Chief Compliance & Legal Officer — Investment Management (New York)
Madison-Davis, LLC
Madison-Davis, LLC is seeking an accomplished legal and compliance executive to lead the firm’s regulatory, legal, and governance functions in a regulated investment management environment.
The successful candidate will partner with senior leadership to balance business growth with rigorous risk management, ensure regulatory compliance, and provide practical solutions to evolving regulatory and fiduciary challenges.
#J-18808-Ljbffr$210k - $253k
...NYC KIDS RISE in New York is seeking a General Counsel to serve as the chief legal resource and strategic advisor. The role entails managing legal matters, ensuring compliance, and supporting organizational growth... ...to work 1–3 days in the office based on organizational needs...SuggestedFull timeWork at office$225k - $265k
...General Counsel — Investments Bessemer... ...with asset management experience to... ...join the firm’s Legal Department.... ...Collaborate with compliance professionals... ...standing of the New York bar required.... ...is a family office, overseeing $2... ...founding partner and chief financial...SuggestedFull timeTemporary workWork at officeRemote work$260k - $290k
...Chief Compliance Officer Team: Legal & Compliance Location: New York, NY Work mode: Onsite / Hybrid Comp: $260-$290K base + equity Build the future of investment management with us The infrastructure managing $300 trillion in assets was built in the 90s. Now, all of it...SuggestedFull timeWork at office$5,000 per month
...are committed to investing in our... ...credit and risk management products and services... ...success of the U.S. Legal Department with... ...analysis, of new products and... ...coordination with the Compliance department... ...the front office and other corporate... ...state of New York or in the state...SuggestedFull timeFlexible hours$180k - $260k
...the realities of investing as it actually works... ...adding a second Chief Compliance Officer to take on one of... ...with Operations, Legal, Product, and... ...for your entity; manage exams, inquiries,... ...as Frec launches new products and features... ...Francisco or New York. Exceptional...SuggestedFull timeRemote workFlexible hours- ...Join a world-class legal team at JPMorganChase, one... ...asset and wealth managers globally. Make a direct... ...on complex alternative investment products and supporting... ...both the creation of new funds and the maintenance... ...functions (e.g., Compliance, Risk) both within the...Full time
$200k - $220k
...Crédit Agricole Group in New York is seeking an FS Head of Financial Intelligence Unit (... ...Suspicious Activity Reports, enhancing the compliance programs, and ensuring adherence to... ...candidate will have a strong background in managing financial teams, comprehensive knowledge...Full time- ...communities across the country. Headquartered in New York, with offices in Colorado, Florida, and Washington DC, Fairstead owns and manages a portfolio of more than 30,000 apartments... ..., and technology, and is actively investing in AI and digital transformation to operate...Full time
$260k - $390k
...New York City | Hybrid Investment Funds Associate Attorney AmLaw 50 Opportunity... ...Attorney to join its New York office. This opportunity is... ...real estate funds, asset managers, and institutional... ...governance, securities law compliance, investment adviser matters...Full timeWork at office$250k - $300k
...Pharo Management is seeking a General Counsel for its New York office. This role involves overseeing all legal aspects of firm operations while working closely with senior partners. The ideal candidate will possess strong regulatory knowledge, drafting experience, and...Full timeWork at office- ..., rapidly growing investment firm is conducting... ...General Counsel & Compliance Director to join... ...step into a top legal and compliance leadership... ...exit mechanics Manage external counsel... ..., or multi‑family office highly preferred... ...Location New York (Local candidates...Full timeWork at officeLocal areaRelocation package
$250k - $300k
...Counsel Who we are: Pharo Management is a leading global... ...2000, the firm has offices in London, New York, Hong Kong and Abu... ...markets. Our investment approach combines macroeconomic... ...Counsel to join our legal team in our New York... .... Work with the Compliance Department on...Full timeWork at officeLocal area$150.5k - $279.5k
...The Department: Compliance The Compliance... ...is dedicated to managing the next generation... ...group of technology, legal, and operational... ...who develop new approaches to solving... ...Gemini’s Global Chief Compliance Officer.... ...the State of New York, the State of California...Full timeWork at officeRemote workFlexible hours- ...ITE Management L.P. is seeking a Tax Director in New York to lead all tax compliance for funds and affiliated entities, partnering with finance and legal teams. This senior role requires expertise in partnership taxation and investment fund structures, with a focus on...Full time
$275k
UBS is seeking an experienced investment banker in New York, with responsibilities including creating partnerships and enhancing client relationships. The ideal candidate will have a bachelor’s degree in Finance, ideally with 4+ years in Debt Capital Markets. This full-...Full time$300k - $400k
...InforCapital, partnership in New York, is seeking a Director of Investments for its prestigious university endowment managing over a billion in capital. This role involves developing investment strategies, conducting due diligence, and leading research across diverse...Full time$300k - $400k
...leadershipAbout Our ClientAlternative investment platform based in Midtown.Job DescriptionRegulatory Leadership & Compliance OversightDefine and manage a forward-looking compliance strategy... ...awarenessCollaborate closely with legal, finance, technology, and commercial...Part time- ...seeking an accomplished legal and compliance executive to lead the... ..., legal risk management, and corporate governance... ...governance within a regulated investment management... ...Support the launch of new products and business... ...advisory firms, or family office environments....Full timeWork at office
- ...New York University seeks a Director of Investments to develop and implement investment strategy and risk management frameworks across asset classes. Reporting to the CIO, this leader will... ...with executives, and represent the Office in internal and external engagements...Full timeWork at office
$260k - $390k
...New York City | Hybrid Private Funds & Investment Services Associate Attorney AmLaw 200 Opportunity... ...to join its New York office. This opportunity is... ...offices, and asset managers in sophisticated fund formation... ...supporting regulatory compliance, SEC filings, investor...Full timePrivate practiceWork at office$225k - $285k
...marketing, client management, finances, staff and... ...platform and new business areas, growing... ...new complexity. Legal is an important part... ...report to the Chief Business Officer. This role is based in New York City and operates... ...privacy, and regulatory compliance Serve as the...Full timeContract workWork at officeLocal areaFlexible hoursNight shift$199.5k - $275k
...Job Responsibilities Manage and advise on M&A... ...Conduct and coordinate legal due diligence reviews.... ...business representatives and investment professionals.... ...complex legal documents. Compliance with relevant... ...Compensation Base Pay: New York, NY $199,500.00 – $275...Full time$222k - $311k
...builds, innovates, and invests. We deliver value... ...core construction management services and... ..., high‑performing Legal team at one of the... ...candidates who prefer New York City should apply... ...on legal and compliance topics across the... ...regularly with Executive Office, Finance,...Full timeWork at officeRelocation package- ...Counsel to join its Credit & Insurance business in New York. The successful candidate will manage fundraising, fund establishment, and various... ...Ideal candidates must have at least 8 years of legal experience in investment management, particularly with BDCs and related companies...Full timeFlexible hours
$250k - $300k
...- 3 days per week Mission The mission of the Investment Strategy Team at New York Life is to serve as the strategic partner for the insurance... ...and liabilities, thereby enhancing financial stability, managing risks effectively, and maximizing returns in support of...Full time3 days per week$300k
...INVESTMENT FUNDS ASSOCIATE ATTORNEYInvestment Management & Funds Practice GroupOpen to Multiple... ...multiple U.S. offices. This is an... ...clients on regulatory compliance matters under federal... ...comprehensive legal solutionsStay... ...(Hackensack) NY (New York)TX (Dallas)Washington...Part timeWork at office$280k - $330k
...- $330,000.00/yr Title: Chief Compliance Officer Location: New York City | Hybrid role - 2-3... ...on matching experience)* Managing Team of 50+ We are... ...-$150,000.00 1 week ago Legal, Compliance & Controls Manager... ...-$165,000.00 1 week ago Investments Compliance Officer –...Full time- ...Madison-Davis, LLC is seeking a Chief Compliance Officer (CCO) in New York City to lead the compliance program for a leading financial institution. This... ...will have extensive experience in compliance management, a deep understanding of regulatory requirements, and...Full time
- ...Courier Health is seeking a Director of Legal to establish the legal framework for... ...building the legal infrastructure, ensuring compliance with regulations, and providing... ...an accredited law school. The role is office-based in New York City with a focus on collaboration....Full timeWork at office
$255k - $300k
...Robinhood is seeking a Chief Compliance Officer for its Derivatives Compliance team in New York. This leadership role involves overseeing compliance programs aligned with CFTC and NFA regulations. The ideal candidate should have over 8 years of experience in financial...Full time
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