Regulatory Mid-Level Associate to join its national Financial Services and Securities Enforcement team. This role involves advising clients in fintech and financial services about regulatory concerns, compliance requirements...FinancialRegulatory$235k - $365k
Arnold & Porter is seeking a mid-level associate to join our Financial Services group in New York or Washington, DC. The role focuses on regulatory, litigation, and transactional services for fintech clients. Qualified candidates should have relevant experience and strong...FinancialRegulatory$310k
Milbank LLP is seeking a mid-level associate with expertise in fixed income derivatives and structured credit transactions. The ideal candidate... ..., exposure to structured credit, and knowledge of regulatory matters as they apply in transactions. This position allows...RegulatoryWork at office$260k - $390k
...Private Equity M&A -Mid to Senior-Level Associate Attorney Salary: $260,000 - $390,000 per year Location: New York, NY Minimum Degree:... ...Collaborate with cross-functional teams across tax, finance, and regulatory practices to deliver seamless, business-focused solutions...RegulatoryPrivate practiceImmediate startRelocation package$260k - $365k
New York, New York Job Description Associate - Capital Markets Pillsbury’s Corporate & Securities... ...Unit is seeking a highly motivated mid-level associate with substantial capital... ...securities laws, stock exchange matters, and regulatory frameworks. Hands‑on experience with...RegulatoryWork at office$225k
...highly skilled Executive Benefits & Employee Compensation Associate at a mid-senior level for a prestigious position in New York, NY. This... ...draft high-level memoranda on corporate governance and regulatory standards. Qualifications Juris Doctor (J.D.) from a top...RegulatoryFull time$260k
Corporate Governance Mid-Level Associate Dechert LLP seeks a talented mid-level associate (3-6 years) to join our growing Corporate Governance... ...Collaborate with partners across Corporate & Securities, Financial Services, Litigation, and other practice groups to provide high...FinancialWork at officeFlexible hours- BCG Attorney Search is seeking a mid-level associate for its Executive Compensation and Employee Benefits group in New York, NY. The ideal candidate... ...benefits, particularly involving corporate transactions and financial restructurings. Responsibilities include advising on...Financial
- Job Overview A law firm seeks a mid-level associate for its Executive Compensation and Employee Benefits group in New York, NY. The ideal candidate... ...benefits, particularly in corporate transactions and financial restructurings. Duties Advise on executive compensation and...Financial
$113.4k
...Associate, Regulatory Reporting - Trade Level with Goldman Sachs Services LLC in New York, New York. Work with data analytics over large and complex data... ...years of experience (with a Bachelor’s degree) with: financial products including equities, fixed income, exchange...FinancialRegulatory- Mid-Level Grants Management Analyst (REMOTE) Mid-Level Grants Management Analyst Full-Time... ...grants management support for federal financial assistance programs. The Mid-Level... ...grants professional who brings strong regulatory knowledge, analytical skills, and hands...FinancialRegulatoryRemote jobFull timeTemporary workFlexible hours
- ...Confidential Opportunity: Derivatives Associate – New York Location: New... ...Capital Markets Experience Level: Junior/Mid-Level/Senior Associates Or... ...York . The group advises financial institutions, investment... ...compliance and related regulatory developments. Work cross‑functionally...FinancialRegulatoryRemote work
$260k - $365k
...the AmLaw 50 cohort. Associates benefit from an enhanced... ...and recognized as a Financial Times Most... ...ambitious upstart in the mid-20th century, the firm... ...and highly capable mid-level associate (Classes of... ...involves advising clients on regulatory compliance and the...FinancialRegulatoryRemote work$235k - $365k
...is representing a reputable law firm seeking a mid-level Insurance Regulatory & Transactional Associate to join its nationally integrated practice. Locations... ...regulatory law, real estate transactions, and/or financial services regulation ~ Experience working with...FinancialRegulatoryTemporary workFlexible hours- ...Job Description Job Description Fintech & Financial Services Mid-Level Associate (3rd–5th Year) Direct Counsel represents a well-regarded law firm... ...is a high-impact opportunity at the intersection of regulatory counseling, complex transactions, and the rapidly evolving...FinancialRegulatory
- ...Cooperidge Consulting is actively recruiting mid-level associate attorneys (3–6 years of experience) on behalf of our top Am Law firm clients... ...Data Privacy & Cybersecurity Healthcare / Regulatory Executive Compensation & Benefits Requirements...RegulatoryFull timeWork at office
$235k - $365k
...global law firm seeking a junior to mid-level associate to join its Structured Finance and Private... ...credit products for leading financial institutions, asset managers, and investors... ...closing Advising clients on legal and regulatory issues affecting structured credit...FinancialRegulatoryPrivate practice- ...Products team in New York seeks a Mid‑level New York qualified... ...product portfolio and large financial institutions. Team The team... ...credit transactions and the US regulatory regime Knowledge of bankruptcy... ...Development An established Associate Career Path Framework...FinancialRegulatoryTemporary workWorldwide
$225k
Job Summary We are seeking a Junior to Mid-level associate with CLO experience to join our team... ...capital markets teams. Provide guidance on regulatory considerations affecting structured... ...$435,000 Location New York Position Financial Institutions Advisory Open Date...FinancialRegulatoryWork at office- Hybrid Law Firm Senior Associate Privacy Salary Range of 150K-210K Plus Yearly Bonus Offered... ..., education, media, retail, and financial services. In this role, you’ll collaborate... ...incident response, breach notification, and regulatory investigations Familiarity with privacy...FinancialRegulatoryFlexible hours
$42k - $150k
Financial Institutions Department - Credit AVP/Associate Join to apply for the Financial Institutions Department - Credit... ...bank policies, procedures and regulatory requirements Report any... ...USD $150,000.00 /Yr. Seniority level Mid‑Senior level Employment type...FinancialRegulatoryFull timeWork experience placement- ...Overview tZERO Group, Inc. is a financial technology company... ...looking for a business-oriented Associate General Counsel to join its... ...Advising on the various regulatory requirements relevant to tZERO... ...and products. A mid-to senior-level associate at a leading law...FinancialRegulatoryFull timeContract workRemote workFlexible hours
- Job Overview A law firm seeks a Finance Associate with four to six years of lending experience to join their Private Credit group in New... ...private credit funds, business development companies, banks, financial institutions, and CLOs, working across the capital stack on...Financial
- BCG Attorney Search is seeking a mid-level corporate associate for their New York office. This role entails providing counsel to early-stage entrepreneurs and representing companies in financing rounds and M&A transactions. The ideal candidate should have a minimum of four...Work at office
- ...Looking to straddle litigation, corporate governance, M&A, and financial services at an AmLaw 50 law firm? Lateral Link has a unique... ...team is working with a top-tier law firm seeking a 3rd-6th year associate with significant Delaware corporate law experience to join a highly...FinancialWork at officeFlexible hours
$125k
...strategic plan of action Handle complex, high-asset divorce cases from start to finish Handle complex, contentious custody and financial disputes in the Supreme and Family Courts Advise and represent clients in the division of marital assets issues during divorce...FinancialWork experience placementStart working today- ...Publicis Sapient Level & Job Title : Associate Java Developer Type of Job... ...26-149859 Client : Financial firm Openings : 2... ...structures (L1/L2/L3 books) and regulatory requirements (MiFID II,... ...This role is ideal for a mid-level engineer who has strong...FinancialRegulatoryImmediate start
- Relationship Associate - Milan Job Req Id: 26971910 Location... ...service support to Mid-Market (sales up to... ...provide banking and financial solutions to our clients... ...maintaining a high level of client confidence and... ...execution of KYC, AML, and regulatory requirements in...FinancialRegulatoryFull timeWork at officeLocal area
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