Regulatory Listings & Governance Analyst
TXSE
TXSE is seeking a motivated Analyst, Issuer Oversight in Dallas to join our Regulatory team. The role supports listing qualifications, corporate actions, and regulatory trading halts while requiring strong financial analysis skills. The ideal candidate has 1–4 years in financial services with a Bachelor's degree in finance or a related field. This position involves direct communication with management teams and requires excellent organizational skills. Join us to play a pivotal role in regulatory oversight and issuer governance. #J-18808-Ljbffr TXSE
- ...Analyst, Issuer Oversight TXSE is seeking a motivated and detail... ...Oversight, to join our Regulatory team in Dallas. This role is... ...related to initial and continued listing qualifications, regulatory trading... ...actions, and issuer governance matters. This is a client-...Regulatory
- ...Officer (CRO) in the independent oversight, governance, and execution of the Bank's Enterprise... ...with applicable laws, regulations, regulatory guidance, and Board-approved policies. This... ...duty satisfactorily. The requirements listed below are representative of the knowledge...RegulatoryWork at officeLocal areaRemote work
- ...Senior Compensation Analyst Under the direction of the Manager, Compensation, the Senior... ...guidance on compensation philosophy, governance, and program design, ensuring that compensation... ...competitiveness, internal equity, and regulatory compliance. The Compensation Advisor...RegulatoryLocal area
- ...Risk Divisional Governance Goldman Sachs' Risk Division develops comprehensive programs and processes to identify, monitor, assess... ...Self-Assessment (RCSA), Issue Management, Business Continuity, Regulatory Traceability, Policies and Events Design and report on aspects...RegulatoryWork experience placement
- ...Associate in Op Risk Programs Governance Our Risk division develops comprehensive processes to monitor, assess, and manage the risk... ...for key risk governance committees Coordinate responses to regulatory inquiries, internal audit findings, and external examination requests...RegulatoryWork experience placement
- ...seeks an Associate for its Enterprise Risk Management team. This role involves supporting the governance of the risk management framework, conducting reviews, and managing regulatory compliance. Candidates should have a Bachelor's degree and 3-6 years of experience within...Regulatory
$75k - $95k
...seeking someone to join our Legal & Compliance team as an Analyst to work as part of the Data Governance team with a focus on data governance and data quality... ...a PMO analyst supporting data governance committees, regulatory engagement, and execution tracking across firmwide...RegulatoryTemporary work- ...technology is critical for success. Associate in Op Risk Programs Governance The Associate in Op Risk Programs Governance is responsible... ...for key risk governance committees Coordinate responses to regulatory inquiries, internal audit findings, and external examination requests...RegulatoryWork experience placement
- ...Management, Incident Response, Firewall, Governance, Risk, Architecture and Offensive... ...About the role: The Cybersecurity Risk Analyst is responsible for executing a portion of... ...in accordance with updates in relevant regulatory or industry Cybersecurity practices Track...RegulatoryWork experience placementWork at officeVisa sponsorship
- ...business. Our Impact The Asset & Wealth Management Risk and Governance Associate you will play a pivotal role in a high‑priority strategic... ...mitigating risks in an increasingly complex macroeconomic and regulatory environment. This role involves collaborating with various...RegulatoryPrivate practiceWork at office
- ...ambition for every future! Purpose The Analyst, GBM AML and Sanctions Risk Assessment,... ...sources across the Bank, including AML Data Governance, Client Onboarding, Enterprise Data Lake... ...Support the AML Governance Team during regulatory exams by preparing and delivering exam...RegulatoryWork at officeLocal areaFlexible hours
- ...Under the direction of the Senior Enterprise Data Governance Manager, the Senior Data & AI Governance Analyst supports the execution of DFW’s Data & AI... ...and compliance with evolving enterprise standards, regulatory requirements, and industry best practices. Continuously...Regulatory
- ...THIS JOB DESCRIPTION DOES NOT ATTEMPT TO LIST ALL OF THE DUTIES THAT ARE OR MAY BE... ...supporting internal and external audits and regulatory requirements (SOX, TSA, PCI, DSS,... ...management/ticketing systems, and identity governance platforms. Physical Demands: Requires...Regulatory
- ...be covered) Job Title: Cybersecurity Analyst Contract: Long term - open ended... ...alignment with enterprise security policies and regulatory requirements. Promote secure usage of... ...meet any physical ability requirements listed in this description. Must be able to...RegulatoryContract workWork experience placementSeasonal workLocal areaRemote work
- ...The Workforce Operations Management Analyst serves as a technical subject matter expert... ...acquisitions, and ongoing compliance with regulatory requirements and SOX controls. Essential... ...to be construed as an exhaustive list of all responsibilities, duties and skills...RegulatoryRemote workRelocation
- ...Workplaces 2023 and GoBankingRate's 2023 list of Best Regional Banks. For more... ...dashboard development, data workflows, and regulatory reporting, learning to translate complex... ...frameworks. ~ Basic understanding of data governance, and responsible AI principles. ~...RegulatoryWork experience placementInternshipImmediate startDay shift
- ...including trends and developments in legal and regulatory matters; ensure programs, processes,... ...analytics Comprehensive knowledge of government regulations, laws, and best practice as... ...: This description is not an exhaustive list of all job functions, duties, skills,...RegulatoryTemporary workWork experience placementWork at officeLocal area
- ...Management team that helps build a robust governance framework to manage the firm's market,... ...liquidity, and credit risks. This is a junior analyst role working in partnership with... ...intended to be construed as an exhaustive list of all responsibilities, duties and skills...
- ...Job Description Senior Benefits Analyst At Invited Clubs, Benefits is about more... ...vendors to ensure accurate administration, regulatory compliance, operational excellence, and a... ...this position and is not a comprehensive list of duties, responsibilities, or requirements...RegulatoryFull timeTemporary workPart timeWork at officeLocal areaHome office2 days per week
$105.4k - $124k
...engineers, cloud teams, data engineers, analysts, and business partners to deliver a... ...comply with enterprise security, governance, and regulatory standards Basic Qualifications... ...based on the primary location, which is listed first. The actual range for the role...RegulatoryTemporary workWork experience placementLocal area3 days per week- ...Fintech Solutions is seeking a motivated Analyst to join our Execution Services Team,... ...microstructure, trading protocols (FIX), and regulatory requirements a plus. * Curious, eager... ...designed to cover or contain a comprehensive listing of activities, duties, or...RegulatoryFull timeWork experience placementWork from home
- ...that solutions meet operational needs and regulatory compliance. Key Responsibilities... ...Ability to converse with industry leaders, analysts, formulate POV on trends, and proactively... ...Configure Rules Engines, Workflows, Check lists, Traceability matrix, NFRs etc. Will be...RegulatoryWork experience placement
- ...credentialing-related risks that may impact provider scheduling, regulatory compliance, and client relationships. Will be responsible for... ...ESSENTIAL DUTIES AND RESPONSIBILITIES The responsibilities listed here represent the majority of the role but are not all-inclusive...RegulatoryWork at officeShift workAfternoon shiftEarly shift
- ...Experience in interacting with Audit, Legal, external agencies, and regulatory bodies on risk-related topics. Good communication skills with... ...Louis, Missouri Job Expectations: Required location(s) listed above. Relocation assistance is not available for this position...RegulatoryWork experience placementRelocation package
- The Loan Review Analyst is responsible for conducting independent, in-depth evaluations of... ...and compliance with internal policies and regulatory standards. Additionally, the role... ...intended to be construed as an exhaustive list of all responsibilities, duties and skills...RegulatoryWork experience placementWork at officeShift work
$54.5k - $89.2k
...North America is currently hiring a UA Analyst - Mgmt Liability PNP to join the Financial... ...insurance industry and the legal and regulatory environment Experience with data collection... .... If your expectations are above the listed range, we still encourage you to apply—your...RegulatoryFull timeTemporary workApprenticeshipCurrently hiringWork at officeLocal areaRemote workVisa sponsorship$55k - $131.33k
...to the company's success. As a Data Analyst Sr within PNC's Technology - Retail Shop... ...knowledge, skills, and abilities for a role. Listed below are skills, competencies, work... ...SAFE Act) and/or the Financial Industry Regulatory Authority (FINRA), which prohibit the hiring...RegulatoryFull timeTemporary workPart timeWork experience placementWork at office$97.5k - $127.5k
...Senior AML Analyst, Sanctions Circle is committed to visibility and stability in everything... ...PEP, and adverse media reviews, applying regulatory frameworks and internal policies to... ...validate sanctions screening data, including list updates across multiple jurisdictions...RegulatoryFlexible hours$37k - $98.67k
...experience for our customers. As a Loan Support Analyst Senior within PNC's Complex Loans -... ...to complex deal structures and/or regulatory compliance requirements. Consults and advises... ..., skills, and abilities for a role. Listed below are skills, competencies, work experience...RegulatoryFull timeTemporary workPart timeWork experience placementWork at officeRemote work$50 - $60 per hour
...currently seeking a Senior Business Systems Analyst for a hybrid position (4 days onsite per... ...and systems. Designs processes to meet regulatory requirements. Develops and generates... ...a Business Analyst role performing the listed responsibilities, including experience with...RegulatoryHourly payPermanent employmentContract work
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