QA & Compliance Advisor — Law Firm (RFPs, Conflicts & Ethics)
Soni
Soni, in partnership with a global law firm, seeks a detail-oriented QA & Compliance Advisor in New York to support RFPs, OCGs, engagement terms, and compliance reviews, while easing the QA team during a temporary leave. The role requires strong judgment, analytical skills, and collaboration with attorneys, intake professionals, and leadership to ensure adherence to ethical standards. You will review client RFPs, OCGs, and engagement letters; assist with conflicts and intake processes; #J-18808-Ljbffr Soni
$280k - $350k
...support the International Risk & Compliance Director of an international law firm (who is based in London) and to work... ...US new business intake (NBI), conflicts analysis and resolution, including waivers, engagement terms, and ethical screens/information barriers.Coordinate...SuggestedPermanent employmentFull timeWork at officeLocal areaMonday to Friday- ...Our client, a major global AmLaw firm, is looking for a Compliance Advisor to join their team. This role... ...initiatives, and provide guidance on conflicts, ethical walls, and new business intake... .... Ideal candidates will have law firm experience in conflicts, intake...SuggestedPermanent employmentTemporary workImmediate start
$60k - $90k
...commitment to quality, unity and integrity. The highly regarded law firm consistently receives recognition from Great Place to Work... .... Norton Rose Fulbright is seeking an experienced Compliance (Conflicts) Analyst with conflicts review experience to join our US team...SuggestedFull timeFor contractorsWork at officeRemote workWorldwideFlexible hours$55 - $65 per hour
...partnering with a global law firm seeking a detail-oriented QA & Compliance Advisor who brings a strong... ...in the business intake, conflicts, and compliance review... ...support a project related to RFPs, Outside Counsel... ...to risk management and ethical compliance standards. Key...SuggestedTemporary work- ...of the Director of Quality Assurance/Quality Improvement – Compliance and Ethics Officer, the Compliance and Ethics Specialist will support the... ...organization (including new program development) and in the laws and policies/procedures of the New York State OMIG, the...SuggestedFor contractorsFor subcontractorSummer workWork at officeLocal areaFlexible hours
$85k - $115k
...offices or yours.Job SummaryThe Compliance Officer is responsible for maintaining SHI’s Code of Ethics and Business Conduct,... ...benchmarks from federal and state law.Behaviors and CompetenciesCollaboration... ...ethical standards, and manage conflicts of interest effectively.Skill...WorldwideFlexible hours$35 - $40 per hour
...professional association is seeking a Corporate Compliance Analyst for a temporary assignment. This... ...experience required. ~1–3 years in legal, ethics & compliance, or internal audit within an international company, law firm, nonprofit, or government unit. ~...Hourly payPermanent employmentTemporary workRemote work2 days per week- ...a Paralegal to support its Legal and Compliance teams. The firm invests across a range of private and... ...business activities, and other Code of Ethics requirements. Coordinate compliance... ...an asset manager, investment adviser, law firm, financial institution, or similar...Full timeContract workWork at office
- ...Compliance Associate (New York, NY): A leading and growing private equity investment firm is seeking a Compliance Associate to join its New York... ...gifts and entertainment, and conflicts of interest Assist with... ..., financial institution, law firm, consulting firm, or similar...Work at officeWork from home
- ...Associate Director for their Compliance team. The successful candidate... ...rotating ownership of code of ethics and personal trading reviews and... ..., hedge fund, alternatives firm, third-party compliance consultancy... ..., or an investment management law firm Hands-on involvement...Full time
$65k
...Position Overview SUS is seeking a Compliance Specialist within their QA department. This position is... ...: Uphold personal and professional ethics and values, considering the values of... ...by Federal, State and Local laws. S:US is committed to providing access...Local areaFlexible hours- McDermott Will & Schulte is seeking a Conflicts Analyst to research and generate reports on potential new clients and matters, edit and... ...conflict search results, and provide data to Conflicts and Compliance Attorneys, the General Counsel’s Office, and the New Business...Work at office
- A leading aerospace defense company seeks an Ethics and Compliance Associate to work remotely for 12 months. Responsibilities include providing guidance on labor mischarging and compliance in government contracts, conducting audits, and investigating allegations. The ideal...Remote job
- ...Compliance Associate – Code of Ethics Location: New York, NY Industry: Alternative Investment Management... ...Opportunity A leading global investment firm is looking to add a Compliance... ...-clearance requests and potential conflicts. Monitor employee brokerage accounts...Full time
- ...Compliance Officer (New York, NY): Our client, an established institutional... .... Highlights The firm has tripled AUM over the past... ...all aspects of the Code of Ethics, including personal trading,... ...entertainment, outside activities, conflicts and political contributions...Full timeWork at office
- ...Compliance Associate Position Summary We are seeking a detail-oriented... ...ongoing enhancement of the firm's compliance program in... ...securities transactions, Code of Ethics administration, outside... ...information barrier monitoring, and conflict-of-interest reviews, as...Full timeWork at office
$110k - $140k
The Compliance Officer will be instrumentally involved... ...on the management of conflicts of interest and on information... ...as a trusted advisor and effective challenger... ...strong commitment to ethical standards and professional... ...protected by law (referred to as “protected...Full timeLocal area- ...role is situated within the Compliance Team of OIM's Risk and Compliance... ...procedures for disclosures, conflict of interest detection, and... ...progressive experience in business ethics and corporate compliance is... ...fund or management firm and interacting with auditors...Work experience placementWork at office
$77.18k - $115.58k
...then make sure to apply today. Trade Compliance Advisor US-NY-Melville Job ID: 34665... ...skills In accordance with applicable law, we are providing the anticipated salary... ...goals. Our employees have a strong work ethic, creativity, and a cooperative spirit. We...Full timeFor contractorsFor subcontractorCasual workWork at officeLocal areaWork from homeMonday to Friday- ...Compliance OfficerThe United Nations Joint Staff Pension... ...background in business ethics and corporate compliance... ...patterns of unusual activity, conflicts of interest and... ...investment management firm is required. Experience... ...international human rights law, violations of...Work experience placementWork at office
$110k - $130k
...Compliance OfficerNew York, NYJob DescriptionWe are looking... ...Manual and Code of Ethics, among other... ...documentsConduct reviews of the firm's employees'... ...rule, best execution, conflicts, fees and billing, information... ...specifically for financial advisors to build, manage and...Work at office- ...Position: Compliance Officer Reports to: Group Chief Compliance Officer... .... Own and evolve the firm's compliance program, policies, and code of ethics across all business lines. Serve... ...certifications, personal trading, and conflicts of interest programs....Work at officeRemote workFlexible hours
- ...internal stakeholders on legal and compliance matters involving derivatives,... ...attorneys, external legal advisors, and international... ...Bachelor's degree, preferably in Law, Legal Studies, or a related discipline... ..., external counsel, or law firms. At least 1 year of direct...Full timeContract work
$200k - $250k
...seeking an experienced compliance professional to serve as... ...administration of the Firm's broker-dealer and investment... ...operates in a legal, ethical, and compliant manner... ...Management on new laws/regulations and their related... ...market conduct issues, conflicts of interest, and...Full timeWork at office- ...proprietary trading groups, financial advisors, and introducing brokers. Our... ...is interested in joining the firm’s General Counsel office... ...regarding the U.S. federal securities laws is a substantial plus factor,... ...offerings.Advising the firm’s Compliance Department and various...Temporary workWork at officeRemote workWorldwideFlexible hours
- ...role covering quality assurance, quality control and regulatory compliance. The successful candidate will support day to day quality activities... ...and materials.* Review product documentation and support QA/QC approval prior to product release.* Review third party laboratory...
- ...Quality Assurance & Compliance Specialist The Quality Assurance & Compliance Specialist supports the organization's Quality Assurance,... ...improvement, and prepare audit findings and recommendations for the QA Coordinator and Quality Department leadership. Collect,...Work at officeLocal area
$115k - $135k
...fast-moving team with ethics at the center of everything... ...-first investment advisor responsible for... ...anytime and anywhere. The Compliance Specialist will help create... ..., and identify conflicts of interest. Foster a... ...employment and privacy laws. Inclusion is built into...Work at officeFlexible hoursShift work3 days per week$200k - $320k
...A nationally recognized healthcare and life sciences law firm is seeking an experienced Healthcare Regulatory Associate in New Jersey... ...businesses on complex regulatory, transactional, reimbursement, compliance, and enforcement matters. The successful candidate will work...Local area$90k - $115k
...Review Associate to join its Regulatory and Compliance team to review investor subscription... ...rules of engagement for fund sponsors and law firm fund formation departments.Communicate... ...private funds and registered investment advisor experienceExperience in fund structuring...Full timeWork at officeRemote work
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