Vice President - Bank Holding Company - Regulatory Controller
$120k - $210kMorgan Stanley
We're seeking someone to join our Bank Holding Company - Regulatory Controller team as a Vice President in Legal Entity Control reporting to one of the Bank Holding Company Regulatory Controller Leads in New York.In the Finance division, we act as a partner to business units around the globe by providing management, review, analysis and advisory services of the Firm's financial and capital resources. This is a Vice President level position within the Corporate Controllers, Reporting & Accounting job family which is responsible for the accuracy and control of the Firm’s books and records to produce the consolidated firm, segment and legal entities financial statements. The group owns the Firm’s financial reporting under US GAAP, International GAAP and the global regulatory regimes. Responsibilities include the development, management and oversight of financial accounting & reporting systems as well as database management. Includes capital and liquidity reporting and external reporting functions.Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.What you'll do in the role:- Collaborate with a varied group of colleagues in Finance and across the Firm- Responsible for and lead a significant set of deliverables, leveraging advanced understanding of Finance functional area, product and/or client segment- Proactively identify emerging risks in individual and department work and contribute to strategies for mitigating them- Act as a role model and culture carrier; Embody and set an example of the Firm's values and hold yourself and others accountable to Firm standards- Reporting to one of the Bank Holding Company Regulatory Controller Leads in New York, the main responsibilities are:- Bank Holding Company Regulatory Reporting to the FRB in NY across multiple filings including:- FR Y-9C, FFIEC 009, GSIB Phase II (I-I) and Phase III (I-A), all required Treasury International Capital (TIC) filings (TIC B; TIC D; TIC SLT/SHCA/SCLA).- Support the preparation of due diligence meeting materials and presentation to senior management and FRB.- Implementation of all FRB mandated reporting, rule and instructional changes including the roll-out of new regulatory filings.- Provide technical advisory support to our global Finance colleagues on US GAAP, and regulatory report rules, encompassing technical research and documentation and financial statement reviews.- Develop subject matter expertise on key areas of accounting and work alongside cross-functional teams on major Firm implementation projects globally, including the implementation of new accounting standards and regulatory changes.- Supervise, train and development of multiple Finance Shared Services FSS (regulatory reporting production teams) in Mumbai, India. Provide insights and training to FSS teams as they continue to build SME of products and processes.- Review and sign-off of all New Product Approvals (NPAs), documenting the impact of the NPA across all regulatory filings.- Partner with Data Governance, providing key SME on data issue impact and remediation prioritization. Drive resolution and timely/sufficient closure of Issues and Action plans.- Ensure consistency on data approach and methodology across regulatory reporting.- Prepare/update documentation of rule interpretation, implementation approach and transition to new reporting platforms as applicable.- Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and lessons learned across Regulatory exams.- Partner with IT and Regulatory Projects team to enhance systems and User Interface platforms to streamline E2E processesWhat you'll bring to the role:- Advanced understanding of Finance functional area, product and/or client segment and technical skills, as well as of industry and competitive environment- Ability to provide positive and constructive- feedback and acknowledge efforts of team members- Ability to articulate risk and impact to various audiences, and create plans to mitigate those risks- CPA or Advanced Degree in Accounting/Finance or related field.- 15 + years of combined experience in Public Accounting and Regulatory Reporting in an international banking environment or at Consultancy Firms supporting the financial industry in regulatory reporting. Experience in risk and control matters a plus.- Strong understanding of USGAAP and the Regulatory Reporting rules and requirements. across our Banking industry.- Strong understanding of internal controls.- Ability to design and maintain reporting to drive key initiatives.- Experience in assessing risk and establishing effective controls.- Excellent analytical, quantitative, and problem-solving skills.- Strong communication, organizational and time management skills.- Ability to interact well with others at all levels and drive objectives.- Ability to handle and resolve challenges and problems.What you can expect from Morgan Stanley:We have a track record of innovation and passion for unlocking new opportunities, we help our clients raise, manage and allocate capital. We do this by offering a wide range of investment banking, securities, wealth management and asset management services. All that we do at Morgan Stanley is driven by our five core values: do the right thing, put clients first, lead with exceptional ideas, commit to diversity and inclusion, and give back. These aren’t just beliefs, they guide the decisions we make every day, ensuring we do what's best for our clients, communities and more than 80,000 employees around the world. And at the core of our success are the people who drive it - relentless collaborators and creative thinkers who are fueled by diverse thinking and experiences. Wherever you are in our 1,200 global offices, you’ll have the opportunity to work alongside the best and the brightest in an environment where you are empowered to achieve your full potential. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. To learn more about our offices across the globe, please copy and paste into your browser.WHAT YOU CAN EXPECT FROM MORGAN STANLEY: At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that’s differentiated – and we’ve done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren’t just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you’ll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There’s also ample opportunity to move about the business for those who show passion and grit in their work. To learn more about our offices across the globe, please copy and paste into your browser.Expected base pay rates for the role will be between $120,000 and $210,000 per year at the commencement of employment. However, base pay if hired will be determined on an individualized basis and is only part of the total compensation package, which, depending on the position, may also include commissionearnings, incentive compensation, discretionary bonuses, other short and long-term incentive packages, and other Morgan Stanley sponsored benefit programs.Morgan Stanley is an equal opportunity employer committed to building and maintaining a workforce that is diverse in experience and background. Our recruiting efforts reflect our strong commitment to a culture of inclusion, where individuals are hired, developed, and advanced based on their skills and talents.Our workforce reflects a broad cross-section of the global communities in which we operate, bringing a variety of backgrounds, talents, perspectives, and experiences.For more information, please visit: .Employment Type:Full timeJob Level:Vice PresidentPosted Date:Aug 11, 2026ATS Job Description Test:Department:Corporate Controllers, Reporting & Accounting
$100k - $250k
...services across investment banking, securities, investment management... ...around the world.The Regulatory Policy team is responsible for... ...Treasury, Risk, Legal, Product Control and Technology, and... ...comfortable working across both bank holding company- and depository-level rules....RegulatoryFull timeTemporary workPart timeWork at office- ...entity forecasting, management and regulatory reporting, resolution & recovery... ...and stakeholders. As a Legal Entity Controller - Vice President within the Bank P&A & Governance function, you... ...on diversity and inclusion at our company. We do not discriminate on the basis...RegulatoryWork experience placementWork at office
$115k - $200k
...and Structured Finance Product Controller ensures accurate profit and... ...department, as well as local laws and regulatory obligations. Roles in some of... ...of the recruitment process. Company OverviewMizuho Financial Group, Inc. is the 15th largest bank in the world as measured by...RegulatoryFull timeWork at officeLocal areaRemote workWorldwide- ...Vice President, Controller About the Company Prominent credit union serving the local community Industry... ...of financials for management and regulatory purposes. Candidates for the VP Controller... ...experience in a credit union or bank is required. The role demands a...RegulatoryLocal area
- ...Commercial Investment Banking External Reporting team provides control and oversight to deliver... ...including SEC filings and key regulatory reports. The team also... ...Reporting Controller, Vice President on the Commercial... ...diversity and inclusion at our company. We do not discriminate...RegulatoryRemote work
$100k - $250k
COMPANY OVERVIEW The Goldman Sachs Group, Inc. is a leading global... ...firm providing investment banking, securities and investment management... ...growth and expansion. CONTROLLERS DIVISIONAL... ...value reviews, and supporting regulatory, investor and management reporting...RegulatoryFull timeTemporary workPart timeWork experience placement- ...worth clients. As a Vice President, Assistant General... ...employees’ securities companies, carried interest vehicles... ...range of legal and regulatory issues relevant to... ...Department and other control functions (e.g., Compliance... ...of ERISA and the Bank Holding Company Act...Regulatory
- ...Vice President, Legal Entity Controller & Regulatory Reporting About the Company Diversified financial and real estate company. Industry Financial Services Type Privately Held About the Role The Company is seeking a VP, Legal Entity Controller &...Regulatory
- ...Controller and Vice President, Real Estate Fund Accounting and Reporting About the Company Accomplished real estate investment management firm Industry Real Estate... ...deliverables, and ensuring compliance with regulatory requirements. Applicants must have 10-15...Regulatory
$178k - $235k
...financial services, including banking, leasing, securities, credit... ...Group, Inc. (SMFG) is the holding company of SMBC Group, which is one... ...into a role where your bank regulatory expertise can meaningfully influence... ...SMBC businesses and control functions on U.S. bank regulatory...RegulatoryLocal areaWorldwide- ...Vice President, Controller, Family Office About the Company Family office managing alternative investment vehicles, operating entities, and special-purpose... ...fund administrators for audits, tax filings, and regulatory reporting. Applicants must have 7-12 years' of accounting...RegulatoryWork at office
$275k - $350k
...reporting, sales audit, payroll and system for the Company. Oversee all accounts, ledgers, and reporting... ...compliance with appropriate standards and regulatory requirements. Lead necessary systems, policies, internal controls and processes to support the business....Regulatory$275k - $350k
The VP - Controller will lead the global accounting function. The scope includes the production... ...role will enhance the accuracy of the company’s reported financial results and ensure... ...with appropriate standards and regulatory requirements. Lead necessary systems, policies...Regulatory- ...grow, and are looking for a Controller join our team. The Controller... ...for working with the banks to ensure that lines of credit are in alignment with the company requirements. The Controller... ...strategies/services/product and regulatory actions Prepares all major...RegulatoryWork at officeWorldwide
$165k - $185k
...real estate investment management platform, is seeking a Controller / Vice President to oversee accounting and reporting for a diversified, core... ..., budget/forecast processes, and compliance with regulatory requirements in partnership with corporate accounting and...RegulatoryWork experience placement- ...Role Mantle Reach Power is seeking a Vice President, Controller & Finance. About Mantle Reach Mantle... ...power projects across North America. The company is advancing a scalable, financeable... ...mitigate financial, operational, and regulatory risks across the organization...RegulatoryFull timeRemote work
- The Vice President, Global Controller, leads Chainalysis’ global Accounting organization and serves as a key... ...function that supports the company’s continued growth, operational excellence... ...rare intersection of proprietary data, regulatory relationships and crypto expertise...Regulatory
- ...mitigates compliance, regulatory and reputational risk across... .... As an independent control function and part of... ...Compliance is seeking a Vice President based in New York to join... ...management, private banking, or fiduciary businesses), or, if holding a Masters, PhD, MBA, JD...RegulatoryWork experience placementWork at office
$195k - $234.59k
Job Title:Senior Vice President, Innovation BankingLocation:New York, New... ...in compliance with the Bank’s lending policies and procedures... ...knowledge of applicable regulatory and legal compliance obligations... ..., an ownership stake in the company, medical and dental...RegulatoryFull time$225k - $250k
...Critical Mass is hiring a Senior Vice President (SVP), Performance Media,... ...with financial services regulatory requirements and brand... ...Financial Services client (banking, insurance, wealth management... ...complexity of a large, matrixed holding company environment A builder:...RegulatoryFull timeWork at officeLocal areaShift work3 days per week$145k - $170k
Our client is a premier independent investment banking advisory firm. They seek a VP Controller, Corporate Functions to join their Manhattan, NY office.ResponsibilitiesOversee... ..., accruals, and month-end close activitiesSupport regulatory reporting, accounting policy initiatives, and...RegulatoryContract workWork at officeRemote work$175k - $210k
Our client is a diversified financial and real estate company. They seek a VP, Legal Entity Controller & Regulatory Reporting (swaps team) to join their Manhattan, NY office.ResponsibilitiesManage legal entity controllership and financial reporting activities for broker...RegulatoryWork at officeRemote work$175k - $250k
...Job Title Vice President / Senior Associate, Equity Capital Markets... ...to Co-Head of Investment Banking Department Investment... ...banking practice focused on companies in the healthcare industry.... ...understanding of clinical trial and regulatory (FDA) milestones that drive...Regulatory- ...Vice President of Financial Regulatory Reporting About the Company A leading global banking institution. Industry Banking Type Privately Held About the Role... ...Regulatory Reporting role at the company should hold a Bachelor's degree in Accounting, with...RegulatoryWork at office
$170k - $212.55k
Job Title:Vice President, Portfolio Management Team Leader - Juris Banking LendingLocation:CA - San Diego, 450 B StWhat you'll... ...Advanced knowledge of applicable regulatory and legal compliance... ...salaries, an ownership stake in the company, medical and dental insurance,...RegulatoryFull time$125k - $222.5k
...Risk Corporate Title Vice President Location New York,... ...with the Investment Banking and Infrastructure... ...internal data quality, and regulatory reporting as well as... ...acquisitions (M&A) financings, hold commitments and other... ...Act outlines how companies can use personal...RegulatoryWork at officeWork from home- ...Vice President, Global Business Management, Prime Brokerage About the Company Nationally acclaimed banking organization Industry Banking Type... ...internal policies and regulatory guidelines. This role requires... ..., or economics, and hold Series 7 and 63 certifications...Regulatory
$120k - $205k
...someone to join our Valuation Control team as a Valuation Risk... ...capital resources. This is a Vice President level position within the Valuation... ...of the Firm's values and hold yourself and others accountable... ...offering a wide range of investment banking, securities, wealth...Temporary workShift work$135.96k - $226.6k
...PassionAt LPL, people leaders hold the key to the employee... ...including capabilities such as Banking & Payments, general embedded... ...alignment with compliance, risk, and regulatory requirements.Key Success... ...discuss all that LPL has to offer!Company Overview:LPL Financial...RegulatoryWork from home- ...Vice President of Solutions, Financial Services About the Company Leading cloud-based workplace... ...reporting internal controls section 16... ...reporting regulatory reporting internal... ...across the banking, insurance, and... ...for candidates holding an MBA or advanced...RegulatoryWork at office
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