Financial Regulatory Mid-Level Associate
$260k - $365kAdvocates Legal Recruiting
Financial Regulatory Mid-Level Associate New York, United States | Posted on 03/05/2026 Financial Regulatory Associate | AmLaw 100 Platform | Multiple U.S. Offices Our AmLaw 100 client is building out its financial regulatory bench and is hiring a mid level associate to join a nationally recognized Financial Services and Securities Enforcement team. This role sits within a practice that regularly advises financial institutions, fintech companies, and payments platforms on regulatory exposure, product development, and government scrutiny. Openings are available in New York, Chicago, Austin, Los Angeles, and San Francisco . Role Summary You will work on a mix of regulatory counseling, enforcement matters, and compliance strategy for clients operating in the financial services and payments ecosystem. The work spans: Advising fintech companies and financial institutions on payment products and regulatory risk Handling state and federal regulatory inquiries and investigations Counseling clients on licensing, money transmission, and compliance obligations Supporting rulemaking analysis and regulatory strategy Working with clients navigating consumer financial protection statutes and related regulatory frameworks This team regularly advises companies operating across domestic and international markets and is known for its work at the intersection of fintech innovation and financial regulation. Candidate Profile 3 to 5 years of experience in financial regulatory, fintech, or consumer financial services work Familiarity with statutes such as FCRA, FDCPA, ECOA, SCRA, MLA, TILA, EFTA, GLBA, and TCPA Experience advising financial services or fintech clients on compliance and regulatory exposure Strong academic credentials and clear, precise writing Active bar admission in the state of the office you are joining Why This Role This practice advises clients at the center of the evolving payments and fintech market. Associates work closely with partners on regulatory strategy, product counseling, and enforcement matters rather than sitting on the margins of large teams. The platform offers a national financial regulatory practice with cross office collaboration, direct client interaction, and a steady flow of matters tied to the rapid growth of digital payments and financial technology. Compensation follows the AmLaw market scale with a salary range of approximately $260,000 to $365,000 , depending on experience and location. Interested? If you are a financial regulatory or fintech associate considering your next move, click below to SCHEDULEA CALL or use the "I'm Interested" button tosend us your information confidentially: #J-18808-Ljbffr Advocates Legal Recruiting
- BCG Attorney Search is seeking a mid-level associate attorney to join its Payments and Fintech group... ...of technology, finance, and regulatory policy. Responsibilities include negotiating... ...diverse client base, from startups to major financial institutions. #J-18808-Ljbffr BCG...FinancialRegulatory
$260k - $310k
Mid-Level Associate - Financial Institutions (New York, NY) A prestigious global law firm is seeking a Mid-Level Associate (2+ years PQE) to join... ...transactions, restructurings, capital raising, and regulatory compliance . You’ll work closely with senior attorneys and...FinancialRegulatory- Job Overview A law firm seeks a mid‑level associate attorney with 3‑5 years of relevant experience to join... ...intersection of technology, finance, and regulatory policy, serving a diverse client base from startups to major financial institutions. Responsibilities Negotiate...FinancialRegulatory
$215k - $355k
Payments & Fintech Associate (Mid-Level) job at Venable LLP. New York, NY. Venable LLP is seeking a mid... ...of technology, finance, and regulatory policy. Our team represents clients ranging from startups to major financial institutions, payment processors, payment...FinancialRegulatory$225k
...Description Job Description Structured Finance / CLO Associate (Junior–Mid Level) – New York, NY Company: Direct Counsel represents a... ...finance offerings Provide guidance on U.S. and cross-border regulatory considerations Manage transaction execution from...FinancialRegulatoryFull timeWork at office- Overview Mid-level Associate (Americas Mergers & Acquisitions - Public Company and Strategic M&A... ...investments. Draft, review, and edit financial and corporate legal documentation with... ...calls, and conducting back-up review on regulatory covenants, securities filings, and...FinancialRegulatorySummer workWork at officeRemote work1 day per week
$260k - $365k
A top legal recruiting firm seeks a Financial Regulatory Mid-Level Associate to join its national Financial Services and Securities Enforcement team. This role involves advising clients in fintech and financial services about regulatory concerns, compliance requirements...FinancialRegulatory- ...Description Healthcare PE Transactional Associate New York AmLaw 100 Our AmLaw 100... ...related commercial contracts • Lead regulatory workstreams in partnership with... ...office collaboration, and steady runway to mid-level autonomy on sponsor-side transactions....RegulatoryWork at office
- Job Overview A law firm seeks a Junior to Mid‑Level Corporate Associate in New York City, NY. This position offers an opportunity to work within... ...and general corporate law. Conduct SEC research and ensure regulatory compliance. Develop and maintain client relationships...Regulatory
$235k - $365k
...Mid-Level Insurance Regulatory & Transactional Associate Direct Counsel is representing a reputable law firm seeking a mid-level Insurance Regulatory & Transactional... ...regulatory law, real estate transactions, and/or financial services regulation ~ Experience working with...FinancialRegulatoryTemporary workFlexible hours$260k - $365k
New York, New York Job Description Associate - Capital Markets Pillsbury’s Corporate & Securities... ...Unit is seeking a highly motivated mid-level associate with substantial capital... ...securities laws, stock exchange matters, and regulatory frameworks. Hands‑on experience with...RegulatoryWork at office$225k
...Executive Benefits & Employee Compensation Associate We are seeking a highly skilled... ...Employee Compensation Associate at a mid-senior level for a prestigious position in New York... ...memoranda on corporate governance and regulatory standards. Qualifications Juris...RegulatoryFull time$330k
...Job Description Summary: We are seeking a mid-to-senior level fintech regulatory associate. The ideal candidate will have at least five (5) years of... ...cryptocurrency is a positive ~ Experience working with financial regulators such as the OCC, CFTC, or state financial...FinancialRegulatoryFlexible hours$260k - $365k
...has a dynamic full-time employment opportunity for a mid-level Associate in our Insurance Regulatory & Transactions Practice. This is a location flexible... ...regulatory matters, real estate transactions, and/or financial services regulation with a particular focus on clients...FinancialRegulatoryFull timeTemporary workFlexible hours$310k - $390k
A nationally recognized Am Law 100 firm is seeking a mid-level associate (JD year 2020-2022) to join its sophisticated Private Client & Family... ...with family office personnel, trustees, accountants, and financial advisors to develop coordinated and comprehensive planning solutions...FinancialPrivate practiceWork at office- Job Overview A law firm seeks two mid-level associate attorneys in New York, NY, with 3-6 years of experience. The role involves a mix of medical... ...firm offers litigation services to insurance companies and financial institutions. Their areas of practice include cyber law,...Financial
- ...Job Description Job Description Fintech & Financial Services Mid-Level Associate (3rd–5th Year) Direct Counsel represents a well-regarded law firm... ...is a high-impact opportunity at the intersection of regulatory counseling, complex transactions, and the rapidly evolving...FinancialRegulatory
$82k - $95k
Job Captain - Workplace - Mid Level page is loaded Job Captain - Workplace... ...specification writers, and regulatory agencies to meet overall... ...professional licenses and associated renewals and exam fees. In... ...applicant for sensitive or personal financial information during the...FinancialRegulatoryFull timeContract workFor contractorsWork at officeLocal area$260k - $365k
...the AmLaw 50 cohort. Associates benefit from an enhanced... ...and recognized as a Financial Times Most... ...ambitious upstart in the mid-20th century, the firm... ...and highly capable mid-level associate (Classes of... ...involves advising clients on regulatory compliance and the...FinancialRegulatoryRemote work$80k - $110k
Designer - Hospitality - Mid Level page is loaded Designer - Hospitality... ...specification writers, and regulatory agencies to meet overall... ...professional licenses and associated renewals and exam fees. In addition... ...for sensitive or personal financial information during the...FinancialRegulatoryFull timeContract workFor contractorsLocal area$120k - $180k
...world's most innovative financial products. Our... ...designing code, solving regulatory puzzles, or developing... ...technically proficient Associate/AVP, Workday HR to support... ...architecture at a mid-sized or large organization... ...skills with a high level of attention to detail...FinancialRegulatory- ...Products team in New York seeks a Mid‑level New York qualified... ...product portfolio and large financial institutions. Team The team... ...credit transactions and the US regulatory regime Knowledge of bankruptcy... ...Development An established Associate Career Path Framework...FinancialRegulatoryTemporary workWorldwide
- Confidential Opportunity: Derivatives Associate - New York Location: New... ...Markets Experience Level: Junior/Mid-Level/Senior Associates Or... ...York . The group advises financial institutions, investment funds... ...compliance and related regulatory developments. Work cross‑functionally...FinancialRegulatoryRemote work
$90k - $118k
...opportunity with Mitsubishi UFJ Financial Group (MUFG), one of... ...Treasury Relationship Associate responsible for... ...of Large- and Mid-Cap Japanese corporate... ...and adhere to all bank Regulatory Compliance policies such... ...the general nature and level of work being performed...FinancialRegulatoryWork at officeLocal areaRemote work$235k - $365k
...global law firm seeking a junior to mid-level associate to join its Structured Finance and Private... ...credit products for leading financial institutions, asset managers, and investors... ...closing Advising clients on legal and regulatory issues affecting structured credit...FinancialRegulatoryPrivate practice- Hybrid Law Firm Senior Associate Privacy Salary Range of 150K-210K Plus Yearly Bonus Offered... ..., education, media, retail, and financial services. In this role, you’ll collaborate... ...incident response, breach notification, and regulatory investigations Familiarity with privacy...FinancialRegulatoryFlexible hours
$42k - $150k
Financial Institutions Department - Credit AVP/Associate Join to apply for the Financial Institutions Department - Credit... ...bank policies, procedures and regulatory requirements Report any... ...USD $150,000.00 /Yr. Seniority level Mid‑Senior level Employment type...FinancialRegulatoryFull timeWork experience placement- ...Description Cooperidge Consulting is actively recruiting mid-level associate attorneys (3–6 years of experience) on behalf of our top Am... ...Data Privacy & Cybersecurity Healthcare / Regulatory Executive Compensation & Benefits Requirements ~ Applicants...RegulatoryWork at office
- ...Overview tZERO Group, Inc. is a financial technology company... ...looking for a business-oriented Associate General Counsel to join its... ...Advising on the various regulatory requirements relevant to tZERO... ...and products. A mid-to senior-level associate at a leading law...FinancialRegulatoryFull timeContract workRemote workFlexible hours
$225k - $340k
...including technology, life sciences, and financial services. Our approach goes beyond... ...matters. Job Details We are seeking a mid-level associate to join our Executive Compensation and... ...on compliance with applicable tax and regulatory frameworks Work closely with corporate...FinancialRegulatoryLocal areaFlexible hours
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