Executive Director, Wealth Management Investigations
Morgan Stanley
Morgan Stanley seeks a Senior Wealth Management Investigations Attorney for its Dallas office. You will be tasked with managing internal and regulatory investigations, ensuring compliance, and providing legal advice on various matters. The ideal candidate must have a Juris Doctor degree, 10+ years of relevant experience, and the ability to conduct thorough investigations. A commitment to diversity and inclusion is integral to our culture. #J-18808-Ljbffr Morgan Stanley
Vacancy posted 4 days ago
Similar jobs that could be interesting for youBased on the Executive Director, Wealth Management Investigations in Dallas, TX vacancy
- Morgan Stanley is looking for a Senior Wealth Management Investigations Attorney in Dallas to oversee internal and regulatory investigations for its Wealth Management business. The ideal candidate will have at least 10 years of experience in conducting investigations,...Suggested
- Senior Wealth Management Investigations Attorney - Executive Director (Dallas)DescriptionCompany ProfileMorgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services...SuggestedWorldwide
- Senior Wealth Management Investigations Attorney - Executive Director (Dallas) Position Responsibilities Conduct and coordinate internal investigations involving potential employee misconduct, ranging from serious violations of law or industry rules to internal violations...Suggested
- ...Senior WM Investigations Attorney – Executive Director (Dallas) Description Company Profile Morgan Stanley is a leading global financial... ...of investment banking, securities, investment management and wealth management services. The Firm's employees serve...SuggestedFull timeWorldwide
- Morgan Stanley seeks a Wealth Management Investigations Attorney to handle internal and regulatory enforcement investigations for its Wealth Management business. You will manage investigations involving potential employee misconduct and compliance matters across various...Suggested
- Morgan Stanley is seeking a Wealth Management Investigations Attorney (Vice President) in Dallas. This role involves managing internal and regulatory investigations and conducting inquiries for the Wealth Management business segment. Ideal candidates will have 5+ years...
- Dormont Manufacturing Co is looking for a Vice President WM Investigations Attorney based in Dallas. This role involves conducting internal investigations, managing regulatory inquiries, and working with various departments and outside counsel. The ideal candidate will...
- ...Job Description The Asset Management Division is made up of Goldman... ...for pension plans, sovereign wealth funds, insurance companies,... ...responsibility will be: Effectively execute and manage the daily... ...at Admins aligns with GSAM Investigate position differences between...
- WM Investigations Attorney - Vice President (Dallas) Morgan Stanley is seeking an investigations attorney to handle a docket of internal... ...enforcement investigations and inquiries for its Wealth Management business. This includes internal investigations involving potential...
$185k - $230k
Position SummaryThe Wealth Management Managing Director leads a team of Wealth management professionals and is responsible for identifying and generating new business opportunities with both existing and prospective clients through a robust growth program. The director...Temporary workLocal areaFlexible hours- ...Goldman Sachs Bank AG is seeking an experienced recruitment partner for their Private Wealth Management team in Dallas, Texas. This role requires a deep understanding of private wealth management, exceptional stakeholder management, and a focus on enhancing candidate experience...
Goldman Sachs Bank AG
Dallas, TX4 days ago $75k - $125k
...specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth... ...and Life insurance licensed Minimum 5 years of client-facing wealth management or financial planning experience is required. Three...Full timeContract workTemporary workPart timeInternshipLocal areaRemote workFlexible hoursAllworth Financial
Dallas, TX9 hours ago- Asset & Wealth Management Operations Private-Alts Pvt KYC Group-Dallas-Vice President location_on Dallas, TX, United States YOUR IMPACT Our... ..., feedback and subject matter expertise to strengthen execution and judgment. BASIC QUALIFICATIONS Bachelor’s degree required...Work at officeLocal area
- What you’ll do in the role: Lead investigations of a wide variety of suspected financial crimes, including money laundering, terrorist financing... ...agencies. Provide advice to the business regarding managing risks arising from financial crimes concerning prospective and...
- Asset & Wealth Management, Wealth Solutions, Vice President - Dallas Job Description YOUR IMPACT Are you a strategic thinker with a strong... ...leaders and functional teams to drive growth, improve execution, and deliver a differentiated client and advisor experience....Full timeWork experience placementWork at office
- ...as a Global Financial Crimes (GFC): US Investigations Vice President. In the Legal & Compliance... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk... ..., including governance, oversight and execution of the Firm's Anti‑Money Laundering (...
- Job Summary As a Settlement Administration Associate in Wealth Management Solutions, Trust & Estates, you will assist with the administration of the trust and participate in daily interactions with clients, internal partners, and outside intermediaries. This role offers...
- Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize... ...investments. This role supports day‑to‑day asset management execution in close coordination with real estate credit teams,...Full timeTemporary workWork at office
- ...seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...
$120k - $130k
...Vice President to join their Dallas office. This role involves managing client investment plans and ensuring exceptional service delivery... ...minimum of a Bachelor’s degree and 5-7 years in a financial or wealth management role. An attractive compensation package is offered,...Work at office- A leading financial services firm is seeking a Private Wealth Advisor in Dallas, Texas. The role involves building strong client relationships and delivering bespoke wealth management strategies. Candidates should have over four years of experience in private wealth management...
- Asset & Wealth Management Operations-Shareholder Services -Client Operations-Dallas-Vice President location_on Dallas, TX, United States A... ...fund administrators; ensure timely, accurate, and audit-ready execution. Risk & Control Framework: Design, document, and...Full timeTemporary workWork at office
- ...seeking someone to join our team as a Vice President Crypto Investigations in Global Financial Crimes to lead and help establish Morgan... ...business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Vice President...
- ...President role in Dallas, Texas. This position involves executing key initiatives for Wealth Solutions, partnering globally to enhance AI strategies... ...exceptional Excel and communication skills, and the ability to manage multiple projects effectively. As a leader in the...
- ...financial services leader is seeking a Vice President for Crypto Investigations to enhance their Global Financial Crimes team. The ideal... ...supervise diverse investigations and develop strategic processes to manage financial crime risks effectively. A bachelor's degree and...
- About Goldman Sachs Asset & Wealth Management A career with Goldman Sachs Asset & Wealth Management offers the opportunity to help clients... ...Operations: Oversee the full trade lifecycle — order management, execution support, allocation, settlement, and trade exception/break...Full timeTemporary workWork at office
- Goldman Sachs Bank AG seeks a Global Change Manager in Dallas, Texas, to lead high-priority initiatives within its Asset & Wealth Management division. Your role will involve working with Deal Execution teams, Sales, and Engineers to ensure delivery and realization of benefits...
- Goldman Sachs’ Asset & Wealth Management Division (AWM) is one of the world’s leading investment managers. AWM provides institutional and... ...supporting the global AWM businesses. You will work alongside Deal Execution teams, Sales, Product Managers, Operations and Engineers to...Full timeTemporary workWork at office
- ...Job Title Goldman Sachs Asset Management's Quantitative Equity Solutions (QES) Team... ...advantaged investing, income, management of wealth concentration and values alignment. Our... ...marketing materials, and establish and execute on business strategy. Responsibilities also...Work experience placement
- Job Description Private Wealth Management (PWM) Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth... ...service while maintaining the highest ethical standard in execution Curate a network of intermediaries to help best serve clients...Full timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Director, Wealth Management Investigations. Be the first to apply!
Related searches
- change management executive Dallas, TX
- technical executive Dallas, TX
- managing director financial services Dallas, TX
- executive team lead asset protection Dallas, TX
- associate chief medical officer Dallas, TX
- chief revenue officer Dallas, TX
- chief dental officer Dallas, TX
- executive director Dallas, TX
- chief executive Dallas, TX
- executive assistant to president Dallas, TX