In House Counsel Jobs | JDHuntr 48067 Chief Compliance Officer, New York, NY at In House Jobs |[...]
Comunidade Metodista
Chief Compliance Officer New York, NY Primary compliance and oversight professional to help us develop and manage the compliance function at the company, including compliance matters with respect to all FINRA and SEC regulated activities in coordination with our regulated partner firms. Coordinate review of advertising, promotional materials and other communications to ensure compliance with applicable standards. Ensure that sales and advisory representatives act in accordance with applicable laws, rules and appropriate standards of conduct. Employment Type: Full-Time #J-18808-Ljbffr Comunidade Metodista
Vacancy posted 5 days ago
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