Regulatory Compliance Manager - Hybrid, Training & Exams
Iqeq
IQ-EQ in the United States (Dallas area) is seeking a compliance professional with 4+ years of experience to manage client engagements and provide strategic guidance with minimal oversight from senior leadership. The role focuses on developing, implementing, and testing compliance programs for investment clients and supporting regulatory exams. You will mentor junior staff, lead trainings and mock SEC/FINRA examinations, stay ahead of regulatory changes, and help drive firm-wide initiatives. #J-18808-Ljbffr Iqeq
Vacancy posted 2 days ago
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