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Compliance & Supervision Analyst - FINRA Focus

ACA Group

ACA Group in Medford, Oregon seeks a Compliance Specialist to ensure adherence to regulatory standards. Responsibilities include reviewing communications for compliance, compiling inspection data, and providing administrative support for brokerage accounts. Applicants should have a Bachelor's degree or equivalent experience, plus 1 year in financial services and hold FINRA licenses Series 7 and 24. The role offers a flexible work environment and a comprehensive benefits package including medical, dental coverage, and student debt forgiveness. #J-18808-Ljbffr

Vacancy posted 4 days ago
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