RIS - Investment Operations Specialist- Central Florida

Job Summary At Regions, the RIS Investment Operations Specialist provides operational support, such as reporting and customer account maintenance, within the Investment Services division to advisors, clients, and internal partners. Primary Responsibilities Collects, logs, and ensures filing accuracy of Financial Advisor account transaction packages on a monthly basis Acts as a resource to Financial Advisors, coordinating support and coaching for ad hoc requests and questions in platforms such as Marketing Central, Bridge, Portfolio Access, DocuSign, etc. Acts as a resource to Financial Advisor by pulling routine and ad hoc reports such as performance and production reports Facilitates marketing campaigns by compiling new and relevant content in Marketing Central at the direction of Financial Advisors Partners with AIE to host team training seminars, virtual meetings, and operational best practices classes as needed Participates in semi-annual audits of Financial Advisors' Book of Business to ensure both internal and external compliance guidelines are met Participates in annual branch audits by compiling State, Federal, and Cetera Audit requirements as well as running audit demonstration classes to prepare Financial Advisors Updates and reviews operational task procedures approved by compliance This position requires the tracking of time and is eligible for overtime for hours worked in excess of 40 per week under the Fair Labor Standards Act. Requirements High School Diploma or GED Three (3) years of banking or financial services experience Preferences Skills and Competencies Ability to research and solve problems Excellent verbal and written communication skills Strong analyzing, coordinating, and follow up skills Strong attention to detail Location Location will be dependent on the right candidate but will support Central Florida. Position Type Full time Compensation and Benefits Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job. Job Range Target: Minimum: $50,500.00 USD Median: $63,650.00 USD Incentive Pay Plans: This job is not incentive eligible. Benefits Information Paid Vacation/Sick Time 401K with Company Match Medical, Dental and Vision Benefits Disability Benefits Health Savings Account Flexible Spending Account Life Insurance Employee Assistance Program Equal Opportunity Employer Equal Opportunity Employer/including Disabled/Veterans #J-18808-Ljbffr Regions Financial