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Securities Compliance Principal - Remote

$70k - $90k

World Insurance Associates, LLC.

Middletown, NJ
  • Remote job

World Insurance Associates, LLC. is seeking a Securities Compliance Principal to ensure adherence to securities laws and internal policies. Responsibilities include reviewing investment accounts, conducting examinations, and supporting compliance operations. The ideal candidate has a Bachelor's degree, at least five years in compliance, and various licenses (Series 7, 24, etc.). The salary ranges from $70,000 to $90,000. The position provides extensive benefits including health, dental, vision insurance and remote work opportunities. #J-18808-Ljbffr World Insurance Associates, LLC.

Vacancy posted 12 hours ago
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