Branch Operations Supervisor
Ascendo Resources
Ascendo Resources seeks an experienced Administrative Officer (Series 9/10) to join our Broker-Dealer. This role supervises registered representatives, supports branch operations, and ensures daily activities comply with FINRA, SEC and internal standards. The ideal candidate has 5+ years in broker-dealer or wealth management, active Series 9/10, Series 7/63/66, and a bachelor’s degree or equivalent. You will lead staff, coordinate audits, onboarding, and maintain supervisory records. #J-18808-Ljbffr
Vacancy posted 13 hours ago
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