Regulatory Compliance Specialist - SEC & RIA
Mid-American Wealth
Mid-American Wealth in Kansas City is seeking a Compliance Specialist to execute and support the firm's compliance program. The successful candidate will monitor compliance requirements and maintain accurate records while collaborating with compliance leadership. A strong background in regulatory compliance, attention to detail, and excellent organizational skills are essential for this role. Candidates should have 3–5 years of experience in a relevant environment, working closely with teams to ensure adherence to compliance standards. #J-18808-Ljbffr Mid-American Wealth
$30 - $48 per hour
...-48/hr (depending on experience) Position Summary We are seeking a detail-oriented and proactive Regulatory Affairs Specialist to support regulatory strategy and compliance activities for our pharmaceutical manufacturing operations client in St. Louis, MO. This individual...Suggested- ...Advisory Group is seeking a detail‑oriented Compliance Specialist to support and execute the firm's... ...responsible for ensuring adherence to SEC, RIA, and internal compliance requirements... ...maintaining accurate records, monitoring regulatory obligations, and supporting audit...Suggested
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$55.1k - $99k
A leading health organization in Missouri is seeking a Compliance Analyst to ensure adherence to regulatory standards related to program integrity. This position requires a Bachelor's degree and at least 2 years of experience in regulatory, compliance, or legal roles,...Remote work- ...home. This role supports the company’s compliance with requirements tied to the Rural Digital... ...alignment with project timelines. The specialist partners with agencies, consultants,... ..., infrastructure, government programs, regulatory reporting, or environmental compliance...Full timeTemporary workWork at officeLocal areaRemote work
- Conexon in Kansas City seeks an experienced Environmental Compliance Specialist to support broadband infrastructure projects. This role requires managing environmental regulatory compliance, and organizing documentation to ensure adherence to federal, state, and local...Full timePart timeWork at officeLocal area
$54.22k - $79.02k
As a Regulatory Reporting Specialist, you work within UMB’s Bank Operations organization. You will work with technical and operational teams internally to gather data from a variety of systems, perform research, and report to various regulatory institutions. Once gathered...Remote workMonday to FridayMonday to ThursdayFlexible hours$57.76k - $124.17k
...relationship for their banking and HSA needs. As the Healthcare Services Compliance Analyst, you will provide leadership and oversight of... ...defining corrective actions to resolve issues identified by regulatory examinations, internal audits, self-assessments, or Corporate...Local areaFlexible hours- A legal advisory firm is seeking an International Trade Advisor to support compliance and advisory matters in trade. Responsibilities include regulatory monitoring, developing compliance programs, and analyzing import/export data. Ideal candidates have 3-7+ years in international...
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...The Clinical Placement & Compliance Coordinator (CPCC) supports the execution of clinical placement and compliance activities within an... ...partners, and internal stakeholders to support timely placement, regulatory compliance, and positive clinical learning experiences. There...Work at office- Enterprise Bank & Trust is seeking a Regulatory Reporting Analyst in Overland, Missouri. This role focuses on preparing and filing regulatory reports to entities like the Federal Reserve Board. The ideal candidate has a bachelor's degree in Accounting or Finance, with...
- Compliance - Senior Compliance Specialist Denver, CO, USA Dallas, TX, USA Salt Lake City, UT, USA Job Description Posted Monday, June 8, 2026 at 6:... ...compliance program. You will need the ability to interpret regulatory rules and their impact on the business. Interaction...Work experience placementWork at officeNight shift
$55.1k - $99k
...flexibility to work remote from home anywhere in the Continental United States. Position Purpose Maintain compliance with program integrity related regulatory laws and standards, while also supporting Program Integrity in maintaining compliance with all other regulatory...Contract workWork at officeRemote workWork from homeFlexible hours- Spectrum Brands is looking for a Senior Regulatory Affairs Specialist in St. Louis, Missouri to collaborate with various teams ensuring compliance for new pet care products. This hybrid position includes work-from-home days and involves monitoring regulatory risks while...Work from home
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A leading financial services provider is seeking a Licensed Experienced Financial Professional in Kansas City. This full-time role offers competitive compensation ranging from $75,000 to $105,000 yearly, and focuses on providing clients with expert financial advice. You...Full time- SSM Health in Missouri seeks a subject matter expert for regulatory analysis and compliance within the revenue cycle. This role will lead complex projects across departments to ensure compliance with payer regulations and prevent revenue loss. The ideal candidate must...Remote jobFull time
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- Company Details Intrepid Direct Insurance (IDI) is a rapidly growing direct to consumer Property and Casualty insurance company. A member of the W. R. Berkley Corporation, a fortune 500 company, rated A+ (Superior) by A.M. Best, Intrepid Direct's vision is to make life...Work experience placementWork at office
$90k - $150k
Location: Kansas City, MO, US Hybrid Work Model – SwissRe requires at least three office days per week, with the option to work onsite full‑time if preferred. Eligibility – Not eligible for full‑time telework, relocation assistance, or visa sponsorship. Please do not apply...Full timeH1bWork at officeRemote workVisa sponsorshipRelocation package3 days per week- ...oversight for a centralized Loan Operations Department in Kansas City or Dallas. This role involves strategic leadership, ensuring regulatory compliance, and optimizing processes. The Director will lead a team and collaborate with various stakeholders to enhance efficiency....
- ...of individuals passionate about the work they do. Become the Quality/Risk Director You've Always Aspired to Be Ensure compliance with regulatory agencies, accrediting bodies, corporate and hospital policies, and procedures, and develop, implement, and maintain quality...Full timePart timeLocal areaFlexible hours
$120k - $160k
Location Overland Park, KS (Kansas City Metro) Employment Type Full-time, In-Office Salary $120,000 - $160,000/year + equity Relocation Assistance Relocation assistance provided for out of state candidates Role Overview Steadily is hiring an Actuary in the Kansas City ...Full timeWork at officeRelocation package
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