Asset and Wealth Management - Regulatory Reporting Specialist - Director
$134k - $348.5kPwC South Africa
Overview As an Asset and Wealth Management External Audit – Regulatory Reporting Specialist – Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing internal controls and mitigating risks. Within our Assurance practice, you will confirm adherence to regulatory requirements and provide strategic guidance on compliance strategies. As a Director, you will set the strategic direction, lead business development efforts, oversee multiple projects, maintain executive‑level client relationships, and mentor future leaders. Responsibilities Lead regulatory compliance initiatives to help clients navigate complex regulatory landscapes Develop and implement compliance strategies to mitigate risks effectively Oversee the preparation and submission of regulatory reports in alignment with industry standards Provide guidance on anti‑money laundering and financial crime prevention measures Conduct compliance audits and reviews to validate adherence to regulatory requirements Collaborate with clients to enhance internal controls and governance frameworks Promote innovation and technological advances in compliance processes Mentor and coach team members to cultivate their potential and drive business growth Build and maintain executive‑level client relationships to support strategic direction Identify market opportunities and convert them into successful engagements for the firm Qualifications At least a Bachelor's degree At least 8 years of experience Key Differentiators Demonstrated proficiency in Regulatory Reporting within Asset and Wealth Management Utilized Anti‑Money Laundering Compliance knowledge to enhance client engagements Implemented Compliance Program strategies to drive business growth Promoted technological advances in Regulatory Risk Compliance frameworks Cultivated potential through mentoring and leadership in client support Translated strategic vision into actionable business development initiatives Excelled in Governance Risk Compliance to maintain industry standards Travel Requirements Up to 20%. Salary and Benefits The salary range for this position is $134,000 – $348,500 ($134,000 – $410,000 for residents of Washington state). Compensation is based on skills, experience, qualifications, location, and applicable laws. All hired individuals are eligible for an annual discretionary bonus. PwC offers benefits including medical, dental, vision, 401(k), holiday pay, vacation, personal and family sick leave, and more. Equal Employment Opportunity Statement As PwC is an equal opportunity employer, all qualified applicants will receive consideration for employment at PwC without regard to race, color, religion, national origin, sex (including pregnancy, sexual orientation, and gender identity), age, disability, genetic information, veteran, marital, or citizenship status, or any other status protected by law. #J-18808-Ljbffr PwC South Africa
$134k - $348.5k
...Overview As an Asset and Wealth Management External Audit – Regulatory Reporting Specialist – Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing internal controls and mitigating risks. Within our Assurance practice...Asset$134k - $348.5k
...Asset and Wealth Management - Regulatory Reporting Specialist - Director The Opportunity As an Asset and Wealth Management - Regulatory Reporting Specialist - Director, you will play a pivotal role in guiding clients through complex regulatory landscapes, enhancing...Asset$116.2k - $212.9k
...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction.... ...in firm in-house trainings Ability to analyze trading reports for tax character and book tax differences, such as wash sales...AssetWork experience placementSummer holidayLocal areaFlexible hours$77k - $214k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy...AssetFull timeH1b$77k - $214k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy...AssetFull timeH1b- ...strategic transformation leader to drive initiatives within its Wealth platform in Boston. The role demands an ambitious individual... ...10–15 years of relevant experience, especially in wealth or asset management. You will own transformation initiatives, build a...Asset
$99k - $266k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% A career in our Financial Services Tax practice, within Corporate Tax services, will provide you with the opportunity to...AssetFull timeH1bLocal areaOverseas$185k - $275k
...DIRECTOR, PRIVATE WEALTH MANAGEMENT As a Senior Recruiter at Fanning- Masis, I assist my client companies, investment/asset/wealth management firms located in and around Boston which serve a private wealth and/or institutional client base, with their candidate recruitment...Asset- As the Private Wealth Services Tax Manager, you’ll conduct primary and secondary reviews of complex tax returns and provide income, estate, and gift... ...client's other advisers, such as attorneys and financial asset managers Managing multiple client service teams on client...Asset
$120k - $150k
...at Fanning- Masis, I assist my client companies, investment/asset/wealth management firms located in and around Boston which serve a private... ...which serves an UHNW client base, is seeking an Associate Director, Private Wealth. The diverse duties of this role include working...Asset$120k - $180k
...Description Organization RWA Wealth Partners is a boutique wealth management firm that provides... ...over $20 billion in assets. We are looking for passionate... ..., procedures, and regulatory obligations.... ...Manage the escalation, reporting, and documentation of material...AssetLocal area$99k - $266k
...Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 40% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy...AssetFull timeH1b$70k - $118.75k
...are looking for The Regulatory Advisory and... ...team in Boston. The team manages Credit, Market, and Model... ...prepare presentations and reports for management Participate... ...custodian banks, asset managers and asset intelligence... ...your needs. And our wealth of development programs...AssetTemporary workWork at officeFlexible hoursShift work- Wellington Management Company is hiring a Fund Governance Analyst to support its US Wealth channel growth. This role involves maintaining compliance and governance for the... ...candidate will have 1-3 years of experience in asset management, strong organizational skills, and...AssetWork at officeFlexible hours
- ...Private Wealth Management (PWM) Goldman Sachs Private Wealth Management (PWM) specializes in creating comprehensive wealth management plans for ultra high net worth individuals and families, as well as select institutions, including foundations and endowments. PWM Teams...Asset
- ...business. The successful candidate will promote services such as asset management and retirement plans, while also cultivating partnerships and... ...role requires a Bachelor's Degree or relevant experience in wealth management and specific financial licenses. This position...Asset
- EY is seeking a Manager Consultant for their Asset & Wealth Management practice in Boston. You will help clients align their operating models with business strategies, focusing on efficiency and transparency in investment management. The ideal candidate has experience in...AssetFlexible hours
- ...asset-management, project-management, Wealth Management, Change & Transformation Perm Hybrid We’re supporting a high-growth investment firm building out its Wealth platform in Boston. This is a genuine build role . Not a “keep the lights on” corporate position. Not a...AssetPermanent employment
$128.4k - $235.3k
...dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction.... ...gives you the opportunity to focus on US tax information reporting & withholding matters. You will work in a group environment...AssetSummer holidayRemote workFlexible hours$79k - $113k
...and prosperous futures. The Role The Regulatory Lead Specialist is a board governance paralegal role... ...and training; collect fund director and officer questionnaires; assist counsel... ...related rules and regulations and/or asset management industry is preferred, as is experience...AssetWork experience placementWork at officeLocal areaRemote workFlexible hours$125k - $175k
...Company Overview: A leading retirement company is seeking a Manager for their Wealth Management division. This role is pivotal in expanding... ...advisors, focusing on advisor development, client experience, asset retention, and sales performance Coach advisors to deliver...Asset$116.2k - $212.9k
...with a range of clients from our most venerable institutions to dynamic new entrants across Banking and Capital Markets, Wealth and Asset Management, Insurance, and Real Estate, Hospitality and Construction. Our purpose is to help build a financial services industry in...AssetSummer holidayFlexible hours- ...Riverview Capital Advisers was established in 2006 to meet the wealth management needs of ultra-high net worth individuals and families.... ...following areas: Preparing daily, weekly, and monthly reporting including asset allocations and performance reports Assisting in...AssetWork experience placementWork at office
- ...Wealth Planning Strategies page is loaded## Wealth Planning Strategiesremote... ...in the field of Wealth Management and is responsible for... ...objectives and constraints including regulatory issues, liquidity needs and... ...fueled by world-class asset management. But we[ʼ]re not just...AssetWork experience placementWork at office
- ...: Provides administrative support to Region Head for Private Wealth Management in Boston Region in a complex team environment Maintains complex... ...visa procurement when applicable, and processes expense reports in timely manner. Prepares and distributes correspondence, agendas...AssetWork at office
$77k - $214k
...Overview Specialty/Competency: Industry Tax Practice Industry/Sector: Asset and Wealth Management Time Type: Full time Travel Requirements: Up to 20% At PwC, our people in tax services focus on providing advice and guidance to clients on tax planning, compliance, and strategy...AssetFull timeH1bLocal area$100k - $300k
...Wealth Advisor RWA Wealth Partners is a boutique wealth management firm that provides customized solutions designed to help clients... ...managing over $19 billion in assets. We are looking for passionate... .... Collaborate with internal specialists and external partners to...AssetLocal area$124k - $335k
...Asset & Wealth Management Regulated Investment Company - Senior Manager The Opportunity: As an Asset & Wealth Management Regulated Investment... ...teams to enhance their skills in tax compliance and regulatory consulting Building and maintaining strong client relationships...Asset$135k - $155k
...Job Overview – Data & Reporting Manager (Asset Management) Compensation: $135,000 – $155,000/year + bonus Location: Boston, MA Schedule: Monday to Friday (Hybrid) Atlantic Group is hiring a Data & Reporting Manager (Asset Management) in Boston, MA for our client, supporting...AssetMonday to Friday$137.4k - $240.4k
...financial institution providing innovative wealth management services to individuals, families, and... ...‑planning strategies. Collaborate with specialist teams to transition newly acquired... ...strong analytical skills to match client asset situations with Northern Trust’s solutions...AssetWorldwide
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