FINRA-Licensed Client Service Associate - Wealth Management
Hennion & Walsh
Hennion & Walsh is seeking a motivated Registered Client Service Associate to join our financial services team in Parsippany, NJ. You will work closely with Financial Advisors to provide high‑level service, handle account inquiries, and support daily operations with a client‑centric approach. The role requires FINRA Series 7 and Series 63 licenses, strong communication, and excellent organizational skills. This in‑person position offers training, career growth, and a collaborative, team‑oriented #J-18808-Ljbffr Hennion & Walsh
- Oppenheimer & Co. Inc. is looking for a Registered Client Service Associate in Summit, NJ, to support daily operations of a wealth management practice. The ideal candidate will have... ...of experience and must obtain relevant FINRA licenses within the first few months of hire. #J-...Suggested
$50k - $70k
...detail‑oriented Registered Client Service Associates to join our growing... ...who currently hold their FINRA Series 7 and Series 63 licenses and are looking to... ...support, and relationship management. This position combines... ...Financial Advisors or wealth management teams Knowledge...SuggestedWork at office$45k - $60k
...seeking a motivated and detail-oriented Client Service Associate to join our growing financial... ...looking to build a long-term career in wealth management and client service within a collaborative... ...communications. No securities licenses are required for this role. Position...Suggested- RBC Capital Markets, LLC in Florham Park is looking for a Registered Client Associate to support financial advisors and clients. You will use your operational skills to manage accounts and ensure compliance, while adhering to RBC’s core values. The ideal candidate possesses...Suggested
- ...delivering premier client service, J.P. Morgan is... ...a Client Service Associate within the Private... ...procedures and FINRA regulations as well... ...7 and Series 63 licenses required for the... ...processing and asset management. We offer a... .... Morgan Asset & Wealth Management delivers...SuggestedWork at office
$55k - $75k
...Entry-Level Client Service Associate, Wealth Management Location: Morristown, NJ (In-office, Monday-Friday) Compensation Range: See details below. Type: Full-Time Reports To: Senior Advisor Firm: Quorum Private Wealth - East Join Our Team at Quorum Private...Full timeWork at officeMonday to Friday$50k - $53k
Northeast Private Client Group is a distinguished boutique financial... ...and often multigenerational wealth. Our firm was established... ...NEPCG is seeking a Client Service Associate to support the onboarding of... ...firm’s CRM Respond to and manage client inquiries. Troubleshoot...Full time$25 - $44 per hour
...Company Overview Merrill Wealth Management is a leading provider... ...products and services for individuals, companies... ...wealth management, helping clients plan for retirement,... ...Qualifications Current FINRA Securities Industry... ...If not currently held, licenses must be obtained within...Hourly paySeasonal workLocal areaShift workDay shift$25 - $44 per hour
...Merrill Wealth Management is a leading provider of comprehensive... ...products and services for individuals, companies... ...Wealth Management Client Associates help clients pursue the... ...Qualifications Currently holds FINRA Securities Industry... ...of 66) **If these licenses are not currently...Hourly paySeasonal workWork at officeWork from homeShift workDay shift$70k - $90k
...Client Service Associate Robertson Stephens Wealth Management is a national wealth management firm with locations in San Francisco, Marin County, Menlo Park, Santa Rosa, Pasadena, San Ramon & Burlingame (CA), Denver, Vail & Colorado Springs (CO), Westport (CT), Sun...Work at office- PowerToFly is looking for a Registered Client Service Associate in Morristown, NJ. This role involves... ...effective communication and client management. The ideal candidate will have strong... ...a High School Diploma and an Active Series 7 license. #J-18808-Ljbffr PowerToFly
$31.2k - $90k
...Senior Registered Service Associates perform operational support and oversight... ...Complex as well as general management support functions and... ...management team • If supervisory licenses are held – Possibility of... ...and solutions that support clients’ needs including secure,...Full timeTemporary workWork at officeLocal areaRemote workHome officeNight shift- A financial services company is seeking a Client Service Associate in Wayne, New Jersey. The role involves providing operational... ...client onboarding, and document management. The ideal candidate will help... ...and maintain accurate records. #J-18808-Ljbffr Waldron Private Wealth
- J.P. Morgan Wealth Management - Private Client Investment Associate - Montclair, NJ Upper Montclair, NJ,... ...extraordinary customer service while maintaining a strong... ...and active Series 7 license is required or may be obtained... ...advisor, member of FINRA and SIPC. Annuities are...
$75k - $85k
...re looking for a Registered Client Associate to assist financial advisors... ...development activities. Keep management systems up‑to‑date with... ...Educate clients on account services and capabilities. Help with... ...skills required: Series7 and66 licenses. Ideally 5+ years of experience...Full timeWork at office$32.22k - $90k
...POSITION SUMMARY Registered Client Service Associates provide exceptional service to our clients... ...Financial Advisor(s) (FAs)/ Private Wealth Advisor(s) (PWAs)/ teams on a daily basis... .../or other duties directed by local management ADMINISTRATIVE SUPPORT: • Answering...Temporary workWork at officeLocal area- Morgan Stanley in Morristown, New Jersey is seeking a Registered Client Service Associate to provide exceptional service to clients and support Financial Advisors. The candidate will manage client accounts, assist in transactions, and build trusted relationships. Preferred...Work at office
$32.2k - $90k
PowerToFly is hiring a Registered Client Service Associate in Morristown, New Jersey. This role focuses on providing exceptional client service... ...services products. Essential duties include onboarding clients, managing accounts, and supporting marketing strategies. A High...- OnePoint BFG Wealth Partners is a leading independent Registered... .... Our commitment to our clients is matched only by our dedication... ..., proactive Client Service Associate to join Advisor John Voigt’s... ...asset transfers. Documentation Management: Author and audit new account...Work at office
- The Bank of America is seeking a client service specialist in New York to support Financial Advisors. The role involves delivering excellent... ...solutions based on client needs. Candidates should possess FINRA qualifications and a strong understanding of investment products...
$44k - $66k
...Description Embrace RBC Wealth Management’s core values and... ...advisors and our clients. As a Client Associate/Registered Client... ...responsibilities may include servicing clients,... ...and 66 (or 63/65) licenses or the willingness... ...Nice-to-have Current FINRA registrations Financial...Full timeFlexible hours$44k - $66k
...Registered Client Associate/Client Associate Embrace RBC Wealth Management's core values and inclusive culture... ...may include servicing clients, researching problems... ...Series 7 and 66 (or 63/65) licenses or the willingness to... ...Nice-to-have Current FINRA registrations...Full timeFlexible hours- ...Overview Waldron Private Wealth (Waldron) is looking for a Client Service Associate to provide operational and administrative assistance to the Client Services... ...requested. Assist with client transactions (e.g., cash management, insurance, tax payments, real estate transactions...
$105k - $135k
Sanctuary Wealth Group is looking for a Registered Senior Client Associate in Morristown, NJ, to function as a trusted partner for advisors and... ...relationships. This individual will manage operational workflows, oversee client service requests, and enhance the client experience...Full time$105k - $135k
...Advisor Firm: Quorum Private Wealth - East Join Our Team at Quorum Private Wealth - Managing meaningful wealth brings both... ...operational excellence, proactive client service, and seamless behind-the-... ...seeking an Registered Senior Client Associate to act as a trusted partner to...Full timeWork at officeMonday to Friday$60k - $65k
...investment bank and full service broker-dealer. With... ...advisory and asset management services. Job Description... ...seeking a Registered Client Service Associate to join the Summit,... ...of a growing wealth management practice comprised... ...and thoroughness FINRA Series 7 and 63/65 (or...- ...Senior Client Service Associate As a Senior Client Service Associate within... ...policies and procedures and FINRA regulations as well as protecting... ..., Series 7 and Series 63 licenses required for the position... ...in the investment management industry Preferred Qualifications...Work at office
$80k - $110k
...position will be responsible for client, consultant, and prospective... ...to work in our Client Service and Business Development Group... ...~Assisting in preparing and managing RFPs and questionnaires by drafting... ..., and other professional licenses held. The expected base salary...Work at office- ...Chase is seeking a Private Client Investment Associate in Montclair, New Jersey,... ...provide essential client service and operational support... ...Private Client Advisors in Wealth Management. The role includes... ...Candidates must obtain necessary licenses within 60 days of...
$65k - $85k
...Your role Are you truly service oriented? Do you know how to take care of... ...We're looking for a Registered Client Associate to: • keep management systems up-to-date with client information... ...ideally 2-5 years in wealth management, advisory support, or investment...Full timeFlexible hours
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