Finra Licensing & Controls Ops Associate
Chase
Chase is seeking a Business Operations Associate to join a high-visibility team focused on FINRA licensing and control monitoring. This role involves analyzing critical FINRA data, preparing analyses for presentations, and partnering across Operations, Risk, Compliance, and Technology. The ideal candidate will have experience in regulatory environments and advanced proficiency in Excel, Tableau, and Alteryx. This role offers opportunities to enhance operational efficiency within the Commercial Banking sector. #J-18808-Ljbffr Chase
- ...Job Title - IT Controls Associate No of Positions 1 Projected Start Date 06-02-2025 Projected End Date 12-12-2025 Position... ...Desire to pursue CISA, CISSP, CISM, CPA, CIA, or other relevant license/certification Experience in assessing the design and...SuggestedContract workWork experience placementWork at officeRemote work
$70k - $95k
...to exchange-listed instruments such as stocks, futures, and options. ABN AMRO Clearing USA LLC-Member FINRA, NFA, FIA and SIPC. About the Team The Financial Fee Control Team works within the broader Finance Department. The Team strives to collect and pay various fees...SuggestedWork at officeLocal areaFlexible hours3 days per week- A financial services firm seeks a Wealth Management Associate in Oak Brook, IL. The role focuses on building client relationships, developing... .... Candidates should possess a Bachelor's degree and required licenses including State Life & Health, SIE, and Series 7. This...Suggested
$95.6k - $162.4k
...most sophisticated clients using leading technology and exceptional service. About the Opportunity As an Associate Specialist, Asset Servicing Controls, you will join the Asset Servicing Control team and help strengthen the control environment across operational...SuggestedFlexible hours- A leading broadcast and media delivery company in Chicago is looking for a Master Control Operations Technician. The ideal candidate will operate broadcast systems, maintain quality control, and troubleshoot technical issues in a fast-paced environment. This role requires...SuggestedFlexible hoursWeekend workAfternoon shift
$74.35k - $113.6k
...flexibility to work remotely for two days. As an Associate Project Scheduler for Capital Projects,... ...the following tasks: Implement project controls tools and methodology Develop and... ...experience: Related engineering internship, co‑op, or work experience, which includes...Hourly payWork experience placementInternshipLocal areaRemote workFlexible hours3 days per week- Senior Associate, Project Controls Cost & Scheduling page is loaded## Senior Associate, Project Controls Cost & Schedulinglocations: Chicago, ILtime type: Full timeposted on: Posted Todayjob requisition id: R10569Invenergy is North America’s largest privately held developer...For contractorsWork experience placementFor subcontractorVisa sponsorship
- JPMorgan Chase is seeking an Exam Manager, Senior Associate in Wholesale Lending Services Control Management in Chicago, IL. In this role, you will oversee audit readiness, liaise with operations and auditors, and manage documentation. The ideal candidate has a Bachelor...
- ## Associate, Project Controls CostApplylocations: Chicago, ILtime type: Full timeposted on: Posted Todayjob requisition id: R10272Invenergy is North America’s largest privately held developer, owner, and operator of power infrastructure. With 25 years of trusted execution...Contract workFor contractorsInternship
$106k - $135k
...as possible, full time, permanent Functional area: Finance / Controlling Remuneration: Exempt At RWE Americas, the Portfolio Controlling... ...to commence operations by year‑end. In this role, Senior Associate, Portfolio Controlling serves as a key liaison between external...Permanent employmentFull timeTemporary workWork experience placementWork at officeImmediate startWork visaFlexible hours$85.1k - $161.7k
...seeking an experienced Oracle Fusion Oracle ERP Cloud security & controls specialist with a strong background in functional security to... ...internships, you may be eligible for hire as an experienced associate. RSM will consider for employment qualified applicants with...Full timeWork experience placementInternshipLocal area- RWE Gruppe is seeking a Senior Associate for its Portfolio Controlling team in Chicago, IL. The role is pivotal in managing relationships with external investors, ensuring compliance with financing agreements, and supporting renewable energy asset management. The ideal...Work at office
- At FS Vector, we’re building a team that’s as forward-looking as the products and services we deliver. Associate, Licensing About Us FS Vector is a strategic consulting firm for innovative financial services in a rapidly evolving industry and complex regulatory environment...Local area
- ...Advisors in Oak Brook, Illinois, is seeking a Wildlife Management Associate to enhance client relationships and deliver personalized... ...strategies. This role requires a Bachelor's degree, relevant FINRA licenses, and a commitment to high-quality service. The position emphasizes...Flexible hours
- ...Control Manager Join JPMorganChase as a Control Manager where you will lead the charge in identifying and mitigating compliance and operational risks. Your role is crucial in enhancing our control environment through innovative solutions and advanced data analysis....Work at officeVisa sponsorship
- ...inspiration and expand your capabilities, then consider a career in Advisory. KPMG is currently seeking a Senior Associate to join our Internal Audit & Controls group within the Audit & Assurance Practice. Responsibilities Design, coordinate, and oversee the day‑to‑day...H1bLocal area
$101.1k - $115.4k
A leading financial services firm in Chicago is seeking a Senior Associate for Technology Controls Testing. This role involves independent control testing activities, process enhancement through automation, and risk identification in cloud environments. Candidates should...$101.1k - $115.4k
Senior Associate, Technology Controls Testing - Enterprise Services Risk The Enterprise Services Risk organization is expanding with a focus on attracting innovative, pioneering, collaborative, and highly skilled professionals. We operate at the forefront of risk management...Local area- ...services firm in Oak Brook, IL is looking for a Wealth Management Associate to engage clients and develop personalized financial... ...The ideal candidate will have a Bachelor's degree, necessary licenses, and a drive to positively impact clients' lives. This role includes...
$80.75k - $115k
Join our Wholesale Lending Services (WLS) Control Management team, where you'll play a key role in supporting exam management and audit... ...and operational excellence. As an Exam Manager, Senior Associate in Wholesale Lending Services (WLS) Control Management, you will...Work at officeVisa sponsorshipFlexible hours- Join our team as a Control Manager, where you'll play a crucial role in enhancing control efficiency and mitigating risk within our organization. Collaborate with global business partners and stakeholders to promote early operational risk identification and assessment,...Work at office
- ...Associate Document Control Specialist (Hybrid) Duration: 12 Months Location: Chicago, IL Only W2 candidates are eligible for this position. Third-party or C2C candidates will not be considered. Job Description: The associate document control specialist...
$66k - $111k
...experience or three years demonstrated competency in the Maintenance Control Specialist I role. Engineering, project engineering, or... ...communication experience highly desired. FAA Airframe & Powerplant License preferred. Linux Basic and Linux Plus or equivalent experience...Hourly payMinimum wageContract workWork at officeLocal areaNight shiftDay shiftAfternoon shift$103k - $145k
...Americas, LLCTo start as soon as possible, full time, permanentFunctional area: Finance / Controlling; Project ManagementRemuneration: Exempt The Senior Project Controls Associate is responsible for delivering detailed and timely project control reports, managing...Full timeTemporary workFor contractorsWork experience placementWork at officeLocal areaImmediate startWork visaFlexible hours- Sargent Lundy is looking for an Associate Project Scheduler in Chicago, IL, to develop and maintain project schedules for capital projects... ..., performing critical path analysis, and ensuring project controls methodology is applied. Essential qualifications include proficiency...
$75k - $90k
...Learn more at . Role Overview The Associate, Private Wealth Client Services plays a... ..., but not limited to, experience, licenses/certifications, industry knowledge, and... ...respective direct and indirect subsidiaries and controlled affiliates. For full list of Cresset...Full timeTemporary workWork at officeLocal area$73.72k - $164.57k
...as a firm KPMG is currently seeking a Senior Associate to join our Trade and Customs practice.... ...jurisdiction and classification of complex products, licenses and other ITAR/EAR export authorizations, technology control plans, Consent Agreements, ITAR brokering, Congressional...H1bLocal area- ...Senior Associate, Platform Engineering & Architecture At PwC, our people in infrastructure... ...IT processes, capabilities, and controls in a proven and efficient way; Implement... ...Cloud auto-scaling, ELB; Cloud AI Ops / AI Monitoring; and, Cloud Discovery....
- RBC Capital Markets, LLC is seeking an Associate Financial Advisor in Chicago to engage in the licensing process and gain industry experience. Responsibilities include preparing for and obtaining necessary licenses, participating in training programs, and reporting activities...
$87.7k - $186.1k
...without contingencies in the state in which the hospital is located or ability to obtain by start date. Current DEA license. Current Controlled Substance License, if applicable, in state in which the hospital is located or ability to obtain by start date....Hourly payMinimum wageLocal areaImmediate startShift workNight shift
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