Executive Director, Wealth Management Investigations
Morgan Stanley
Morgan Stanley seeks a Senior Wealth Management Investigations Attorney for its Dallas office. You will be tasked with managing internal and regulatory investigations, ensuring compliance, and providing legal advice on various matters. The ideal candidate must have a Juris Doctor degree, 10+ years of relevant experience, and the ability to conduct thorough investigations. A commitment to diversity and inclusion is integral to our culture. #J-18808-Ljbffr Morgan Stanley
Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Executive Director, Wealth Management Investigations in Dallas, TX vacancy
- Senior Wealth Management Investigations Attorney - Executive Director (Dallas)DescriptionCompany Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services...SuggestedWorldwide
- Senior Wealth Management Investigations Attorney - Executive Director (Dallas) Position Responsibilities Conduct and coordinate internal investigations involving potential employee misconduct, ranging from serious violations of law or industry rules to internal violations...Suggested
- ...Senior WM Investigations Attorney – Executive Director (Dallas) Description Company Profile Morgan Stanley is a leading global financial... ...of investment banking, securities, investment management and wealth management services. The Firm's employees serve...SuggestedFull timeWorldwide
- Morgan Stanley seeks a Wealth Management Investigations Attorney to handle internal and regulatory enforcement investigations for its Wealth Management business. You will manage investigations involving potential employee misconduct and compliance matters across various...Suggested
- Wealth Management Investigations Attorney - Vice President (Dallas) We summarize your role as an investigations attorney handling internal and regulatory enforcement matters for Morgan Stanley’s Wealth Management business. You will manage a docket of cases involving potential...SuggestedWorldwide
- Your ImpactThe Asset Management Division is made up of Goldman Sachs... ...for pension plans, sovereign wealth funds, insurance companies, endowments... ...will beEffectively execute and manage the daily processes... ...records at Admins aligns with GSAM Investigate position differences between...
$250k
...00.00 - $500,000.00Category: Risk Management, ExecutiveCompany: CitiAbout Wealth Risk Management and WPPMThe Wholesale... ...strategy.Job PurposeThe Managing Director of Wealth Counterparty Credit and... ...thinking, and prioritizes the execution of key business objectives. Uphold...Full time$185k - $230k
Position SummaryThe Wealth Management Managing Director leads a team of Wealth management professionals and is responsible for identifying and generating new business opportunities with both existing and prospective clients through a robust growth program. The director...Temporary workLocal areaFlexible hoursBusey-Bank-2
Dallas, TX1 day ago- Asset & Wealth ManagementA career with Goldman Sachs Asset & Wealth Management is an opportunity to help clients across the globe realize their potential, while you... ...This role supports day‑to‑day asset management execution in close coordination with real estate credit teams...
- ABOUT ASSET & WEALTH MANAGEMENTGoldman Sachs’ Asset & Wealth Management Division (AWM) is one of the world’s leading investment managers. AWM provides institutional... ...AWM businesses. You will work alongside Deal Execution teams, Sales, Product Managers, Operations and...
- ...based in Dallas to report to the COO of Wealth Solutions and partner with business leaders... ...enable revenue growth.OUR IMPACTWealth Management Across Wealth Management, Goldman Sachs... ...teams to drive growth, improve execution, and deliver a differentiated client and...Work experience placement
- OverviewGoldman Sachs Asset Management's Quantitative Equity Solutions (QES) team oversees... ...advantaged investing, income, management of wealth concentration and values alignment.Our... ...marketing materials, and establish and execute on business strategy. Responsibilities also...
- ...as a Global Financial Crimes (GFC): US Investigations Vice President.In the Legal & Compliance... ...facilitating and overseeing the Firm's management of legal, regulatory and franchise risk... .... Including governance, oversight and execution of the Firm's Anti-Money Laundering (AML...Temporary work
- WEALTH MANAGEMENT Across Wealth Management, Goldman Sachs helps empower clients and customers around the world to reach their financial goals... ...senior members of the Global Marcus management team in the execution of managerial initiatives and oversight of the underlying...Work experience placementFlexible hours
- ROLE OVERVIEW The successful candidate will join the Private Wealth Management Experienced Hire Recruiting Team focused on the end-to-end... ...contribute to the development of recruitment strategies and solutions.Execute end-to-end recruitment processes in managing activities from...Work experience placementLocal area
- ...GroupStrategic Equity Solutions (SES) provides holistic advice and execution for clients with large, concentrated equity positions,... ...(VP/ED) is a subject-matter expert responsible for advising Wealth Management teams and clients on U.S. regulatory considerations and...
- ...Goldman Sachs Bank AG is seeking an experienced recruitment partner for their Private Wealth Management team in Dallas, Texas. This role requires a deep understanding of private wealth management, exceptional stakeholder management, and a focus on enhancing candidate experience...
Goldman Sachs Bank AG
Dallas, TX3 days ago - ...Senior Vice President, Investigations & University Engagement About the Company Prominent... ...Industry Non-Profit Organization Management Type Non Profit Founded 1999... ...Investigations and University Engagement. This executive will be responsible for overseeing Fair...Work experience placement
- ...Chief Learning & Integration Officer, Wealth Management About the Company Prestigious, fast-growing national RIA focused on acquisitions... ...Officer for Wealth Management. This newly created executive leadership role is pivotal in the firm's growth, particularly...
$75k - $125k
...specializes in retirement planning, investment advising, and 401(k) management with a direct approach to financial planning. Allworth... ...and Life insurance licensed Minimum 5 years of client-facing wealth management or financial planning experience is required. Three...Full timeContract workTemporary workPart timeInternshipLocal areaRemote workFlexible hoursAllworth Financial
Dallas, TX4 days ago- Goldman Sachs’ Private Wealth Management arm seeks a Vice President to lead wealth planning capabilities for UHNW clients and family offices. You will partner with Private Wealth Advisors to build complex analyses of net worth, liquidity, transfers, and trade-offs. Based...Work at office
- ...multigenerational legacy planning and stewardship. The role involves engaging wealth creators and facilitating family meetings to promote strategic... .... The candidate should have at least 10 years of senior-level management experience, a Bachelor's degree, and strong project management...Work at office
- ...seeking a Vice President in Dallas to align business strategy and drive AI initiatives across Wealth Solutions. This role demands strong analytical skills, project management expertise, and the ability to work with senior leaders in various functions. Key responsibilities...
- ...based in Dallas to drive AI strategy and automate workflows within Wealth Solutions. This role requires partnering with senior leaders... ...will have a Bachelor’s degree, over 8 years of project management experience, and expert skills in Excel and PowerPoint. The position...
- ...President role in Dallas, Texas. This position involves executing key initiatives for Wealth Solutions, partnering globally to enhance AI strategies... ...exceptional Excel and communication skills, and the ability to manage multiple projects effectively. As a leader in the...
- ...offices, while also expanding on firmwide partnerships with Private Wealth Advisors (PWAs) and other divisions. The individual will help... ...capital, structured credit and real estate. OUR IMPACT Wealth Management Across Wealth Management, Goldman Sachs helps empower clients...Full timeTemporary workWork at office
- Goldman Sachs Private Wealth Management seeks a Vice President to lead rollout and optimization of advanced wealth planning for our UHNW clients... ...product/engineering to enhance planning tools, and deliver executive-ready presentations that guide strategic decisions for #J-1...
- ...offices, while also expanding on firmwide partnerships with Private Wealth Advisors (PWAs) and other divisions. The individual will help... ...central point of coordination across Investment Banking, Asset Management, Alternatives and Private Wealth Management to deliver holistic...
- Goldman Sachs Private Wealth Management seeks a Wealth Planning Specialist, Vice President, in Dallas to lead advanced planning capabilities for UHNW clients and family offices. You will partner with Private Wealth Advisors to deliver integrated analyses of net worth, liquidity...Work at office
- Goldman Sachs’ Asset & Wealth Management Division (AWM) is one of the world’s leading investment managers. AWM provides institutional and... ...supporting the global AWM businesses. You will work alongside Deal Execution teams, Sales, Product Managers, Operations and Engineers to...Full timeWork at office
Do you want to receive more vacancies?
Subscribe and receive similar vacancies to Executive Director, Wealth Management Investigations. Be the first to apply!
Related searches
- executive assistant to chief executive officer Dallas, TX
- assistant to the executive director Dallas, TX
- financial executive Dallas, TX
- executive search company Dallas, TX
- managing director of operations Dallas, TX
- senior manager executive compensation Dallas, TX
- chief dental officer Dallas, TX
- information technology executive Dallas, TX
- store executive Dallas, TX
- nonprofit board member Dallas, TX