Senior Securities Compliance Architect
Mercury
Mercury is seeking a Senior Compliance Risk Manager, Securities to translate regulation into design and process, owning the securities compliance program across BD and RIA entities. This role conducts testing, maintains policy inventory, supports investigations and regulatory filings, and coordinates with Product, Engineering, Legal, and Operations to scale risk controls. A strong candidate brings 5+ years of regulatory experience, FINRA licenses, and a track record of delivering compliant, #J-18808-Ljbffr Mercury
Vacancy posted 5 days ago
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