Sign up to access all features of our service.
  • Job search
  • Favorites
  • Create a CV
    New
  • Salaries
  • Subscriptions

Legal & Compliance - Credit & Insurance (BXCI) - Regulatory Attorney, AVP

$135k - $200k

Blackstone Group

Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We do this by using extraordinary people and flexible capital to help companies solve problems. Our $1.1 trillion in assets under management include investment vehicles focused on private equity, real estate, public debt and equity, infrastructure, life sciences, growth equity, opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information is available at . Follow @blackstone on LinkedIn, X, and Instagram.The Compliance Assistant Vice President will work on a variety of compliance-related matters involving the investment businesses. Primary job responsibilities include: Requirements: Support senior members of Compliance and Legal teams on compliance and regulatory matters arising from the SEC, CFTC, and DOL (ERISA), as well as compliance with all relevant federal, state and international securities laws (including the Investment Advisers Act of 1940, the Securities Act of 1933 and the Exchange Act of 1934)Devise, initiate, maintain, and revise compliance and regulatory policies, procedures, controls, and training based on the specific needs of the business and current regulatory requirements including the annual review under Rule 206(4)-7Draft and review disclosures and communications to investors and business professionals as well as memoranda implementing policies and proceduresServe as lead to coordinate responses to requests from marketing team for information related to DDQs, marketing materials, and other client requestsProvide regulatory and compliance advice to investment professionals with a focus on the private credit and corporate bond trading strategies and other personnel including preparation of reports to the investment team and senior management regarding compliance mattersRespond to requests from regulators, prepare for regulatory examinations, and conduct mock examinations in conjunction with external consultants and counselWork with in-house Legal and Compliance team and external counsel to monitor, and then implement responses to, regulatory developments that impact the businesses, particularly with respect to sustainability mattersSupport various business groups, including investment, marketing, accounting, operations and middle office departmentsQualifications: BXCI is seeking an attorney with 5+ years of experience in a law firm and as a compliance professional (preferably at a credit focused asset manager and/or at a regulatory consultant) to join a compliance team doing challenging work in an extremely fast-paced environment. Law firm experience is required. Experience within a law firm fund formation group or regulatory practice group is strongly preferred.Must demonstrate excellent communication skills and possess drafting experience.Proactive in new situations and to independently manage projects to conclusion is important. Must be willing to roll up sleeves and work with a variety of personalities.Must be a strong and independent thinker with excellent interpersonal and communication skills.Must have a calm demeanor, tolerance for ambiguity, confidence and conscientious work ethic.Knowledge of and expertise in communicating risks, best practices and regulatory requirements (U.S. and international).Desire to work as part of a highly collaborative legal and compliance team in a fast-paced environment and willingness to embrace a variety of issues.The duties and responsibilities described here are not exhaustive and additional assignments, duties, or responsibilities may be required of this position. Assignments, duties, and responsibilities may be changed at any time, with or without notice, by Blackstone in its sole discretion.Expected annual base salary range:$135,000 - $200,000Actual base salary within that range will be determined by several components including but not limited to the individual's experience, skills, qualifications and job location. For roles located outside of the US, please disregard the posted salary bands as these roles will follow a separate compensation process based on local market comparables.Additional compensation and benefits offered in connection with the roleconsist of comprehensive health benefits, including but not limited to medical, dental, vision, and FSA benefits; paid time off; life insurance; 401(k) plan; and discretionary bonuses. Certain employees may also be eligible for equity and other incentive compensation at Blackstone’s sole discretion.Blackstone is committed to providing equal employment opportunities to all employees and applicants for employment without regard to race, color, creed, religion, sex, pregnancy, national origin, ancestry, citizenship status, age, marital or partnership status, sexual orientation, gender identity or expression, disability, genetic predisposition, veteran or military status, status as a victim of domestic violence, a sex offense or stalking, or any other class or status in accordance with applicable federal, state and local laws. This policy applies to all terms and conditions of employment, including but not limited to hiring, placement, promotion, termination, transfer, leave of absence, compensation, and training. All Blackstone employees, including but not limited to recruiting personnel and hiring managers, are required to abide by this policy.If you need a reasonable accommodation to complete your application, please contact Human Resources at View phone number on click.appcast.io (US), View phone number on click.appcast.io (EMEA) or View phone number on click.appcast.io (APAC).Depending on the position, you may be required to obtain certain securities licenses if you are in a client facing role and/or if you are engaged in the following:Attending client meetings where you are discussing Blackstone products and/or and client questions; Marketing Blackstone funds to new or existing clients; Supervising or training securities licensed employees; Structuring or creating Blackstone funds/products; andAdvising on marketing plans prepared by a sales team or developing and/or contributing information for marketing materials. Note: The above list is not the exhaustive list of activities requiring securities licenses and there may be roles that require review on a case-by-case basis. Please speak with your Blackstone Recruiting contact with any questions.To submit your application please complete the form below. Fields marked with a red asterisk * must be completed to be considered for employment (although some can be answered "prefer not to say"). Failure to provide this information may compromise the follow-up of your application. When you have finished click Submit at the bottom of this form.SummaryLocation: New York; New Jersey; MiamiType: Full time

Vacancy posted 3 days ago
Similar jobs that could be interesting for youBased on the Legal & Compliance - Credit & Insurance (BXCI) - Regulatory Attorney, AVP in Miami, FL vacancy
  • $135k - $200k

     ...estate, private equity, credit, infrastructure, life...  ...be a member of the compliance team focusing on regulatory compliance issues...  ...Blackstone’s global Legal and Compliance (“L&C”) team. The AVP will serve as the primary...  ...paid time off; life insurance; 401(k) plan; and discretionary... 
    Legal
    Full time
    Local area

    Blackstone Group

    Miami, FL
    3 days ago
  • $162.5k - $250k

     ...and impact. The Department: Legal The Legal department at...  ...the digital asset exchange, credit card program, broker-dealer,...  ...our core tenets of security, compliance, and trust for our customers....  ...new product launches, and the regulatory landscape as it evolves. By navigating... 
    Legal
    Work at office
    Remote work
    Flexible hours

    Gemini Trust Company, LLC

    Miami, FL
    4 days ago
  •  ...Group has been providing insurance and solutions for...  ...Counsel — Insurance & Regulatory is a bilingual (English/Spanish) in-house attorney who serves as the primary executor of legal work across insurance regulatory...  ...accuracy, regulatory compliance, and timely submission... 
    Legal
    Full time
    Contract work
    For contractors
    Work at office
    Worldwide

    BMI Companies

    Miami, FL
    2 days ago
  •  ...Group has been providing insurance and solutions for...  ...About this role: The Legal Head of Corporate &...  ...bilingual (English/Spanish) attorney responsible for...  ...corporate governance, regulatory affairs, litigation strategy...  ..., holding company act compliance, and license renewals... 
    Legal
    Full time
    Contract work
    Work at office
    Worldwide

    BMI Companies

    Miami, FL
    2 days ago
  • $135k - $200k

     ...real estate, private equity, credit, infrastructure, life sciences...  ...will work on a variety of compliance related matters pertaining to...  ...restricted listCoordinate with legal and compliance teams across the...  ...; paid time off; life insurance; 401(k) plan; and discretionary... 
    Legal
    Full time
    Local area

    Blackstone Group

    Miami, FL
    3 days ago
  •  ...Federal Reserve and the Federal Deposit Insurance Corporation (“FDIC”). Headquartered...  ...investment transactions, ensuring compliance with regulatory requirements, and coordinating closely...  ...investment accounts, coordinating with legal, compliance, and operations teams.... 
    Legal
    Full time
    Work at office

    Safra National Bank

    Miami, FL
    1 day ago
  • $160k - $200k

     ...focused on real estate, private equity, credit, infrastructure, life sciences, growth...  ...Software Engineer to join our Legal and Compliance Technology group. This role is pivotal...  ...and FSA benefits; paid time off; life insurance; 401(k) plan; and discretionary bonuses... 
    Legal
    Full time
    Contract work
    Local area

    Blackstone Group

    Miami, FL
    6 days ago
  • $175k - $200k

     ...Counsel will serve as a legal advisor for the...  ...to ensure legal compliance, risk mitigation,...  ...on material terms, insurance requirements, and...  ...business decisions and regulatory changes....  ...the State Bar as an attorney qualified to practice...  ...information about credit cards or personal... 
    Legal
    Contract work
    Temporary work
    For contractors
    Work experience placement
    For subcontractor
    Work at office
    Local area
    Remote work
    Flexible hours

    Lemartec Corporation

    Miami, FL
    2 days ago
  •  ...& Birthisel LLP is a premier insurance defense trial law firm with a...  ...firms in South Florida. Our attorneys are known for delivering swift...  ...guidance or task coordination to legal assistants, clerical staff,...  ...of files while ensuring compliance with court rules, deadlines,... 
    Legal
    Work at office
    Local area
    Flexible hours

    Hamilton Miller & Birthisel

    Miami, FL
    4 days ago
  • $130k - $200k

     ...real estate, private equity, credit, infrastructure, life...  ...Investor Product Strategy, AVP Job Description: The Investor...  ...deal teams, finance teams, and legal and compliance teams in supporting product...  ...benefits; paid time off; life insurance; 401(k) plan; and discretionary... 
    Legal
    Full time
    Local area

    Blackstone Group

    Miami, FL
    3 days ago
  •  ...the VP, Treasurer, the AVP, Assistant Treasurer is...  ...banking relationships and credit card processing...  ...ensuring strong governance, compliance, and financial discipline...  ...agreements, and regulatory requirements Prepare...  ...Accounting, Tax, FP&A, Legal, Investor Relations, and... 
    Legal

    Royal Caribbean Group

    Miami, FL
    a month ago
  • $121.74 per hour

     ...both \n Build or Grow Your Private Practice — Without the Insurance Headaches \n Headway helps licensed mental health therapists...  ...reimbursement through a nationwide payer network \n \n Built-In Compliance: Ongoing compliance resources and audit support \n \n All-... 
    Bi-weekly pay
    Hourly pay
    Extra income
    Full time
    Part time
    Private practice
    Remote work
    Flexible hours

    Headway

    Hialeah, FL
    18 days ago
  • $200k - $250k

     ...estate, private equity, credit, infrastructure, life...  ..., and costs. Ensure compliance with internal and external...  ...efficiency. Work with legal teams to optimize...  ...compliance with legal and regulatory requirementsEstablish,...  ...; paid time off; life insurance; 401(k) plan; and... 
    Legal
    Full time
    Contract work
    Local area

    Blackstone Group

    Miami, FL
    3 days ago
  •  ...& Birthisel LLP is a premier insurance defense trial law firm with a...  ...firms in South Florida. Our attorneys are known for delivering swift...  ...deposition subpoenas, including HIPAA compliance and chain of custody. Intake,...  ...expert notebooks. Conduct legal and factual research (... 
    Legal
    Work at office
    Local area

    Hamilton Miller & Birthisel

    Miami, FL
    2 days ago
  •  ...DescriptionOrigis Energy is looking for an experienced Insurance Risk Manager to manage the organization’...  ...areas for M&A activityWork with legal and procurement on insurance elements in...  ...matters ensuring insurance requirement compliance with Lenders’ Financing and Equity... 
    Legal
    Full time
    Work at office

    Origis Energy

    Miami, FL
    3 days ago
  •  ...ContractsADP is seeking an experienced attorney to lead complex commercial transactions...  ...areas, including National Account Services, Compliance Solution Services and Procurement. This...  ...and operations, on contract strategy, legal risk and risk mitigation. The successful... 
    Legal
    Contract work

    ADP - Automatic Data Processing

    Miami, FL
    5 days ago
  •  ...its corporate practice, focusing on representations & warranties insurance and transactional risk advisory within M&A transactions. This...  ...conscious inclusion across our business and creating equitable pathways.Discipline(s): Legal In-HouseJob type: Flexible / Work From Home
    Legal
    Private practice
    Work from home
    Flexible hours

    IDEX Consulting

    Miami, FL
    7 days ago
  •  ...Job Description JOB SUMMARY: The Credit Risk Data Analyst is responsible for being...  ...and conclusion for management, Board and Regulatory reports, including standard and ad-hoc requests...  ...are required to adhere to the highest legal and ethical standards applicable to our industry... 
    Legal

    Seacoast Bank

    Miami, FL
    4 days ago
  • $180k - $220k

     ...multiple jurisdictions and evolving regulatory environments. Take on a...  ...direct exposure to product, compliance, commercial, and executive...  ...gaming matters. Help shape legal strategy as new products,...  ...2378 Benefits: Health insurance Paid time off Retirement... 
    Legal

    Orion Placement

    Miami, FL
    4 days ago
  • Santander US seeks an Associate in Fund Finance Credit Portfolio Management within Corporate & Investment Banking. You will perform credit...  ...and opportunities to mentor junior staff while collaborating with Product, Legal, Risk, and Operations. #J-18808-Ljbffr Santander US
    Legal

    Santander US

    Miami, FL
    2 days ago
  •  ...Americans, we're their last line of defense against insurance companies, large corporations or defective goods. From attorneys in all 50 states, to client support staff,...  ...injury cases, primarily automotive Drive compliance and KPIs amongst team EUOs, PIP Statements,... 
    Full time
    Work at office
    Local area

    Morgan & Morgan

    Miami, FL
    1 day ago
  • $120k - $150k

     ...respected South Florida Law Firm that is seeking a Maritime / Insurance Defense Attorney to join its Miami practice! This is an excellent...  ...preferred ~ Strong academic credentials with exceptional legal research and writing skills ~ Excellent oral advocacy, organization... 
    Legal

    Legacy Staffing Associates

    Miami, FL
    2 days ago
  •  ...motivated Community Association Attorney focusing on condominium and...  ...candidate will have strong legal knowledge, excellent client communication...  ...association Boards to ensure compliance with state and federal laws,...  ..., developer turnover, insurance issues, budgeting/financial... 
    Legal
    Full time

    Haber Law

    Miami, FL
    1 day ago
  • $185k - $296.1k

     ...DescriptionVisa is seeking a senior attorney to lead legal support for its business...  ...identify legal and regulatory risks, develop solutions,...  ...sales, product, marketing, compliance, and other functions to...  ...Vision, 401(k), FSA/HSA, Life Insurance, Paid Time Off, and... 
    Legal
    Full time
    For contractors
    Work at office
    Local area
    Work visa
    Free visa

    Visa

    Miami, FL
    5 days ago
  •  ...which operates within the Global Credit segment as a subsidiary of...  ...(“ KYC ”) and sanctions compliance processes, reporting to the Chief...  ...candidate with experience in AML regulatory frameworks, investigative KYC...  ...the Company’s commercial, legal, finance and compliance teams... 
    Legal
    Full time
    Work at office

    The Carlyle Group

    Miami, FL
    2 days ago
  •  ...Legal Counsel We're a digital entertainment company creating engaging online platforms people love. Since...  ...multiple jurisdictions. You'll work closely with product, compliance and executive teams, advising on regulatory matters and handling customer disputes as they arise... 
    Legal

    Arena Entertainment

    Miami, FL
    3 days ago
  •  ...Through our synergistic platform of insurance carriers, reinsurers, and asset...  ...Asset Management Private Credit Primary Insurance Carriers...  ...opinions, reserve certifications and regulatory filings. Regulatory and Rating Agency Compliance: Serve as the company’s... 
    Full time
    Immediate start
    Work visa
    Monday to Friday

    A-CAP Services LLC

    Miami, FL
    more than 2 months ago
  •  ...Pictures Entertainment seeks an exceptional attorney who thrives in a collaborative team...  ...candidate will manage a wide range of legal affairs related to the day-to-day...  ...advertising sponsorships, product placement and regulatory compliance for advertising ; (ii) program... 
    Legal
    Full time
    Local area

    Sony Pictures Entertainment

    Miami, FL
    4 days ago
  •  ...Established and well-known Florida based insurance company is currently seeking an experienced liability attorney with at least 7 years' litigation experience to join...  ...trial/resolution. Demonstrates exceptional legal research and writing skills. Independently drafts... 
    Legal
    Full time

    De Novo Review Inc

    Miami, FL
    5 days ago
  •  ...Commercial Legal Counsel OpenFX is on a mission to move money as freely as data, unrestricted by time zones, banking hours...  ...and settlement and funds-flow mechanics. Partner with regulatory Legal, Compliance, and Product on how regulatory requirements land in... 
    Legal
    Contract work
    Bank staff
    Local area

    OpenFX

    Miami, FL
    1 day ago

Do you want to receive more vacancies?

Subscribe and receive similar vacancies to Legal & Compliance - Credit & Insurance (BXCI) - Regulatory Attorney, AVP. Be the first to apply!