Audit Manager
Swoon
Swoon's largest Financial industry client is looking to identify an experienced Audit Manager to join their US Internal Audit team focused on Capital Markets within their NYC office. This is an excellent opportunity for professionals with a strong background in Capital Markets, Trading, Broker Dealer operations, Investment Banking, and Regulatory Audit who are looking to take on a visible leadership role within a highly respected financial institution. What You’ll Be Doing Lead complex Capital Markets audit engagements from planning through reporting Assess risks, controls, and regulatory compliance across trading and broker-dealer activities Partner with senior business leaders and stakeholders Manage multiple audit projects and mentor audit team members Deliver meaningful insights that strengthen risk management and governance What We’re Looking For 7+ years of Internal Audit experience Experience with FINRA, SEC, CFTC, and/or Security-Based Swap Dealer (SBSD) regulations CPA, CIA, and/or CFA credentials preferred Strong leadership, stakeholder management, and project management skills Hybrid work environment (2+ days onsite) #J-18808-Ljbffr Swoon
Vacancy posted 3 days ago
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