Senior Systems Compliance Analyst

Senior Systems Compliance Analyst

Position Description

NEAM has an opening for a Senior Systems Compliance Analyst inour Farmington, CT office.


The positionis responsible for reviewing client mandates and ensuring investment guidelinecoding accurately reflects a client's investment guidelines.


Theposition works closely with Portfolio Management, Trading, Compliance, andTechnology teams and leverages the firm's trading and compliance system,Charles River.


The position plays a keyrole in supporting the firm's pre- and post-trade compliance workflows. Successful candidates must meet tightdeadlines and be able to manage multiple priorities effectively.


The position will have contact with clients,portfolio managers and others within the firm, which requires strong managementand communication skills.

Work within asmall team to provide day-to-day operational support for NEAM's Charles RiverTrading & Compliance platform, ensuring high availability and timely issueresolution

Codes clientguidelines on Charles River platform:

Analyzes IMA'sand requests to develop or modify guidelines


Identifies datarequired from source systems to implement guidelines on compliance system

Codifies andtests guidelines utilizing compliance system to develop new rules or throughmodification of existing rules

Maintains crossreference to contractual guidelines

Develops andmaintains procedures related to investment guideline codification process


Provides vendor/ platform leadership and serves as a technical escalation point to CharlesRiver for compliance related functionality

Partners withCharles River product and support teams to evaluate platform releases, manageupgrades, and onboard new functionality

Assist in root-causeanalysis for compliance events and trading issues, including "why did thisviolation occur" investigations.

Assistin control audits to demonstrate adherence to stated policies and proceduresrelated to codification of guidelines


Qualifications

A bachelor'sdegree in computer science, finance or accounting is required.

CFA or CFACandidate a plus

Five or moreyears of experience working in the investment industry


Experience codifyingand monitoring investment guidelines utilizing a trading and compliance system(Charles River preferred)

Solidunderstanding of investment accounting systems and an understanding of fixedincome and equity data attributes that contribute to rule codification

Relationaldatabase and SQL querying knowledge


Proven abilityto support business-critical systems in a regulated environment

Strongproblem-solving skills that apply an analytical approach to diagnosing andresolving complex system issues

Workeffectively across business and technology teams

Experience withthe Charles River Trading and Compliance Platform highly preferred

About US

For more information about NEAMplease visit our website at

NEAMis a wholly owned subsidiary of General Re Corporation, which is a subsidiaryof Berkshire Hathaway Inc. NEAM has developed proprietary decision-making toolsand specialized services enabling the delivery of asset and capital managementsolutions to clients within the context of evolving regulatory, accounting andtax issues faced by insurance companies today.**

The firm's culture is team oriented, collaborative, transparent, andintellectually curious.

We currently offer a hybrid schedule with M/F remote and T/W/TR in the officein Farmington, CT.


**NEAM does not offer tax/legal advice.

It is the continuing policy of New England Asset Management to afford equal employment opportunity to all employees and applicants for employment without regard to race, color, sex (including childbirth or related medical conditions), religion, national origin or ancestry, age, past or present disability, marital status, liability for service in the armed forces, veteran status, citizenship, sexual orientation, gender identity, or any other characteristic protected by the applicable law. In addition, New England Asset Management provides reasonable accommodation for qualified individuals with disabilities in accordance with the Americans with Disabilities Act.