Vice President - Bank Holding Company - Regulatory Controller
$120k - $210kMorgan Stanley
We're seeking someone to join our Bank Holding Company - Regulatory Controller team as a Vice President in Legal Entity Control reporting to one of the Bank Holding Company Regulatory Controller Leads in New York.In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. This is a Vice President level position within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm’s books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm’s financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.What you'll do in the role:- Collaborate with a varied group of colleagues in Finance and across the Firm- Responsible for and lead a significant set of deliverables, leveraging advanced understanding of Finance functional area, product and/or client segment- Proactively identify emerging risks in individual and department work and contribute to strategies for mitigating them- Act as a role model and culture carrier; Embody and set an example of the Firm's values and hold yourself and others accountable to Firm standards- Reporting to one of the Bank Holding Company Regulatory Controller Leads in New York, the main responsibilities are:- Bank Holding Company Regulatory Reporting to the FRB in NY across multiple filings including:- FR Y-9C, FFIEC 009, GSIB Phase II (I-I) and Phase III (I-A), all required Treasury International Capital (TIC) filings (TIC B; TIC D; TIC SLT/SHCA/SCLA).- Support the preparation of due diligence meeting materials and presentation to senior management and FRB.- Implementation of all FRB mandated reporting, rule and instructional changes including the roll-out of new regulatory filings.- Provide technical advisory support to our global Finance colleagues on US GAAP, and regulatory report rules, encompassing technical research and documentation and financial statement reviews.- Develop subject matter expertise on key areas of accounting and work alongside cross-functional teams on major Firm implementation projects globally, including the implementation of new accounting standards and regulatory changes.- Supervise, train and development of multiple Finance Shared Services FSS (regulatory reporting production teams) in Mumbai, India. Provide insights and training to FSS teams as they continue to build SME of products and processes.- Review and sign-off of all New Product Approvals (NPAs), documenting the impact of the NPA across all regulatory filings.- Partner with Data Governance, providing key SME on data issue impact and remediation prioritization. Drive resolution and timely/sufficient closure of Issues and Action plans.- Ensure consistency on data approach and methodology across regulatory reporting.- Prepare/update documentation of rule interpretation, implementation approach and transition to new reporting platforms as applicable.- Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and lessons learned across Regulatory exams.- Partner with IT and Regulatory Projects team to enhance systems and User Interface platforms to streamline E2E processesWhat you'll bring to the role:- Advanced understanding of Finance functional area, product and/or client segment and technical skills, as well as of industry and competitive environment- Ability to provide positive and constructive- feedback and acknowledge efforts of team members- Ability to articulate risk and impact to various audiences, and create plans to mitigate those risks- CPA or Advanced Degree in Accounting/Finance or related field.- 15 + years of combined experience in Public Accounting and Regulatory Reporting in an international banking environment or at Consultancy Firms supporting the financial industry in regulatory reporting. Experience in risk and control matters a plus.- Strong understanding of USGAAP and the Regulatory Reporting rules and requirements. across our Banking industry.- Strong understanding of internal controls.- Ability to design and maintain reporting to drive key initiatives.- Experience in assessing risk and establishing effective controls.- Excellent analytical, quantitative, and problem-solving skills.- Strong communication, organizational and time management skills.- Ability to interact well with others at all levels and drive objectives.- Ability to handle and resolve challenges and problems.What you can expect from Morgan Stanley:We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren’t just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you’ll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste into your browser.WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $120,000 and $210,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commissionearnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:Vice PresidentPosted Date:Aug 11, 2026ATS Job Description Test:Department:Corporate Controllers, Reporting & Accounting
$100k - $250k
...services across investment banking, securities, investment management... ...around the world.The Regulatory Policy team is responsible for... ...Treasury, Risk, Legal, Product Control and Technology, and... ...comfortable working across both bank holding company- and depository-level rules....RegulatoryFull timeTemporary workPart timeWork at office- The Valuation Control Group (VCG) is organized along business lines... ...Corporate & Investment Bank (Macro Products, Credit, Equities... ...control frameworks and ensure regulatory compliance. The position... ...diversity and inclusion at our company. We do not discriminate on the...Regulatory
- ...entity forecasting, management and regulatory reporting, resolution & recovery... ...and stakeholders. As a Legal Entity Controller - Vice President within the Bank P&A & Governance function, you... ...on diversity and inclusion at our company. We do not discriminate on the basis...RegulatoryWork experience placementWork at office
$185k - $240k
...York is hiring a Legal Entity Controller to own financial reporting... ...special purpose acquisition companies (SPACs). Reporting directly to... ...Reporting, Corporate Accounting, Regulatory Reporting, Product Control,... ...financial reporting experience at a bank, broker-dealer, swap dealer,...RegulatoryFull timeWork at office- ...Vice President, Controller About the Company Prestigious family office managing diverse investment portfolios across private equity, credit, and... ...auditors and tax advisors to ensure timely compliance with regulatory requirements. The ideal candidate will have a...RegulatoryWork at office
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- ...Controller and Vice President, Real Estate Fund Accounting and Reporting About the Company Accomplished real estate investment management firm Industry Real Estate... ...deliverables, and ensuring compliance with regulatory requirements. Applicants must have 10-15...Regulatory
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...Finance Portfolio Management | Vice President |NYCAbout ING:In Americas, ING’s Wholesale Banking division offers a broad range of... ..., quarterly / annual reviews, regulatory and internal risk rating updates... ...and CompetenciesYou hold at least a Bachelor’s Degree in...RegulatoryFull time$225k - $250k
...Critical Mass is hiring a Senior Vice President (SVP), Performance Media,... ...with financial services regulatory requirements and brand... ...Financial Services client (banking, insurance, wealth management... ...complexity of a large, matrixed holding company environment A builder:...RegulatoryFull timeWork at officeLocal areaShift work3 days per week$140k - $245k
...#LI-LMIThe PositionAs Vice President, you will serve as LMI... ...and work with Liberty's regulatory and accounting teams... ...legal, and capital teams hold responsibility for... ...investment lens to total company portfolio design and... ...statutory accounting, banking, consulting, or related...RegulatoryLocal areaFlexible hoursShift work$175k - $210k
Our client is a diversified financial and real estate company. They seek a VP, Legal Entity Controller & Regulatory Reporting (swaps team) to join their Manhattan, NY office.ResponsibilitiesManage legal entity controllership and financial reporting activities for broker...RegulatoryWork at officeRemote work$145k - $170k
Our client is a premier independent investment banking advisory firm. They seek a VP Controller, Corporate Functions to join their Manhattan, NY office.ResponsibilitiesOversee... ..., accruals, and month-end close activitiesSupport regulatory reporting, accounting policy initiatives, and...RegulatoryContract workWork at officeRemote work- ...Our client is an investment banking advisory firm. They seek a VP Controller, Corporate Functions to join their Manhattan, NY office. Responsibilities... ...reclassifications, and financial reporting Assist with regulatory filings and accounting policy initiatives in...RegulatoryFull timeWork at office
$125k - $222.5k
...Risk Corporate Title Vice President Location New York,... ...with the Investment Banking and Infrastructure... ...internal data quality, and regulatory reporting as well as... ...acquisitions (M&A) financings, hold commitments and other... ...Act outlines how companies can use personal...RegulatoryWork at officeWork from home- ...VP - Family Office Fund Controller A rapidly growing alternative investment platform is seeking a Vice President, Controller to support a high-net-worth family office relationship... ...tax reporting, audit requests, and regulatory requirements. Assist in developing and...RegulatoryFull timeWork at office
$183.69k - $220.11k
Job Title:Vice President, Portfolio Management Team Leader - Juris Banking LendingLocation:CarlsbadWhat you'll do:As a Vice President... ...knowledge of applicable regulatory and legal compliance obligations... ...salaries, an ownership stake in the company, medical and dental insurance,...RegulatoryFull time- ...Senior Vice President, Investment Solutions Oversight... ...About the Company Renowned commercial investment banking company with an international... ...Blockchain Regulatory Affairs... ...significant policy and control enhancements within... ...experience in the field, hold a Bachelor’s...Regulatory
$175k - $250k
...Vice President / Senior Associate, Equity Capital Markets (Healthcare)... ...Reports to: Co-Head of Investment Banking Location: New York... ...banking practice focused on companies in the healthcare industry.... ...understanding of clinical trial and regulatory (FDA) milestones that drive...Regulatory$120k - $205k
...someone to join our Valuation Control team as a Valuation Risk... ...capital resources. This is a Vice President level position within the Valuation... ...of the Firm's values and hold yourself and others accountable... ...offering a wide range of investment banking, securities, wealth...Temporary workShift work- ...Vice President of Financial Regulatory Reporting About the Company A leading global banking institution. Industry Banking Type Privately Held About the Role... ...Regulatory Reporting role at the company should hold a Bachelor's degree in Accounting, with...RegulatoryWork at office
- ...Vice President, Global Business Management, Prime Brokerage About the Company Nationally acclaimed banking organization Industry Banking Type... ...internal policies and regulatory guidelines. This role requires... ..., or economics, and hold Series 7 and 63 certifications...Regulatory
- ...Vice President, Senior Fenergo Technical Configurator About the Company Renowned commercial investment banking company with an international reach Industry Financial Services... ...Mobile Communication Blockchain Regulatory Affairs Sustainability...Regulatory
- ...HSBC is one of the largest banking and financial services organizations... ...Portfolio Group (IPG) Vice President will support coverage... ...internal standards and external regulatory expectations. As our Vice President... ...protected by applicable law. #J-18808-Ljbffr HSBC Holdings plcRegulatoryWork at office
- ...Vice President, Human Resources About the Company Globally renowned media conglomerate with diverse holdings Industry Media Production Type Privately... ...Apprentice Bank Berlin Business Services... ...in employment law and regulatory compliance. The role...RegulatoryApprenticeshipTraineeshipInternship
$225k
...across the Americas. The Vice President of Structured... ...America, supporting the Bank's strategic growth and... ...banks, RIAs, insurance companies, or asset managers... ...complies with TD Policies, regulatory and compliance requirements... ...governance, control and risk management behaviors...RegulatoryWork experience placementWork at officeLocal areaWork from homeFlexible hours- ...Senior Vice President, Credit Card Control Automation Engagement Lead About the Company Renowned commercial investment banking company with an international reach Industry Financial... ...Communication Blockchain Regulatory Affairs Sustainability Corporate...Regulatory
$185k - $225k
...office and investment firm. They seek a Controller to join their Manhattan, NY office.ResponsibilitiesDirect... ...projections, liquidity management, and banking relationshipsRecord and monitor capital... ...with compliance specialists to uphold regulatory filing standards and best...RegulatoryWork at office- ...VP - Regulatory Policy Join a team responsible for regulatory advocacy... ...to the Risk, Treasury and Controllers organizations on regulatory... ...assessments (at both the holding company and depository level) and continuous... ...authority or another bank. Prior experience...RegulatoryFull time
$115k - $175k
...real estate firm. They seek a Property Controller to join their Manhattan, NY office.ResponsibilitiesOversee... ..., payroll, general ledger, and bank reconciliationsPrepare and review... ...audits, tax filings, and regulatory reporting requirements for properties and...RegulatoryWork at office
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